34-97849
July 6, 2023
SR-NYSEARCA-2023-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: August 2, 2023
See Also -
Exhibit 5
34-97848
July 6, 2023
SR-CboeEDGX-2023-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: August 2, 2023
See Also -
Exhibit 5
34-97844
July 6, 2023
SR-NASDAQ-2022-079
Notice of Designation of a Longer Period on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods
View Received Comments
34-97843
July 6, 2023
SR-CboeBZX-2023-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: August 2, 2023
See Also -
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
34-97842
July 6, 2023
SR-CboeBYX-2023-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: August 2, 2023
See Also -
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
34-97841
July 5, 2023
SR-NYSEARCA-2023-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments Due: August 1, 2023
See Also -
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
34-97840
July 5, 2023
SR-ICC-2023-009
Notice of Filing of Proposed Rule Change Relating to the ICC Default Auction Procedures-Initial Default Auctions
Comments Due: August 1, 2023
See Also -
Notice of Filing of Proposed Rule Change Relating to the ICC Default Auction Procedures-Initial Default Auctions
34-97839
July 5, 2023
SR-FINRA-2023-006
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as modified by Amendment No. 1, to Adopt Supplementary Material .19 (Residential Supervisory Location) under FINR
Comments Due: 21 days after publication in the Federal Register
View Received Comments
34-97833
July 3, 2023
SR-NASDAQ-2023-017
Notice of Filing of Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A
Comments Due: July 31, 2023
See Also -
Exhibit 5
34-97832
July 3, 2023
SR-OCC-2023-003
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations
Comments Due: July 25, 2023
34-97825
June 30, 2023
SR-Phlx-2023-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports For Equities Trading
Comments Due: July 28, 2023
See Also -
Exhibit 5
34-97824
June 29, 2023
SR-MEMX-2023-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Current R
Comments Due: July 27, 2023
See Also -
Exhibit 5
34-97817
June 28, 2023
SR-CboeEDGX-2023-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: July 26, 2023
See Also -
Exhibit 5
34-97816
June 28, 2023
SR-PEARL-2023-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 26, 2023
View Received Comments
See Also -
Exhibit 5
34-97814
June 27, 2023
SR-MIAX-2023-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 24, 2023
View Received Comments
See Also -
Exhibit 5
34-97808
June 27, 2023
SR-ICC-2023-010
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Clearance of Additional Credit Default Swap Contracts
Comments Due: July 24, 2023
See Also -
Exhibit 5
34-97815
June 27, 2023
SR-PEARL-2023-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 24, 2023
View Received Comments
See Also -
Exhibit 5
34-97813
June 27, 2023
SR-EMERALD-2023-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 24, 2023
View Received Comments
See Also -
Exhibit 5
34-97800
June 26, 2023
SR-MRX-2023-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule at Options 7, Section 3
Comments Due: July 21, 2023
See Also -
Exhibit 5
34-97798
June 26, 2023
SR-FINRA-2023-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA's Trading Activity Fee
Comments Due: July 21, 2023
See Also -
Exhibit 2a , Exhibit 2b , Exhibit 5
34-97794
June 23, 2023
SR-BOX-2023-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7660 (Communications and Equipment)
Comments Due: July 20, 2023
See Also -
Exhibit 5
34-97789
June 22, 2023
SR-ICEEU-2023-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments FTSE 100 Index Contracts and SARON Futures Contracts
Comments Due: July 20, 2323
See Also -
Exhibit 3 , Exhibit 5
34-97788
June 22, 2023
SR-PHLX-2023-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7 Regarding PXL Order Pricing
Comments Due: July 20, 2023
See Also -
Exhibit 5
34-97786
June 21, 2023
SR-LCH-SA-2023-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Liquidity Risk Modelling Framework
Comments Due: July 18, 2023
See Also -
Exhibit 3.1 , Exhibit 3.2 , Exhibit 5
34-97785
June 21, 2023
SR-OCC-2023-005
Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning Amendment of its Recovery and Orderly Wind-Down Plan
Comments Due: July 18, 2023
View Received Comments
34-97784
June 21, 2023
SR-FINRA-2022-032
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Alternative Display Facility New Entrant
Comments Due: 21 days from publication in the Federal Register
View Received Comments
34-97783
June 21, 2023
SR-CboeEDGX-2023-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Automated Price Improvement Auction Rules
Comments Due: July 18, 2023
See Also -
Exhibit 5
34-97782
June 21, 2023
SR-CboeBZX-2023-020
Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: 21 days after publication in the Federal Register
34-97780
June 21, 2023
SR-ICEEU-2023-010
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Rules
Comments Due: May 31, 2023
34-97781
June 21, 2023
SR-CboeBZX-2023-026
Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: May 24, 2023
View Received Comments
34-97768
June 20, 2023
SR-MIAX-2023-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: July 17, 2023
See Also -
Exhibit 5
34-97772
June 20, 2023
SR-BOX-2023-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 4120 (Transactions of Certain Public Customers) and BOX Rule 100 (Definitions) and adopt IM-4120-1.
