Skip to main content

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

[ Impersonators of Genuine Firms ]

825 Third Avenue
34th Floor
New York, NY 10002
Phone: None
Fax: None
Email: None

April 25, 2022

  1. The above listed entity is impersonating a genuine entity having a similar name:  S. Goldman Advisors, LLC – CRD # 139529 / SEC # 8-67229 / CIK # 0001350902.
  2. The genuine entity has the following addresses – 599 Lexington Avenue, 35th Floor, New York, NY 10022 and 825 Third Avenue, 34th Floor, New York, NY 10022.  The genuine entity does not maintain a website.  The SEC’s Edgar Database contains registration information for the genuine entity.
  3. The impersonator has no connection with, and is not to be confused with, the genuine entity.
Return to Top