The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Woori Investment & Securities America, Inc.
[ Impersonators of Genuine Firms ]
120 West 45th Street, Suite 3010
New York, NY 10036
Website: http://woori-isa.com/ (The website is not accessible and may be blocked.)
July 25, 2019
- Woori Investment & Securities America, Inc. is impersonating a genuine broker-dealer firm with the same name - Woori Investment & Securities America, Inc. (CRD Number: 30660; SEC Number: 8-45081). The impersonator has NO connection with, and is not to be confused with, the genuine Woori Investment & Securities America, Inc., which has the following mailing address: 120 West 45th Street, Suite 3010, New York, NY 10036. The SEC's EDGAR database contains registration information for the genuine entity.