Comments Due: July 17, 2023
See Also -
Exhibit 5
34-97771
June 20, 2023
SR-MIAX-2023-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments Due: July 18, 2023
See Also -
Exhibit 5
34-97770
June 20, 2023
SR-CboeEDGX-2023-030
Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
View Received Comments
34-97764
June 20, 2023
SR-CboeEDGX-2023-016
Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
View Received Comments
34-97766
June 20, 2023
SR-ICEEU-2023-013
Notice of Filing of Proposed Rule Change Relating to Amendments the Collateral and Haircut Procedures
Comments Due: July 17, 2023
See Also -
Exhibit 5
34-97769
June 20, 2023
SR-PEARL-2023-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove Additional Separate Maker Rebates in Non-Penny Classes from the MIAX Pearl Options Fee Schedule
Comments Due: July 18, 2023
See Also -
Exhibit 5
34-97767
June 20, 2023
SR-EMERALD-2023-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: July 17, 2023
See Also -
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
34-97767
June 20, 2023
SR-EMERALD-2023-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: July 17, 2023
See Also -
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
34-97765
June 20, 2023
SR-OCC-2022-012
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Concerning The Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters
34-97752
June 16, 2023
SR-NYSENAT-2023-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also -
Exhibit 5
34-97751
June 16, 2023
SR-NYSECHX-2023-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also -
Exhibit 5
34-97749
June 16, 2023
SR-NYSEARCA-2023-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also -
Exhibit 5
34-97748
June 16, 2023
SR-NYSEAMER-2023-32
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also -
Exhibit 5
34-97746
June 16, 2023
SR-ICEEU-2023-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments Part HH of its Delivery Procedures
Comments Due: July 14, 2023
See Also -
Exhibit 5
34-97744
June 16, 2023
SR-NYSECHX-2023-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
34-97745
June 16, 2023
SR-NYSENAT-2023-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
34-97747
June 16, 2023
SR-NYSE-2023-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 17, 2023
See Also -
Exhibit 5
34-97743
June 16, 2023
SR-NYSEARCA-2023-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
View Received Comments
34-97742
June 16, 2023
SR-NYSEAMER-2023-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
34-97741
June 16, 2023
SR-NYSE-2023-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 17, 2023
34-97739
June 15, 2023
SR-NYSEAMER-2023-17
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Exchange Rule 980NYP and Amend Exchange Rule 935NY
See Also -
Exhibit 5
34-97738
June 15, 2023
SR-CBOE-2022-051
Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to the Processing of Auction Responses
Comments Due: July 13, 2023
34-97737
June 15, 2023
SR-ICEEU-2023-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Futures and Options Default Management Procedures
Comments Due: July 13, 2023
See Also -
Exhibit 5
34-97736
June 15, 2023
SR-ISE-2023-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 3 and 6
Comments Due: July 13, 2023
See Also -
Exhibit 5
34-97734
June 15, 2023
SR-ICC-2023-007
Notice of Filing of Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan
Comments Due: July 13, 2023
See Also -
Exhibit 5
34-97733
June 15, 2023
SR-MIAX-2023-22
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Implement a Low Priced Stock Strike Price Interval Program
View Received Comments
See Also -
Exhibit 5
34-97732
June 15, 2023
SR-CboeBZX-2023-028
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-97727
June 14, 2023
SR-MIAX-2023-19
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 307, Position Limits
View Received Comments
34-97726
June 14, 2023
SR-MRX-2023-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Complex Order Rules
Comments Due: July 12, 2023
See Also -
Exhibit 5
34-97725
June 14, 2023
SR-NYSE-2023-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 308
Comments Due: July 12, 2023
See Also -
Exhibit 5
34-97724
June 14, 2023
SR-MEMX-2023-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Method by Which the Exchange Provides Certain Rebates
Comments Due: July 12, 2023
See Also -
Exhibit 5
34-97723
June 14, 2023
SR-BOX-2023-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Offer Ad-Hoc Historical Requests for the Intraday Open-Close Data Report and Adopt Fees for this Data
Comments Due: July 12, 2023
See Also -
Exhibit 5
34-97720
June 13, 2023
SR-CboeBZX-2023-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: July 11, 2023
See Also -
Exhibit 5
34-97719
June 13, 2023
SR-ISE-2023-11
Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5
Comments Due: July 11, 2023
View Received Comments
See Also -
Exhibit 5
34-97718
June 13, 2023
SR-NYSE-2023-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: July 11, 2023
See Also -
Exhibit 5
34-97716
June 13, 2023
SR-PEARL-2023-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify the Step-Up Added Liquidity Rebate
Comments Due: July 11, 2023
See Also -
Exhibit 5
34-97708
June 13, 2023
SR-NYSEARCA-2023-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify the Exchange's Source of Data Feeds from MEMX LLC
