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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Alpha Investment Management LLC

[ Impersonators of Genuine Firms ]

499 Park Avenue New York, NY 10022 Phone: 1-212-461-1848 Fax: 1-212-916-1531 Email: Website:

July 19, 2019

  1. The above listed entity is impersonating a genuine entity having a similar name: Alpha Investment Management Inc. – CRD #107190. The genuine entity’s registration status terminated in 2001.
  2. The genuine entity had the following mailing address – 499 Park Avenue, 24th Floor, New York, NY 10022 – it does not appear to maintain a website.
  3. The impersonator has no connection with, and is not to be confused with, the genuine entity.
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