The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Seward, Groves, Richard and Wells
[ Impersonators of Genuine Firms ]
479 State Highway No.17
Mahwah, NJ 07430
Phone: 646-257-4052
Fax: 646-500-8649
Website: http://www.sgrw-inc.com and http://www.sgrw-llc.com (The websites are no longer accessible.)
July 25, 2019
- Seward, Groves, Richard and Wells is impersonating a formerly registered broker-dealer with the same name - Seward, Groves, Richard & Wells, Inc. (CRD Number: 17963; SEC Number: 8-35871). The genuine Seward, Groves, Richard & Wells, Inc. had its registration with the SEC cancelled, effective August 27, 2010, and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.
Modified: July 25, 2019