The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Howard Gary & Company, Inc.
[ Impersonators of Genuine Firms ]
4141 North Miami Avenue, Suite 307
Miami, FL 33127
(Purported offices and addresses in Boston, New York and San Diego.)
July 24, 2019
- Howard Gary & Company, Inc. is impersonating a formerly registered broker-dealer firm with a similar name - Howard Gary & Company, A Municipal Securities Investment Firm (CRD Number: 10189; SEC Number: 8-25819). The genuine Howard Gary & Company had its registration with the SEC terminated on October 30, 2009 and is defunct.