The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
[ Impersonators of Genuine Firms ]
127 Unit-18 Woodhaven Drive
Avon, CT 06001-2432
July 25, 2019
- Newcastle Distributors is impersonating a genuine broker-dealer firm with the same name - Newcastle Distributors LLC (CRD Number: 140096; SEC Number: 8-67277). The impersonator has NO connection with, and is not to be confused with, the genuine Newcastle Distributors LLC, which has the following mailing address: 127 Woodhaven Drive, Avon, CT 06001-2432. The SEC's EDGAR database contains registration information for the genuine entity.