ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort descending	Respondents
Feb. 13, 2019	Gibson, Christopher M. Release No. AP-6455 File Number: 3-17184
Feb. 12, 2019	Pruitt, David, CPA Release No. AP-6452 File Number: 3-17950
Feb. 11, 2019	Teran, Alfred C. Release No. AP-6451 File Number: 3-18098
Feb. 11, 2019	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6448 File Number: 3-18292
Feb. 11, 2019	Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-6449 File Number: 3-17990
Feb. 11, 2019	Wallace, Jason A. Release No. AP-6450 File Number: 3-18438
Feb. 8, 2019	Saving2Retire, LLC Young, Marian P. Release No. AP-6446 File Number: 3-17352
Feb. 8, 2019	Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6447 File Number: 3-17228
Feb. 7, 2019	Snisky, Gary C. Release No. AP-6445 File Number: 3-17645
Feb. 6, 2019	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6441 File Number: 3-16509
Feb. 6, 2019	Snisky, Gary C. Release No. AP-6442 File Number: 3-17645
Feb. 6, 2019	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6443 File Number: 3-15446
Feb. 6, 2019	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6444 File Number: 3-17849
Feb. 4, 2019	Mosshart, Joshua D. Release No. AP-6440 File Number: 3-18422
Feb. 1, 2019	Halek, Jason A. Release No. AP-6434 File Number: 3-18534
Feb. 1, 2019	Finn, Sean P. M. Dwyer LLC Release No. AP-6435 File Number: 3-17693
Feb. 1, 2019	Teran, Alfred C. Release No. AP-6436 File Number: 3-18098
Feb. 1, 2019	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6437 File Number: 3-17849
Feb. 1, 2019	Herman, Rosalind Release No. AP-6438 File Number: 3-17828
Feb. 1, 2019	Snisky, Gary C. Release No. AP-6439 File Number: 3-17645
Feb. 1, 2019	Pruitt, David, CPA Release No. AP-6432 File Number: 3-17950
Feb. 1, 2019	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6433 File Number: 3-18017
Jan. 31, 2019	Bluforest, Inc. Release No. AP-6424 File Number: 3-17558
Jan. 31, 2019	Saving2Retire, LLC Young, Marian P. Release No. AP-6425 File Number: 3-17352
Jan. 31, 2019	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6426 File Number: 3-17849
Jan. 31, 2019	Oriental Dragon Corp. Release No. AP-6427 File Number: 3-18450
Jan. 31, 2019	Reyftmann, Gregory Release No. AP-6429 File Number: 3-17959
Jan. 31, 2019	China Domestica Bio-Technology Holdings, Inc. Release No. AP-6430 File Number: 3-17031
Jan. 31, 2019	Meridian Co., Ltd. Release No. AP-6431 File Number: 3-18188
Jan. 31, 2019	Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6428 File Number: 3-17716
Dec. 26, 2018	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6423 File Number: 3-16509
Dec. 21, 2018	Mosshart, Joshua D. Release No. AP-6422 File Number: 3-18422
Dec. 20, 2018	CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-6419 File Number: 3-18141
Dec. 20, 2018	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6420 File Number: 3-15446
Dec. 20, 2018	Pruitt, David, CPA Release No. AP-6421 File Number: 3-17950
Dec. 19, 2018	Fern Holdings Corp. Fortune Capital Financial Holding Corp. Gaming Entertainment International, Inc. Global Food Technologies, Inc. Release No. AP-6415 File Number: 3-18530
Dec. 19, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6416 File Number: 3-17849
Dec. 19, 2018	Bohai Pharmaceuticals Group Inc. Release No. AP-6417 File Number: 3-18151
Dec. 19, 2018	Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.) Release No. AP-6418 File Number: 3-18210
Dec. 19, 2018	China Domestica Bio-Technology Holdings, Inc. Release No. AP-6413 File Number: 3-17031
Dec. 19, 2018	Biovest International, Inc. Olie Inc. (n/k/a Syndicate Business Development Corp.) Stargate Entertainment, Inc. Three Sigma Ventures, Inc. Release No. AP-6414 File Number: 3-17935
Dec. 18, 2018	Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-6408 File Number: 3-17366
Dec. 18, 2018	Finn, Sean P. M. Dwyer LLC Release No. AP-6409 File Number: 3-17693
Dec. 18, 2018	Neman, Shervin Neman Financial, Inc. Release No. AP-6410 File Number: 3-17699
Dec. 18, 2018	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-6411 File Number: 3-15255
Dec. 18, 2018	Bebo, Laurie Buono, John, CPA Release No. AP-6412 File Number: 3-16293
Dec. 17, 2018	Meridian Co., Ltd. Release No. AP-6407 File Number: 3-18188
Dec. 14, 2018	Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-6406 File Number: 3-15168
Dec. 14, 2018	Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc. Release No. AP-6405 File Number: 3-18480
Dec. 13, 2018	Reyftmann, Gregory Release No. AP-6399 File Number: 3-17959
Dec. 13, 2018	Saving2Retire, LLC Young, Marian P. Release No. AP-6400 File Number: 3-17352
Dec. 13, 2018	E-Waste Systems, Inc. Release No. AP-6401 File Number: 3-18107
