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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Goldsmith & Harris

[ Impersonators of Genuine Firms ]

80 Pine Street
New York, NY 10005

July 24, 2019

  1. Goldsmith & Harris is impersonating a formerly registered broker-dealer firm with the same name and address - Goldsmith & Harris Incorporated (CRD Number: 13997; SEC Number: 8-30122). The impersonator has NO connection with, and is not to be confused with, the genuine Goldsmith & Harris Incorporated, which had the following mailing address: 80 Pine Street, New York, NY 10005. The genuine entity had its registration with the SEC terminated on December 28, 2008 and is defunct.
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