The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Global Direct Equities LLC
[ Impersonators of Genuine Firms ]
61 Broadway, Suite 1915
New York, NY 10006
Website: http://globaldirectequities.com/
July 24, 2019
- Global Direct Equities LLC may be impersonating a genuine registered broker-dealer firm with the same name but different address - Global Direct Equities, LLC (CRD Number: 124514; SEC Number: 8-65689). The impersonator has NO connection with, and is not to be confused with, the genuine Global Direct Equities, LLC, which has the following mailing address: c/o Buttonwood Business Solutions LLC, 30 Broad Street, Suite 1441, New York, NY 10005. The SEC's EDGAR database contains filing information for the genuine entity.
Modified: July 24, 2019