Notice

Release Number SEC Issue Date File Number Details
34-97849 SR-NYSEARCA-2023-45 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: August 2, 2023
See Also - Exhibit 5
34-97848 SR-CboeEDGX-2023-043 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: August 2, 2023
See Also - Exhibit 5
34-97844 SR-NASDAQ-2022-079 Notice of Designation of a Longer Period on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods
View Received Comments
34-97843 SR-CboeBZX-2023-039 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: August 2, 2023
See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
34-97842 SR-CboeBYX-2023-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: August 2, 2023
See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
34-97841 SR-NYSEARCA-2023-46 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments Due: August 1, 2023
See Also - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
34-97840 SR-ICC-2023-009 Notice of Filing of Proposed Rule Change Relating to the ICC Default Auction Procedures-Initial Default Auctions
Comments Due: August 1, 2023
See Also - Notice of Filing of Proposed Rule Change Relating to the ICC Default Auction Procedures-Initial Default Auctions
34-97839 SR-FINRA-2023-006 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as modified by Amendment No. 1, to Adopt Supplementary Material .19 (Residential Supervisory Location) under FINR
Comments Due: 21 days after publication in the Federal Register
View Received Comments
34-97833 SR-NASDAQ-2023-017 Notice of Filing of Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A
Comments Due: July 31, 2023
See Also - Exhibit 5
34-97832 SR-OCC-2023-003 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations
Comments Due: July 25, 2023
34-97825 SR-Phlx-2023-28 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports For Equities Trading
Comments Due: July 28, 2023
See Also - Exhibit 5
34-97824 SR-MEMX-2023-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Current R
Comments Due: July 27, 2023
See Also - Exhibit 5
34-97817 SR-CboeEDGX-2023-042 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: July 26, 2023
See Also - Exhibit 5
34-97816 SR-PEARL-2023-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 26, 2023
View Received Comments
See Also - Exhibit 5
34-97814 SR-MIAX-2023-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 24, 2023
View Received Comments
See Also - Exhibit 5
34-97808 SR-ICC-2023-010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Clearance of Additional Credit Default Swap Contracts
Comments Due: July 24, 2023
See Also - Exhibit 5
34-97815 SR-PEARL-2023-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 24, 2023
View Received Comments
See Also - Exhibit 5
34-97813 SR-EMERALD-2023-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 24, 2023
View Received Comments
See Also - Exhibit 5
34-97800 SR-MRX-2023-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule at Options 7, Section 3
Comments Due: July 21, 2023
See Also - Exhibit 5
34-97798 SR-FINRA-2023-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA's Trading Activity Fee
Comments Due: July 21, 2023
See Also - Exhibit 2a, Exhibit 2b, Exhibit 5
34-97794 SR-BOX-2023-17 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7660 (Communications and Equipment)
Comments Due: July 20, 2023
See Also - Exhibit 5
34-97789 SR-ICEEU-2023-016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments FTSE 100 Index Contracts and SARON Futures Contracts
Comments Due: July 20, 2323
See Also - Exhibit 3, Exhibit 5
34-97788 SR-PHLX-2023-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7 Regarding PXL Order Pricing
Comments Due: July 20, 2023
See Also - Exhibit 5
34-97786 SR-LCH-SA-2023-003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Liquidity Risk Modelling Framework
Comments Due: July 18, 2023
See Also - Exhibit 3.1, Exhibit 3.2, Exhibit 5
34-97785 SR-OCC-2023-005 Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning Amendment of its Recovery and Orderly Wind-Down Plan
Comments Due: July 18, 2023
View Received Comments
34-97784 SR-FINRA-2022-032 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Alternative Display Facility New Entrant
Comments Due: 21 days from publication in the Federal Register
View Received Comments
34-97783 SR-CboeEDGX-2023-041 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Automated Price Improvement Auction Rules
Comments Due: July 18, 2023
See Also - Exhibit 5
34-97782 SR-CboeBZX-2023-020 Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: 21 days after publication in the Federal Register
34-97780 SR-ICEEU-2023-010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Rules
Comments Due: May 31, 2023
34-97781 SR-CboeBZX-2023-026 Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: May 24, 2023
View Received Comments
34-97768 SR-MIAX-2023-23 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: July 17, 2023
See Also - Exhibit 5
34-97772 SR-BOX-2023-02 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 4120 (Transactions of Certain Public Customers) and BOX Rule 100 (Definitions) and adopt IM-4120-1.