Dec. 13, 2018	Halek, Jason A. Release No. AP-6402 File Number: 3-18534
Dec. 13, 2018	Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6403 File Number: 3-18061
Dec. 13, 2018	Changda International Holdings, Inc. Release No. AP-6404 File Number: 3-17029
Dec. 12, 2018	Teran, Alfred C. Release No. AP-6396 File Number: 3-18098
Dec. 12, 2018	African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6397 File Number: 3-16965
Dec. 12, 2018	Angela Rubbo Beckcom Monaco Release No. AP-6398 File Number: 3-18481
Dec. 11, 2018	BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co. Release No. AP-6395 File Number: 3-16604
Dec. 10, 2018	Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA Release No. AP-6391 File Number: 3-16339
Dec. 10, 2018	CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-6392 File Number: 3-18141
Dec. 10, 2018	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6393 File Number: 3-18017
Dec. 10, 2018	BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan, Andrew J. Whelan Kelly A., CPA Bedwell, Robert P., CPA Release No. AP-6394 File Number: 3-17104
Dec. 7, 2018	Solo International, Inc. Urban Hydroponics, Inc. Your Event, Inc. Release No. AP-6390 File Number: 3-18500
Dec. 6, 2018	Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6387 File Number: 3-15006
Dec. 6, 2018	Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-6388 File Number: 3-16182
Dec. 6, 2018	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6389 File Number: 3-15446
Dec. 4, 2018	Black Diamond Asset Management LLC and Robert Wilson Release No. AP-6386 File Number: 3-18099
Dec. 3, 2018	Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc. Release No. AP-6384 File Number: 3-18480
Dec. 3, 2018	China Domestica Bio-Technology Holdings, Inc. Release No. AP-6385 File Number: 3-17031
Dec. 3, 2018	Infrastructure International, Inc. Release No. AP-6383 File Number: 3-17132
Nov. 30, 2018	Berger, Brian Michael Release No. AP-6378 File Number: 3-18129
Nov. 30, 2018	Bluforest, Inc. Release No. AP-6379 File Number: 3-17558
Nov. 30, 2018	Wallace, Jason A. Release No. AP-6380 File Number: 3-18438
Nov. 30, 2018	Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-6381 File Number: 3-17366
Nov. 30, 2018	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6382 File Number: 3-16509
Nov. 29, 2018	ANV Security Group, Inc. Release No. AP-6370 File Number: 3-18176
Nov. 29, 2018	Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc. Release No. AP-6371 File Number: 3-18202
Nov. 29, 2018	Gibson, John Austin, Jr. Release No. AP-6372 File Number: 3-17856
Nov. 29, 2018	Ibex Advanced Mortgage Technology, Inc. Release No. AP-6373 File Number: 3-18047
Nov. 29, 2018	Bercowy, Gregory M. Release No. AP-6374 File Number: 3-18508
Nov. 29, 2018	Neurologix, Inc. Organic Alliance, Inc. Zinco do Brasil, Inc. Release No. AP-6375 File Number: 3-18180
Nov. 29, 2018	Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation. Release No. AP-6376 File Number: 3-18219
Nov. 29, 2018	China Greenstar Corporation Cortronix Biomedical Advancement Technologies, Inc. HW Holdings, Inc. Microelectronics Technology Company Release No. AP-6377 File Number: 3-18097
Nov. 28, 2018	African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6366 File Number: 3-16965
Nov. 28, 2018	Hallas, Demitrios Release No. AP-6367 File Number: 3-18229
Nov. 28, 2018	Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc. Release No. AP-6368 File Number: 3-18092
Nov. 28, 2018	New Global Energy, Inc. Release No. AP-6369 File Number: 3-18405
Nov. 27, 2018	Snisky, Gary C. Release No. AP-6365 File Number: 3-17645
Nov. 26, 2018	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6361 File Number: 3-18292
Nov. 26, 2018	Gibson, Christopher M. Release No. AP-6362 File Number: 3-17184
Nov. 26, 2018	BioPharma Manufacturing Solutions Inc. CLTC Ventures Corporation (n/k/a Dreamfly Productions Corporation) Crane Global Energy Company DCA Asset Management, Inc. Release No. AP-6363 File Number: 3-18148
Nov. 26, 2018	Bebo, Laurie Buono, John, CPA Release No. AP-6364 File Number: 3-16293
Nov. 26, 2018	Infrastructure International, Inc. Release No. AP-6359 File Number: 3-17132
Nov. 26, 2018	Meridian Co., Ltd. Release No. AP-6360 File Number: 3-18188
Nov. 21, 2018	Griffin, James P. Release No. AP-6355 File Number: 3-17848
Nov. 21, 2018	Penn, Lawrence E., III Release No. AP-6356 File Number: 3-18288
Nov. 21, 2018	Wedbush Securities, Inc. Release No. AP-6357 File Number: 3-18411
Nov. 21, 2018	New Western Energy Corp. Preferred Restaurant Brands, Inc. Primco Management, Inc. Release No. AP-6358 File Number: 3-18007
Nov. 20, 2018	Play La Inc. Titan Trading Analytics, Inc. Release No. AP-6348 File Number: 3-18492

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