The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Global Equities, Inc.
[ Impersonators of Genuine Firms ]
405 Lexington Avenue
Chrysler Building, 25th Floor
New York, NY 10174
July 24, 2019
- Global Equities, Inc. may be impersonating a formerly registered broker-dealer firm with a similar name but different address - Global Equities Group, Inc. (CRD Number: 34039; SEC Number: 8-46197), which had the following mailing address: 5 Hanover Square, 22nd Floor, New York, NY 10004. The genuine Global Equities Group, Inc. had its registration with the SEC terminated on March 13, 1998 and is defunct.