July 19, 2019
- AIA Capital Markets, LLC is impersonating a formerly registered broker-dealer firm with the same name and address - AIA Capital Markets LLC (CRD Number: 44156; SEC Number: 8-50558). The impersonator has NO connection with, and is not to be confused with, the genuine AIA Capital Markets LLC, which had the following mailing address: 509 Madison Avenue, Suite 2206, New York, NY 10022. The genuine AIA Capital Markets LLC had its registration with the SEC terminated on September 28, 2009 and is defunct.
Modified: July 19, 2019