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Comments on:
Dodd-Frank Investor Advisory Committee

[File No. 265-28]


Nov. 7, 2014 James McRitchie, Corporate Governance (CorpGov.net), Elk Grove, California
Oct. 8, 2014 Damon D. Testaverde, Managing Director, Network 1 Financial Securities, Inc., Red Bank, New Jersey
Oct. 8, 2014 Brett Palmer, President, Small Business Investor Alliance
Oct. 6, 2014 Mitch Ackles, President, Hedge Fund Association, New York, New York
Sep. 26, 2014 James McRitchie, Corporate Governance (CorpGov.net), Elk Grove, California
Sep. 24, 2014 Carin Zelenko, Director, Capital Strategies Department, International Brotherhood of Teamsters
Sep. 21, 2014 Keith P. Bishop, Former California Commissioner of Corporations, Irvine, California
Aug. 8, 2014 Patrick Doherty, New York State Common Retirement Fund, et al.
Jul. 11, 2014 Jerry Verseput, CFP, NAPFA, Folsom, California
Jul. 1, 2014 Jack Schneeman, Investment Banker, Army Infantry Officer, Mendota Heights, Minnesota
Jun. 11, 2014 Kamie Zaracki, Chief Executive Officer, BetterInvesting
May 16, 2014 The Forum for Sustainable and Responsible Investment, Washington, District of Columbia
Apr. 23, 2014 Larry Elford, Founder/Director of InvestorAdvocates.ca, Lethbridge, Canada
Apr. 4, 2014 Lauren Compere, Managing Director, Boston Common Asset Management, Boston, Massachusetts
Mar. 10, 2014 Lisa Woll, CEO, US SIF: The Forum for Sustainable Responsible Investment, Washington, District of Columbia
Mar. 10, 2014 Emma Boorboor, Democracy Associate, U.S. PIRG, Washington, District of Columbia
Mar. 7, 2014 Ed and Harriet Griffith, New Progressive Alliance, Atlanta, Georgia
Mar. 6, 2014 Lisa J. Gilbert, Director, Public Citizen's Congress Watch, Washington, District of Columbia
Feb. 21, 2014 Scott C. Goebel, General Counsel, Fidelity Management Research Co., Boston, Massachusetts
Feb. 19, 2014 Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors, St. Louis, Missouri
Jan. 31, 2014 James Maguire, Sr., Retired NYSE Specialist, Short Hills, New Jersey
Jan. 30, 2014 Kenneth I. Moch, President CEO, Chimerix, Inc., Durham, North Carolina
Jan. 30, 2014 Clive Williams, Andrew M. Brooks and Christopher P. Hayes, T. Rowe Price Associates, Inc., Baltimore, Maryland
Jan. 30, 2014 John Daley, Chairman of the Board, and Jim Toes, President & CEO, Security Traders Association
Jan. 30, 2014 Kate D. Mitchell, Managing Director, Scale Venture Partners, Foster City, California
Jan. 30, 2014 E. Cartier Esham, Executive Vice President, Emerging Companies, Biotechnology Industry Organization, Washington, District of Columbia
Jan. 29, 2014 Ronald J. Kruszewski, Chairman, President & CEO, and Thomas Weisel, Co-Chairman of the Board, Stifel, Nicklaus & Company, Inc.
Jan. 29, 2014 Cheryl Cargie, Senior Vice President, Head of Trading, Ariel Investments, Chicago, Illinois
Jan. 29, 2014 Bobby Franklin, President and CEO, National Venture Capital Association, Arlington, Virginia
Jan. 28, 2014 Carter D. Mack, president, JMP Group Inc, San Francisco, California
Jan. 28, 2014 Norman B. Arnoff
Jan. 27, 2014 Peter Barris, et al., Partners, New Enterprise Associates, Menlo Park, California
Jan. 27, 2014 David Weild, IV, Chairman & CEO, and Edward H. Kim, Managing Director, IssuWorks, New York, New York
Jan. 27, 2014 Joseph Saluzzi and Sal Arnuk, Partners and Co-Founders, Themis Trading LLC, Chatham, New Jersey
Jan. 24, 2014 Craig Schiffer, General Partner, Tribeca Land & Cattle LP, Summit, New Jersey
Jan. 23, 2014 Joshua Green, Chairman, National Venture Capital Association, Menlo Park, California
Jan. 23, 2014 Hal S. Scott, Nomura Professor, Harvard Law School, Cambridge, Massachusetts