Comments Due: July 17, 2023
See Also - Exhibit 5
34-97771 SR-MIAX-2023-24 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments Due: July 18, 2023
See Also - Exhibit 5
34-97770 SR-CboeEDGX-2023-030 Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
View Received Comments
34-97764 SR-CboeEDGX-2023-016 Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
View Received Comments
34-97766 SR-ICEEU-2023-013 Notice of Filing of Proposed Rule Change Relating to Amendments the Collateral and Haircut Procedures
Comments Due: July 17, 2023
See Also - Exhibit 5
34-97769 SR-PEARL-2023-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove Additional Separate Maker Rebates in Non-Penny Classes from the MIAX Pearl Options Fee Schedule
Comments Due: July 18, 2023
See Also - Exhibit 5
34-97767 SR-EMERALD-2023-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: July 17, 2023
See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
34-97767 SR-EMERALD-2023-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: July 17, 2023
See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
34-97765 SR-OCC-2022-012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Concerning The Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters
34-97752 SR-NYSENAT-2023-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also - Exhibit 5
34-97751 SR-NYSECHX-2023-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also - Exhibit 5
34-97749 SR-NYSEARCA-2023-42 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also - Exhibit 5
34-97748 SR-NYSEAMER-2023-32 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also - Exhibit 5
34-97746 SR-ICEEU-2023-015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments Part HH of its Delivery Procedures
Comments Due: July 14, 2023
See Also - Exhibit 5
34-97744 SR-NYSECHX-2023-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
34-97745 SR-NYSENAT-2023-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
34-97747 SR-NYSE-2023-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 17, 2023
See Also - Exhibit 5
34-97743 SR-NYSEARCA-2023-43 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
View Received Comments
34-97742 SR-NYSEAMER-2023-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
34-97741 SR-NYSE-2023-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 17, 2023
34-97739 SR-NYSEAMER-2023-17 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Exchange Rule 980NYP and Amend Exchange Rule 935NY
See Also - Exhibit 5
34-97738 SR-CBOE-2022-051 Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to the Processing of Auction Responses
Comments Due: July 13, 2023
34-97737 SR-ICEEU-2023-014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Futures and Options Default Management Procedures
Comments Due: July 13, 2023
See Also - Exhibit 5
34-97736 SR-ISE-2023-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 3 and 6
Comments Due: July 13, 2023
See Also - Exhibit 5
34-97734 SR-ICC-2023-007 Notice of Filing of Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan
Comments Due: July 13, 2023
See Also - Exhibit 5
34-97733 SR-MIAX-2023-22 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Implement a Low Priced Stock Strike Price Interval Program
View Received Comments
See Also - Exhibit 5
34-97732 SR-CboeBZX-2023-028 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-97727 SR-MIAX-2023-19 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 307, Position Limits
View Received Comments
34-97726 SR-MRX-2023-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Complex Order Rules
Comments Due: July 12, 2023
See Also - Exhibit 5
34-97725 SR-NYSE-2023-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 308
Comments Due: July 12, 2023
See Also - Exhibit 5
34-97724 SR-MEMX-2023-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Method by Which the Exchange Provides Certain Rebates
Comments Due: July 12, 2023
See Also - Exhibit 5
34-97723 SR-BOX-2023-16 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Offer Ad-Hoc Historical Requests for the Intraday Open-Close Data Report and Adopt Fees for this Data
Comments Due: July 12, 2023
See Also - Exhibit 5
34-97720 SR-CboeBZX-2023-037 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: July 11, 2023
See Also - Exhibit 5
34-97719 SR-ISE-2023-11 Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5
Comments Due: July 11, 2023
View Received Comments
See Also - Exhibit 5
34-97718 SR-NYSE-2023-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: July 11, 2023
See Also - Exhibit 5
34-97716 SR-PEARL-2023-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify the Step-Up Added Liquidity Rebate
Comments Due: July 11, 2023
See Also - Exhibit 5
34-97708 SR-NYSEARCA-2023-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify the Exchange's Source of Data Feeds from MEMX LLC
