The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Duke Smythe Associates
[ Unregistered Soliciting Entities ]
P.O. Box 35178
Seattle, WA 98381
July 26, 2019