The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Barton Advisors, LLC
[ Impersonators of Genuine Firms ]
4555 Lake Forest Drive
Blue Ash, OH 45242 U.S.A.
July 19, 2019
- The above listed entity is impersonating a genuine entity having the same name: Barton Advisors, LLC (CRD #135596). The genuine entity's registration was terminated effective December 31, 2008.
- The genuine entity had the following mailing address -1001 S. Oregon Ave., Tampa, FL 33606 – it does not appear to maintain a website.
- The impersonator has no connection with, and is not to be confused with, the genuine entity.