The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Obrien & Shepard Inc.
[ Impersonators of Genuine Firms ]
276 North Virginia Avenue,
Unit 803, 8th Floor
Atlantic City, NJ 08401
Website: http://obrienandshepard.com/ (The website is no longer accessible.)
July 25, 2019
- Obrien & Shepard Inc. is impersonating a genuine broker-dealer firm with a similar name - O'Brien & Shepard, Inc. (CRD Number: 7152; SEC Number: 8-19348), which has the following mailing address: 75 Montgomery Street, Suite 602, Jersey City, NJ 07302. The impersonator has NO connection with, and is not to be confused with, the genuine O'Brien & Shepard, Inc. The SEC's EDGAR databasecontains registration information for the genuine entity.