Jan. 23, 2014 Norman B. Arnoff
Jan. 22, 2014 Scott Kupor and Jeffrey M. Solomon, Co-Chairs, ECF Task Force
Jan. 21, 2014 Timothy J. Keating, CEO, Keating Capital, Inc., and President, Keating Investments, LLC
Dec. 10, 2013 Norman B. Arnoff, Esq.
Nov. 21, 2013 Norman B. Arnoff, Esq.
Nov. 21, 2013 Kevin R. Keller, CFP Board; Lauren Schadle, FPA; Geoffrey Brown, NAPFA; David G. Tittsworth, IAA
Nov. 20, 2013 Dr. Mary Booth, PhD, Director, and Kelly Bitov, Attorney, Partnership for Policy Integrity, Pelham, Massachusetts
Nov. 14, 2013 James McRitchie, Publisher, Corporate Governance
Nov. 14, 2013 Susan Seltzer, President, The Derivative Project
Nov. 8, 2013 Kevin R. Keller, CFP Board; Lauren Schadle, FPA; and Geoffrey Brown, NAPFA
Oct. 20, 2013 Mercer Bullard, President and Founder, Fund Democracy
Oct. 16, 2013 Knut A. Rostad, President, Institute for the Fiduciary Standard, Vienna, Virginia
Oct. 11, 2013 Kevin M. Carroll, Managing Director, SIFMA, Washington, District of Columbia
Oct. 10, 2013 Blaine F. Aikin, CEO, et al., fi360, Inc., Bridgeville, Pennsylvania
Oct. 9, 2013 David G. Tittsworth, Executive Director, Investment Adviser Association, Washington, District of Columbia
Sep. 11, 2013 Seymour Sacks, President, Sacks Equalization Model Inc., Boynton Beach, Florida
Sep. 5, 2013 Michael Ostrovsky, Associate Professor of Economics, Stanford Graduate School of Business, Stanford, California
Jul. 30, 2013 L.A. Schnase
May 4, 2013 Christian Rafool, Winter Haven, Florida
Apr. 30, 2013 William R. Straughn
Apr. 24, 2013 Patrick Frank, Venice, California
Apr. 10, 2013 Barbara Novick, Vice Chairman, BlackRock, New York, New York
Apr. 9, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Mar. 25, 2013 Stephen P. Norman, President, S.P. Norman & Co. LLC, Rye, New York
Mar. 13, 2013 Annemarie Tierney, EVP-Legal and General Counsel, SecondMarket Holdings, Inc., New York, New York
Mar. 11, 2013 Steven Towns
Feb. 12, 2013 James McRitchie, Publisher of Corporate Governance (CorpGov.net), Elk Grove, California
Feb. 8, 2013 John Chevedden
Feb. 6, 2013 Brett J. Davidson, Amherst, New York
Jan. 29, 2013 Jaimie A. Davis, CEO, Portfoliosafe.com, Silverado, California
Jan. 17, 2013 Tim Taylor, Managing Member, The Center for Diversity in Finance Industry, LLC, San Francisco, California
Jan. 14, 2013 Susan Seltzer, The Derivative Project
Nov. 30, 2012 John Endean, President, American Business Conference, Washington, District of Columbia
Oct. 24, 2012 Dr. Daniel Summerfield, Co-Head of Responsible Investment, Universities Superannuation Scheme Investment Management Ltd., United Kingdom
Oct. 12, 2012 Niels Holch, Executive Director, Coalition of Mutual Fund Investors, Washington, District of Columbia
Oct. 11, 2012 Keith Paul Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California
Sep. 27, 2012 Christian B. Rafool, Winter Haven, Florida
Sep. 26, 2012 Susan Seltzer, President, The Derivative Project, Minneapolis, Minnesota
Sep. 24, 2012 Keith P. Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California
Sep. 21, 2012 Mark Latham, Founder, VoterMedia.org, Vancouver, Canada
Sep. 20, 2012 James McRitchie, Investor and Publisher of Corporate Governance (CorpGov.net), Elk Grove, California
Jun. 25, 2012 Christian B. Rafool, Financial Advisor, Winter Haven, Florida
May 21, 2012 Paul Schott Stevens, President and CEO, Investment Company Institute
Mar. 12 2012 Charlotte B. Beyer, Founder, CEO, Investor Education Collaborative, and Founder, CEO, Institute for Private Investors, New York, New York

 

http://www.sec.gov/comments/265-28/265-28.shtml

Modified: 11/12/2014