34-97768
June 20, 2023
SR-MIAX-2023-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: Exhibit 5
34-97772
June 20, 2023
SR-BOX-2023-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 4120 (Transactions of Certain Public Customers) and BOX Rule 100 (Definitions) and adopt IM-4120-1. Comments Due: Exhibit 5
34-97771
June 20, 2023
SR-MIAX-2023-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: Exhibit 5
34-97770
June 20, 2023
SR-CboeEDGX-2023-030
Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule View Received Comments
34-97764
June 20, 2023
SR-CboeEDGX-2023-016
Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule View Received Comments
34-97766
June 20, 2023
SR-ICEEU-2023-013
Notice of Filing of Proposed Rule Change Relating to Amendments the Collateral and Haircut Procedures Comments Due: Exhibit 5
34-97769
June 20, 2023
SR-PEARL-2023-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove Additional Separate Maker Rebates in Non-Penny Classes from the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5
34-97767
June 20, 2023
SR-EMERALD-2023-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
34-97767
June 20, 2023
SR-EMERALD-2023-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
34-97765
June 20, 2023
SR-OCC-2022-012
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Concerning The Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters
34-97752
June 16, 2023
SR-NYSENAT-2023-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: Exhibit 5
34-97751
June 16, 2023
SR-NYSECHX-2023-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: Exhibit 5
34-97749
June 16, 2023
SR-NYSEARCA-2023-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: Exhibit 5
34-97748
June 16, 2023
SR-NYSEAMER-2023-32
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: Exhibit 5
34-97746
June 16, 2023
SR-ICEEU-2023-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments Part HH of its Delivery Procedures Comments Due: Exhibit 5
34-97744
June 16, 2023
SR-NYSECHX-2023-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due:
34-97745
June 16, 2023
SR-NYSENAT-2023-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due:
34-97747
June 16, 2023
SR-NYSE-2023-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: Exhibit 5
34-97743
June 16, 2023
SR-NYSEARCA-2023-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: View Received Comments
34-97742
June 16, 2023
SR-NYSEAMER-2023-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due:
34-97741
June 16, 2023
SR-NYSE-2023-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due:
34-97739
June 15, 2023
SR-NYSEAMER-2023-17
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Exchange Rule 980NYP and Amend Exchange Rule 935NY Exhibit 5
34-97738
June 15, 2023
SR-CBOE-2022-051
Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to the Processing of Auction Responses Comments Due:
34-97737
June 15, 2023
SR-ICEEU-2023-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Futures and Options Default Management Procedures Comments Due: Exhibit 5
34-97736
June 15, 2023
SR-ISE-2023-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 3 and 6 Comments Due: Exhibit 5
34-97734
June 15, 2023
SR-ICC-2023-007
Notice of Filing of Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan Comments Due: Exhibit 5
34-97733
June 15, 2023
SR-MIAX-2023-22
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Implement a Low Priced Stock Strike Price Interval Program View Received Comments Exhibit 5
34-97732
June 15, 2023
SR-CboeBZX-2023-028
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-97727
June 14, 2023
SR-MIAX-2023-19
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 307, Position Limits View Received Comments
34-97726
June 14, 2023
SR-MRX-2023-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Complex Order Rules Comments Due: Exhibit 5
34-97725
June 14, 2023
SR-NYSE-2023-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 308 Comments Due: Exhibit 5
34-97724
June 14, 2023
SR-MEMX-2023-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Method by Which the Exchange Provides Certain Rebates Comments Due: Exhibit 5
34-97723
June 14, 2023
SR-BOX-2023-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Offer Ad-Hoc Historical Requests for the Intraday Open-Close Data Report and Adopt Fees for this Data Comments Due: Exhibit 5
34-97720
June 13, 2023
SR-CboeBZX-2023-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-97719
June 13, 2023
SR-ISE-2023-11
Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5 Comments Due: View Received Comments Exhibit 5
34-97718
June 13, 2023
SR-NYSE-2023-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: Exhibit 5
34-97716
June 13, 2023
SR-PEARL-2023-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify the Step-Up Added Liquidity Rebate Comments Due: Exhibit 5
34-97708
June 13, 2023
SR-NYSEARCA-2023-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: Exhibit 5
34-97710
June 13, 2023
SR-NYSE-2023-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: Exhibit 5
34-97707
June 13, 2023
SR-NYSENAT-2023-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: Exhibit 5
34-97717
June 13, 2023
SR-NYSEAMER-2023-27
Notice of Designation of a Longer Period for Commission Action on a Proposed Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs View Received Comments
34-97715
June 13, 2023
SR-NYSEAMER-2023-30
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: 21 days after publication in the Federal Register Comments Due: Exhibit 5
34-97706
June 12, 2023
SR-LCH-SA-2023-004
Notice of Filing of Proposed Rule Change Relating to Triparty Collateral Mechanism Comments Due: Exhibit 5.1 , Exhibit 5.2
34-97699
June 12, 2023
SR-NYSECHX-2023-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: Exhibit 5
34-97694
June 9, 2023
SR-NYSEAMER-2023-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5
34-97693
June 9, 2023
SR-LTSE-2023-01
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: Exhibit 5
34-97692
June 9, 2023
SR-CboeBZX-2023-013
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compens Comments Due: View Received Comments Exhibit 5
34-97691
June 9, 2023
SR-NYSECHX-2023-09
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Ba Comments Due: Exhibit 5
34-97690
June 9, 2023
SR-NYSEARCA-2023-20
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Arca Rule 5.3-E(p) to Establish Listing Standards Related to Recovery of Erroneously Awarded -Based Ex Exhibit 5
34-97689
June 9, 2023
SR-NYSEAMER-2023-14
