Order Competition Rule

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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Stephen W. Hall, Legal Director, Securities Specialist, Better Markets
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a November 1, 2023 meeting with representatives of Schwab
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a October 30, 2023 meeting with representatives of Modern Markets Initiative
Meeting with SEC Officials Memorandum from the Office of Commissioner Jamie Lizárraga regarding a October 25, 2023 meeting with representatives of We the Investors/Urvin Finance
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 23, 2023 meeting with The Vanguard Group, Inc.
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Vanguard
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a October 19, 2023 meeting with the the Board of Directors of the Insured Retirement Institute (IRI)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Better Markets
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 17, 2023 meeting with Cboe
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a October 6, 2023 meeting with Members Exchange (MEMX)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a October 6, 2023 meeting with New York Stock Exchange (NYSE) and Intercontinental Exchange (ICE)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 12, 2023 meeting with New York Stock Exchange
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 12, 2023 meeting with representatives of Optiver
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 12, 2023 meeting with representatives of IEX
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 10, 2023 meeting with representatives of the Charles Schwab & Co.
Public Comment Preston Martin
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 3, 2023 meeting with OneChronos Markets LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 29, 2023 videoconference with representatives of Citigroup Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 28, 2023 meeting with representatives of Cboe
Public Comment Members of the U.S. House of Representatives, Patrick McHenry, Frank Lucas, French Hill, Pete Sessions, Bill Posey, Blaine Luetkemeyer, Bill Huizenga, Ann Wagner, Andy Barr, Roger Williams, Tom Emmer, Barry Loudermilk, Alexander X. Mooney, Warren Davidson, John Rose, Bryan Steil, William Timmons, Ralph Norman, Dan Meuser, Scott Fitzgerald, Andrew R. Garbarino, Young Kim, Byron Donalds, Mike Flood, Michael V. Lawler, Zach Nunn, Monica De La Cruz, Erin Houchin, Andy Ogles
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a September 20, 2023 meeting with Dave Lauer and Alex Cohen (Urvin Finance/We the Investors)
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a September 21, 2023 meeting with Christopher Schwarz, Philippe Jorion, and Xing Huang
Public Comment U.S. House of Representatives Bill Foster, French Hill, Henry Cuellar, Bill Huizenga, Wiley Nickel, Andy Barr, Ritchie Torres, Ann Wagner, Brittany Pettersen, Dan Meuser, Josh Gottheimer, Mike Flood, Vicente Gonzalez, Byron Donalds, Mike Quigley, Michael V. Lawler David Scott, Andrew R. Garbarino, Gregory W. Meeks, Monica De La Cruz, Sean Casten, Scott Fitzgerald, Bradley S. Schneider, Erin Houchin, Jim Himes, Young Kim, Steven Horsford, Ralph Norman, Gwen S. Moore, Tom Emmer, Marc Veasey, and Zach Nunn
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 19, 2023 meeting with We the Investors
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 18, 2023 meeting with Apex Fintech Solutions, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 18, 2023 meeting with representatives of Virtu Financial
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 15, 2023 videoconference with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 15, 2023, meeting with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 14, 2023 meeting with representatives of Urvin Finance
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 14, 2023 meeting with Vanguard

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-31-22
Release Number
34-96495