The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
West Coast Financial LLC, a.k.a. WC Financial Group LLC
[ Impersonators of Genuine Firms ]
15222 Ventura Boulevard
Sherman Oaks, CA 91403
Phone: 818-937-0663
Website: http://wcfinancialgroup.com/
July 25, 2019
- West Coast Financial LLC, a.k.a. WC Financial Group LLC, may be impersonating a registered investment adviser firm and institutional investment manager with the same name but a different address - West Coast Financial, LLC (CRD Number: 104677; SEC Numbers: 801-19093 [for the investment advisor], 028-14093 [for the institutional investment manager]). The impersonator has NO connection with, and is not to be confused with, the genuine West Coast Financial, LLC., which has the following business address: 1525 State Street, Suite 104, Santa Barbara, CA 93101. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) and the SEC's EDGAR database contain registration information for the genuine entities.
Modified: July 25, 2019