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 811 of the NYSE American Company Guide to Establish Listing Standards Related to Recovery of Errone Exhibit 5
34-97688
June 9, 2023
SR-NYSE-2023-12
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Er View Received Comments Exhibit 5
34-97687
June 9, 2023
SR-NASDAQ-2023-005
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation View Received Comments Exhibit 5
34-97686
June 9, 2023
SR-CBOE-2023-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes Comments Due: Exhibit 5
34-97682
June 9, 2023
SR-NYSEARCA-2023-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-97681
June 9, 2023
SR-NYSEArca-2023-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5
34-97679
June 9, 2023
SR-CBOE-2023-020
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent
34-97678
June 9, 2023
SR-CBOE-2023-019
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-R Comments Due: Rebuttal comments
34-97672
June 8, 2023
SR-CBOE-2023-018
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Settlement Values for FLEX Index Options Comments Due: View Received Comments
34-97671
June 8, 2023
SR-NSCC-2022-015
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Certain Enhancements to the Gap Risk Measure and the VaR Charge
34-97667
June 8, 2023
SR-BX-2023-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Equity 7, Section 118 Comments Due: Exhibit 5
34-97675
June 8, 2023
SR-CboeBZX-2023-036
Notice of Filing of a Proposed Rule Change to Revise Certain of the Exchange’s Initial Listing Standards Comments Due: Exhibit 5
34-97674
June 8, 2023
SR-BOX-2023-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions Comments Due: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions
34-97673
June 8, 2023
SR-BOX-2023-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Separate Fees and Rebates on Non-Auction Transactions for Options Overlying the Standard and Poor’s Depositary Receipts Trust Comments Due: Exhibit 5
34-97666
June 7, 2023
SR-Phlx-2023-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Comments Due: Exhibit 5
34-97664
June 7, 2023
SR-NASDAQ-2023-015
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate a Transaction Credit at Equity 7, Section 118 Comments Due: Exhibit 5
34-97663
June 7, 2023
SR-CBOE-2023-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-97662
June 7, 2023
SR-MEMX-2023-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Comments Due: Exhibit 5
34-97658
June 7, 2023
SR-Phlx-2023-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 8 Rules Comments Due: Exhibit 5
34-97665
June 7, 2023
SR-CboeEDGX-2023-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-97654
June 6, 2023
SR-CBOE-2023-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Automated Price Improvement Auction Rules Comments Due: Exhibit 5
34-97653
June 6, 2023
SR-NYSEARCA-2023-37
Notice of Filing of Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-97648
June 5, 2023
SR-ICC-2023-002
Notice of Withdrawal of Proposed Rule Relating to the Clearance of Additional Credit Default Swap Contracts
34-97645
June 2, 2023
SR-NYSEARCA-2023-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Natixis Loomis Sayles Focused Growth ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) Comments Due:
34-97639
June 1, 2023
SR-CboeBYX-2023-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.24(e) to Modify When the Exchange Will Disseminate the Retail Liquidity Identifier Comments Due: Exhibit 5
34-97629
May 31, 2023
SR-FINRA-2022-031
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)
34-97628
May 31, 2023
SR-Phlx-2023-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: Exhibit 5
34-97627
May 31, 2023
SR-BX-2023-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView Comments Due: Exhibit 5
34-97630
May 31, 2023
SR-CBOE-2023-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: View Received Comments Exhibit 5
34-97626
May 31, 2023
SR-ISE-2023-08
Notice Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments
34-97624
May 31, 2023
SR-Phlx-2023-07
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments
IA-6317
May 30, 2023
801-58069
The Swarthmore Group, Inc.
34-97620
May 30, 2023
SR-BX-2023-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 3 Rules and Options 5, Section 4 Comments Due: Exhibit 5
34-97618
May 30, 2023
SR-Phlx-2023-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7 to Establish Pricing for Index Options on the Nasdaq-100 ESG Index Comments Due: Exhibit 5
34-97605
May 26, 2023
SR-ISE-2023-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Certain Trading Functionality Comments Due:
34-97602
May 26, 2023
SR-OCC-2023-003
Notice of Partial Amendment No. 1 to Proposed Rule Change by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations Comments Due:
34-97597
May 26, 2023
SR-NSCC-2023-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: View Received Comments Exhibit 5
34-97596
May 25, 2023
SR-FICC-2023-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: View Received Comments Exhibit 5
34-97595
May 25, 2023
SR-DTC-2023-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: View Received Comments Exhibit 5
34-97587
May 25, 2023
SR-CboeEDGX-2023-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule Comments Due: View Received Comments Exhibit 5
34-97586
May 25, 2023
SR-ICC-2023-006
Notice of Filing of Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework Comments Due: Exhibit 5
34-97584
May 25, 2023
SR-CboeBZX-2023-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule Comments Due: View Received Comments Exhibit 5
34-97581
May 25, 2023
SR-NYSEAMER-2023-29
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 9232 and Rule 308-Equities Comments Due: Exhibit 5
34-97580
May 25, 2023
SR-C2-2023-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: View Received Comments Exhibit 5
34-97579
May 25, 2023
SR-CBOE-2023-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule Comments Due: View Received Comments Exhibit 5
34-97559
May 24, 2023
SR-FICC-2023-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a New Pair-Off Message That May Be Processed through the EPN Service Comments Due: Exhibit 5
34-97547
May 23, 2023
SR-CboeEDGX-2023-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-97541
May 22, 2023
SR-BX-2023-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView Comments Due:
34-97542
May 22, 2023
SR-Phlx-2023-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due:
34-97525
May 18, 2023
SR-OCC-2023-003
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations
34-97521
May 17, 2023
SR-GEMX-2023-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: Exhibit 5
