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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

CAIS Capital LLC

[ Impersonators of Genuine Firms ]

590 Madison Avenue, 27th Floor
New York, NY 10022
Phone: 212-461-1776
Fax: 866-590-3034

July 19, 2019

  1. CAIS Capital LLC is impersonating a genuine broker-dealer firm with the same name but different address - CAIS Capital LLC (CRD Number: 154512; SEC Number: 8-68646). The impersonator has NO connection with, and is not to be confused with, the genuine CAIS Capital LLC, which has the following mailing address: 598 Madison Avenue, 11th Floor, New York, NY 10022. The SEC's EDGAR database contains registration information for the genuine entity.
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