The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
BNY Trading Services
[ Impersonators of Genuine Firms ]
New York, NY 10019
July 19, 2019
- BNY Trading Services may be impersonating a formerly registered broker-dealer and wholly-owned subsidiary of the Bank of New York with a similar name but different address - BNY Trading LLC (CRD Number: 41410; SEC Number: 8-49418). The impersonator has NO connection with, and is not to be confused with, the genuine BNY Trading LLC, which had its broker-dealer registration with the SEC terminated on December 11, 2007 and is defunct. The genuine BNY Trading LLC had the following mailing address: 32 Old Slip, 15th Floor, New York, NY 10286. The SEC's EDGAR database contains registration information for the genuine entity.
Modified: July 19, 2019