The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Western Equities Corporation
[ Impersonators of Genuine Firms ]
Manhattan Business Center
410 Park Avenue, 15th Floor
New York, NY 10022
July 25, 2019
- Western Equities Corporation may be impersonating a formerly registered broker-dealer firm named Western Equities Corporation (CRD Number: 35416; SEC Number: 8-46791), which had the following mailing address: 5690 DTC Boulevard, #150, Englewood, CO 80111. The genuine Western Equities Corporation had its registration with the SEC terminated on November 19, 1995 and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.