Comments Due: July 11, 2023
See Also - Exhibit 5
34-97710 SR-NYSE-2023-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC
Comments Due: July 11, 2023
See Also - Exhibit 5
34-97707 SR-NYSENAT-2023-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC
Comments Due: July 11, 2023
See Also - Exhibit 5
34-97717 SR-NYSEAMER-2023-27 Notice of Designation of a Longer Period for Commission Action on a Proposed Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs
View Received Comments
34-97715 SR-NYSEAMER-2023-30 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: 21 days after publication in the Federal Register
Comments Due: July 11, 2023
See Also - Exhibit 5
34-97706 SR-LCH-SA-2023-004 Notice of Filing of Proposed Rule Change Relating to Triparty Collateral Mechanism
Comments Due: July 7, 2023
See Also - Exhibit 5.1, Exhibit 5.2
34-97699 SR-NYSECHX-2023-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC
Comments Due: July 7, 2023
See Also - Exhibit 5
34-97694 SR-NYSEAMER-2023-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments Due: July 6, 2023
See Also - Exhibit 5
34-97693 SR-LTSE-2023-01 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments Due: July 6, 2023
See Also - Exhibit 5
34-97692 SR-CboeBZX-2023-013 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compens
Comments Due: July 6, 2023
View Received Comments
See Also - Exhibit 5
34-97691 SR-NYSECHX-2023-09 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Ba
Comments Due: July 6, 2023
See Also - Exhibit 5
34-97690 SR-NYSEARCA-2023-20 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Arca Rule 5.3-E(p) to Establish Listing Standards Related to Recovery of Erroneously Awarded -Based Ex
See Also - Exhibit 5
34-97689 SR-NYSEAMER-2023-14 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 811 of the NYSE American Company Guide to Establish Listing Standards Related to Recovery of Errone
See Also - Exhibit 5
34-97688 SR-NYSE-2023-12 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Er
View Received Comments
See Also - Exhibit 5
34-97687 SR-NASDAQ-2023-005 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation
View Received Comments
See Also - Exhibit 5
34-97686 SR-CBOE-2023-031 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes
Comments Due: July 6, 2023
See Also - Exhibit 5
34-97682 SR-NYSEARCA-2023-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: July 6, 2023
See Also - Exhibit 5
34-97681 SR-NYSEArca-2023-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: July 6, 2023
See Also - Exhibit 5
34-97679 SR-CBOE-2023-020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent
34-97678 SR-CBOE-2023-019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-R
Comments Due: August 23, 2023. Rebuttal comments should be submitted by September 6, 2023.
34-97672 SR-CBOE-2023-018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Settlement Values for FLEX Index Options
Comments Due: August 15, 2023
View Received Comments
34-97671 SR-NSCC-2022-015 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Certain Enhancements to the Gap Risk Measure and the VaR Charge
34-97667 SR-BX-2023-015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Equity 7, Section 118
Comments Due: July 5, 2023
See Also - Exhibit 5
34-97675 SR-CboeBZX-2023-036 Notice of Filing of a Proposed Rule Change to Revise Certain of the Exchange’s Initial Listing Standards
Comments Due: July 5, 2023
See Also - Exhibit 5
34-97674 SR-BOX-2023-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions
Comments Due: July 5, 2023
See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions
34-97673 SR-BOX-2023-15 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Separate Fees and Rebates on Non-Auction Transactions for Options Overlying the Standard and Poor’s Depositary Receipts Trust
Comments Due: July 5, 2023
See Also - Exhibit 5
34-97666 SR-Phlx-2023-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: July 5, 2023
See Also - Exhibit 5
34-97664 SR-NASDAQ-2023-015 Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate a Transaction Credit at Equity 7, Section 118
Comments Due: July 5, 2023
See Also - Exhibit 5
34-97663 SR-CBOE-2023-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: July 5, 2023
See Also - Exhibit 5
34-97662 SR-MEMX-2023-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule
Comments Due: July 5, 2023
See Also - Exhibit 5
34-97658 SR-Phlx-2023-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 8 Rules
Comments Due: July 5, 2023
See Also - Exhibit 5
34-97665 SR-CboeEDGX-2023-038 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: July 5, 2023
See Also - Exhibit 5
34-97654 SR-CBOE-2023-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Automated Price Improvement Auction Rules
Comments Due: July 3, 2023
See Also - Exhibit 5