Order Competition Rule

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-29-22 form letter E; S7-30-22 form letter G; S7-31-22 form letter I; S7-32-22 form letter F): 652
A: 3
B: 25
C: 3
D: 3
E: 8
F: 11
G: 8
H: 172
J: 2,654
K: 41
L: 8
M: 34

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 13, 2023 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 31, 2023, meeting with representatives of Charles Schwab, Cornerstone Research, and Professor Brogaard
Meeting with SEC Officials Memorandum from the Office of Commissioner Jamie Lizárraga regarding an August 31, 2023 meeting with representatives of Virtu
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 29, 2023 meeting with We The Investors
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 18, 2023, meeting with Larry Harris, Professor of Finance
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a August 28, 2023 videoconference with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 28, 2023, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 28, 2023 meeting with SIFMA
Public Comment Tom M. Merritt, Deputy General Counsel, Virtu Financial, Inc.
Public Comment Patrick Sexton, EVP, General Counsel, Corporate Secretary, Cboe Global Markets
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding a July 27, 2023 virtual meeting with representatives of the CATO Institute
Public Comment Nathan Barron
Public Comment Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute
Public Comment Brandon Smith
Public Comment Dave Cazza
Public Comment Jake Robinson
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 15, 2023 meeting with representatives of Citadel Securities LLC
Meeting with SEC Officials Memorandum from the Office Of the Chair regarding a August 9, 2023 meeting with representatives of NASDAQ
Public Comment Rebekah Goshorn Jurata, General Counsel, American Investment Council
Meeting with SEC Officials Memorandum from the Office of the Chair a regarding a August 7, 2023 meeting with representatives of NYSE
Public Comment Robert Battalio, Professor of Finance, Mendoza College of Business, University of Notre Dame and Robert Jennings, Professor Emeritus of Finance, Kelley School of Business, Indiana University
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an August 3, 2023 meeting with representatives of the IEX Group, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a August 2, 2023 meeting with representatives of Nasdaq
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 25, 2023 meeting with representatives of the FIA Principal Traders Group
Meeting with SEC Officials Memorandum from the Office Of Commissioner Hester M. Peirce regarding a July 25, 2023 meeting with representatives of the Futures Industry Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 24, 2023, meeting with representatives of Hudson River Trading, LLC
Meeting with SEC Officials Memorandum from the Office Of Public Engagement regarding a July 20, 2023 virtual meeting with representatives of the New York Stock Exchange
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 20, 2023 meeting with representatives of Investment Company institute
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 6, 2023 meeting with The Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a July 20, 2023 meeting with representatives of Modern Markets Initiative

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-31-22
Release Number
34-96495
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