The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
NW Advisors LLC
[ Impersonators of Genuine Firms ]
31 Piping Rock Road
Locust Valley, NY 11560
July 25, 2019
- NW Advisors LLC is impersonating a formerly registered broker-dealer firm with the same name and address - NW Advisors LLC (CRD Number: 136740; SEC Number: 8-67041). The impersonator has NO connection with, and is not to be confused with, the genuine NW Advisors LLC, which had its registration with the SEC terminated on March 9, 2013 and is defunct.
Modified: July 25, 2019