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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

South Atlantic Securities

[ Impersonators of Genuine Firms ]

201 West 89th Street
New York, NY 10024
Phone: 646-626-4214
Fax: 646-224-9720

July 25, 2019

  1. South Atlantic Securities may be impersonating a formerly registered broker-dealer firm with a similar name but different address - South Atlantic Securities, Inc. (CRD Number: 10201; SEC Number: 8-25602). The impersonator has NO connection with, and is not to be confused with, the genuine South Atlantic Securities, Inc., which had the following mailing address: 1301 Dade Boulevard, Miami Beach, FL 33139. The genuine South Atlantic Securities, Inc. had its registration with the Financial Industry Regulatory Authority (FINRA) cancelled on July 8, 1988 and is defunct.
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