Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Date Sort ascending	Respondents
Date: Feb. 16, 2007	Respondents: Richard A. Causey, CPA Release No. 34-55310, AAER-2560
Date: Feb. 15, 2007	Respondents: Myron F. Olesnyckyj Release No. LR-20004, AAER-2558 See Also: Complaint in this matter
Date: Feb. 15, 2007	Respondents: Gregory A. Brady, et al. Release No. LR-20005, AAER-2559
Date: Feb. 14, 2007	Respondents: Ryan Ashley Brant Release No. LR-20003, AAER-2557 See Also: Complaint in this matter
Date: Feb. 13, 2007	Respondents: The Dow Chemical Company Release No. LR-20000, AAER-2554
Date: Feb. 13, 2007	Respondents: Patel et al. Release No. LR-20001, AAER-2556 See Also: Complaint in this matter
Date: Feb. 13, 2007	Respondents: The Dow Chemical Company Release No. 34-55281, AAER-2555
Date: Feb. 12, 2007	Respondents: Enrique (Henry) Fiallo Release No. LR-19997, AAER-2553 See Also: Complaint in this matter
Date: Feb. 9, 2007	Respondents: Richard A. Causey Release No. LR-19996, AAER-2552
Date: Feb. 6, 2007	Respondents: Steven J. Landmann and Gary C. Gerhardt Release No. LR-19990, AAER-2551 See Also: Complaint: Gary C. Gerhardt , Complaint: Steven J. Landmann
Date: Feb. 6, 2007	Respondents: RenaissanceRe Holdings Ltd. Release No. LR-19989, AAER-2550 See Also: Complaint in this matter
Date: Jan. 30, 2007	Respondents: William F. Sorin, Esq. Release No. 34-55199, AAER-2549
Date: Jan. 29, 2007	Respondents: MBIA Inc. Release No. LR-19982, AAER-2547 See Also: Complaint in this matter , Administrative Proceedings Release
Date: Jan. 29, 2007	Respondents: MBIA Inc. Release No. 33-8776, 34-55184, AAER-2548, AAER-2547
Date: Jan. 23, 2007	Respondents: Edward A. Kiley, et al. Release No. LR-19977, AAER-2546
Date: Jan. 23, 2007	Respondents: Suzanne Brown, CPA Release No. 34-55149, AAER-2545
Date: Jan. 22, 2007	Respondents: Gary Bell, Joseph Grendys, Anthony Holohan, and Michael Smith; Carl A. Allen; Donald Childers; John Crowder; Chris Jakubek; John King; Steve LeBarron; Patrick Penderghast; Frank Riggio; and Richard Vecchia Release No. LR-19975, AAER-2544 See Also: and Michael Smith , Complaint: Carl A. Allen , Complaint: Donald Childers , Complaint: John Crowder , Complaint: Chris Jakubek , Complaint: John King , Complaint: Steve LeBarron , Complaint: Patrick Penderghast , Complaint: Frank Riggio , Complaint: Richard Vecchia
Date: Jan. 19, 2007	Respondents: Douglas Wachtel (CPA) Release No. 34-55133, AAER-2543
Date: Jan. 17, 2007	Respondents: James Charles Blue, Randy Cook and Victor Campbell Release No. LR-19969, AAER-2542 See Also: Complaint in this matter
Date: Jan. 12, 2007	Respondents: Glenn E. Glasshagel Release No. 34-55100, AAER-2541
Date: Jan. 12, 2007	Respondents: Lattice Semiconductor Corp. Release No. 34-55097, AAER-2540
Date: Jan. 12, 2007	Respondents: Charles R. Eisenstein Release No. 34-55094, AAER-2539
Date: Jan. 10, 2007	Respondents: Jacob (“Kobi”) Alexander, David Kreinberg, and William F. Sorin Release No. LR-19964, AAER-2537
Date: Jan. 10, 2007	Respondents: Stuart A. Nussbaum, CPA Release No. 34-55077, AAER-2538
Date: Jan. 8, 2007	Respondents: Lawrence B. Evans, David L. McQuillin, and Lisa W. Zappala Release No. LR-19960, AAER-2532 See Also: Complaint in this matter
Date: Jan. 8, 2007	Respondents: Suzanne Brown Release No. LR-19961, AAER-2536 See Also: Complaint in this matter
Date: Jan. 8, 2007	Respondents: Cary B. Griswold, CPA Release No. 34-55055, AAER-2534
Date: Jan. 8, 2007	Respondents: David A. Monaghan, CPA Release No. 34-55054, AAER-2533
Date: Jan. 8, 2007	Respondents: Jana L. Quam, CPA Release No. 34-55056, AAER-2535
Date: Jan. 3, 2007	Respondents: David A. Hori, CPA Release No. 34-55039, AAER-2531