Comments Due: July 11, 2023
See Also -
Exhibit 5
34-97710
June 13, 2023
SR-NYSE-2023-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC
Comments Due: July 11, 2023
See Also -
Exhibit 5
34-97707
June 13, 2023
SR-NYSENAT-2023-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC
Comments Due: July 11, 2023
See Also -
Exhibit 5
34-97717
June 13, 2023
SR-NYSEAMER-2023-27
Notice of Designation of a Longer Period for Commission Action on a Proposed Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs
View Received Comments
34-97715
June 13, 2023
SR-NYSEAMER-2023-30
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: 21 days after publication in the Federal Register
Comments Due: July 11, 2023
See Also -
Exhibit 5
34-97706
June 12, 2023
SR-LCH-SA-2023-004
Notice of Filing of Proposed Rule Change Relating to Triparty Collateral Mechanism
Comments Due: July 7, 2023
See Also -
Exhibit 5.1 , Exhibit 5.2
34-97699
June 12, 2023
SR-NYSECHX-2023-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC
Comments Due: July 7, 2023
See Also -
Exhibit 5
34-97694
June 9, 2023
SR-NYSEAMER-2023-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments Due: July 6, 2023
See Also -
Exhibit 5
34-97693
June 9, 2023
SR-LTSE-2023-01
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments Due: July 6, 2023
See Also -
Exhibit 5
34-97692
June 9, 2023
SR-CboeBZX-2023-013
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compens
Comments Due: July 6, 2023
View Received Comments
See Also -
Exhibit 5
34-97691
June 9, 2023
SR-NYSECHX-2023-09
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Ba
Comments Due: July 6, 2023
See Also -
Exhibit 5
34-97690
June 9, 2023
SR-NYSEARCA-2023-20
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Arca Rule 5.3-E(p) to Establish Listing Standards Related to Recovery of Erroneously Awarded -Based Ex
See Also -
Exhibit 5
34-97689
June 9, 2023
SR-NYSEAMER-2023-14
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 811 of the NYSE American Company Guide to Establish Listing Standards Related to Recovery of Errone
See Also -
Exhibit 5
34-97688
June 9, 2023
SR-NYSE-2023-12
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Er
View Received Comments
See Also -
Exhibit 5
34-97687
June 9, 2023
SR-NASDAQ-2023-005
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation
View Received Comments
See Also -
Exhibit 5
34-97686
June 9, 2023
SR-CBOE-2023-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes
Comments Due: July 6, 2023
See Also -
Exhibit 5
34-97682
June 9, 2023
SR-NYSEARCA-2023-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: July 6, 2023
See Also -
Exhibit 5
34-97681
June 9, 2023
SR-NYSEArca-2023-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: July 6, 2023
See Also -
Exhibit 5
34-97679
June 9, 2023
SR-CBOE-2023-020
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent
34-97678
June 9, 2023
SR-CBOE-2023-019
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-R
Comments Due: August 23, 2023.
Rebuttal comments should be submitted by September 6, 2023.
34-97672
June 8, 2023
SR-CBOE-2023-018
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Settlement Values for FLEX Index Options
Comments Due: August 15, 2023
View Received Comments
34-97671
June 8, 2023
SR-NSCC-2022-015
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Certain Enhancements to the Gap Risk Measure and the VaR Charge
34-97667
June 8, 2023
SR-BX-2023-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Equity 7, Section 118
Comments Due: July 5, 2023
See Also -
Exhibit 5
34-97675
June 8, 2023
SR-CboeBZX-2023-036
Notice of Filing of a Proposed Rule Change to Revise Certain of the Exchange’s Initial Listing Standards
Comments Due: July 5, 2023
See Also -
Exhibit 5
34-97674
June 8, 2023
SR-BOX-2023-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions
Comments Due: July 5, 2023
See Also -
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions
34-97673
June 8, 2023
SR-BOX-2023-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Separate Fees and Rebates on Non-Auction Transactions for Options Overlying the Standard and Poor’s Depositary Receipts Trust
Comments Due: July 5, 2023
See Also -
Exhibit 5
34-97666
June 7, 2023
SR-Phlx-2023-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: July 5, 2023
See Also -
Exhibit 5
34-97664
June 7, 2023
SR-NASDAQ-2023-015
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate a Transaction Credit at Equity 7, Section 118
Comments Due: July 5, 2023
See Also -
Exhibit 5
34-97663
June 7, 2023
SR-CBOE-2023-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: July 5, 2023
See Also -
Exhibit 5
34-97662
June 7, 2023
SR-MEMX-2023-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule
Comments Due: July 5, 2023
See Also -
Exhibit 5
34-97658
June 7, 2023
SR-Phlx-2023-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 8 Rules
Comments Due: July 5, 2023
See Also -
Exhibit 5
34-97665
June 7, 2023
SR-CboeEDGX-2023-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: July 5, 2023
See Also -
Exhibit 5
34-97654
June 6, 2023
SR-CBOE-2023-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Automated Price Improvement Auction Rules
Comments Due: July 3, 2023
See Also -
Exhibit 5