34-62796
Aug. 30, 2010
SR-FICC-2010-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division Comments Due: Federal Register version (75 FR 54675)
34-62795
Aug. 30, 2010
SR-DTC-2010-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive DTC Rules and Procedures Comments Due: Federal Register version (75 FR 54680)
34-62793
Aug. 30, 2010
SR-CBOE-2010-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (75 FR 54408)
34-62797
Aug. 30, 2010
SR-BATS-2010-016
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-NSX-2010-07
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-CHX-2010-13
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-NYSE-2010-47
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-NASDAQ-2010-076
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-CBOE-2010-056
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-EDGX-2010-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-EDGA-2010-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-NYSEAmex-2010-60
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-NYSEArca-2010-58
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-BX-2010-040
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-ISE-2010-62
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62783
Aug. 27, 2010
SR-Phlx-2010-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Conversion of NASDAQ OMX PHLX, Inc. to a Limited Liability Company Comments Due: Exhibit 5 Federal Register version (75 FR 54204)
34-62782
Aug. 27, 2010
SR-NASDAQ-2010-107
Notice of Filing of Proposed Rule Change To Modify the Eligibility Criteria for the Second Compliance Period for a Bid Price Deficiency on the Nasdaq Capital Market Comments Due: 34-63110 Federal Register version (75 FR 53994)
34-62785
Aug. 27, 2010
SR-NASDAQ-2010-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed to Members Using the NASDAQ Market Center Comments Due: Exhibit 5 Federal Register version (75 FR 53996)
34-62787
Aug. 27, 2010
SR-FINRA-2010-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Security Futures Risk Disclosure Statement Comments Due: Federal Register version (75 FR 53998)
34-62775
Aug. 26, 2010
SR-PHLX-2010-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Amendment to Rule 862 Relating to, Among Other Things, Eliminate Broker Discretionary Voting for All Elections of Directors, Except for Companies Registered Under the Investment Company Act of 1940 Comments Due: Federal Register version (75 FR 53725)
34-62768
Aug. 26, 2010
SR-NYSEArca-2010-78
Notice of Filing of a Proposed Rule Change Relating to Listing and Trading of Jefferies Commodity Real Return ETF Comments Due: Rel. No. 34-63067 Federal Register version (75 FR 54199)
34-62774
Aug. 26, 2010
SR-BX-2010-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule Comments Due: Federal Register version (75 FR 53992)
34-62771
Aug. 26, 2010
SR-NASDAQ-2010-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule Comments Due: Federal Register version (75 FR 53989)
34-62772
Aug. 26, 2010
SR-ISE-2010-91
Notice of Filing of Proposed Rule Change To Adopt a Pilot Program To List Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange Comments Due: Rel. No. 34-63104 Federal Register version (75 FR 53991)
34-62767
Aug. 26, 2010
SR-FICC-2010-04
Notice of Filing of Proposed Rule Change To Provide Clarity With Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency Comments Due: Rel. No. 34-63038 Federal Register version (75 FR 53368)
34-62766
Aug. 25, 2010
SR-Phlx-2010-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees, the Monthly Cap and Electronic Auctions Comments Due: Exhibit 5 Federal Register version (75 FR 53366)
34-62760
Aug. 24, 2010
SR-Phlx-2010-112
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trade Reporting Comments Due: View Received Comments Federal Register version (75 FR 53010)
34-62763
Aug. 24, 2010
SR-NYSEAmex-2010-63
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-NYSEArca-2010-61
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-BX-2010-044
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-ISE-2010-66
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-CBOE-2010-065
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-BATS-2010-18
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-NSX-2010-08
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-CHX-2010-14
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-NYSE-2010-49
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-NASDAQ-2010-079
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-FINRA-2010-033
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-EDGX-2010-05
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-EDGA-2010-05
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62759
Aug. 23, 2010
SR-Phlx-2010-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Automated Opening System Comments Due: Federal Register version (75 FR 53008)
34-62762
Aug. 23, 2010
SR-FINRA-2009-042
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Outside Business Activities of Registered Persons Comments Due: View Received Comments Rel. No. 34-60199 Federal Register version (75 FR 53362)
34-62758
Aug. 23, 2010
SR-CBOE-2010-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the CBOE Stock Exchange Fee Schedule To Change the Transaction Fees for 24 Securities Comments Due: Federal Register version (75 FR 52792)
34-62754
Aug. 20, 2010
SR-NASDAQ-2010-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates Comments Due: Federal Register version (75 FR 52790)
34-62718A
Aug. 20, 2010
SR-FINRA-2010-039
Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook; Correction Comments Due: View Received Comments Rel. No. 34-63325 , Rel. No. 34-62718 Federal Register version (75 FR 52562)
34-62748
Aug. 20, 2010
SR-FINRA-2010-043
Notice of Filing of Proposed Rule Change To Reinstitute Short Exempt Marking for Trade Reporting and OATS Comments Due: View Received Comments Rel. No. 34-63032 Federal Register version (75 FR 52574)
34-62744
Aug. 19, 2010
SR-Phlx-2010-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee Comments Due: Federal Register version (75 FR 52558)
34-62745
Aug. 19, 2010
SR-Phlx-2010-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee Comments Due: Federal Register version (75 FR 52560)
34-62743
Aug. 19, 2010
SR-FICC-2010-05
Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change To Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions Comments Due: Federal Register version (75 FR 52576)
34-62740
Aug. 18, 2010
SR-NASDAQ-2010-074
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities Comments Due: View Received Comments Rel. No. 34-64071 , Rel. No. 34-63685 , Rel. No. 34-63098 , Rel. No. 34-62468 Federal Register version (75 FR 52049)
34-62739
Aug. 18, 2010
SR-FINRA-2010-044
Notice of Filing of Proposed Rule Change Relating to the Expansion of the Order Audit Trail System to All NMS Stocks Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-63311 Federal Register version (75 FR 52380)
34-62735
Aug. 17, 2010
SR-NASDAQ-2010-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 4770 in Its Entirety and To Eliminate a Related Reference From the Rules Comments Due: Federal Register version (75 FR 51859)
34-62736
Aug. 17, 2010
SR-NASDAQ-2010-100
Notice of Filing of Proposed Rule Change Regarding Routing to an Affiliated Exchange Comments Due: Federal Register version (75 FR 51861)
34-62734
Aug. 17, 2010
SR-MSRB-2010-06
Notice of Filing of Proposed Rule Change To Establish a Subscription To the Information Collected by the MSRB's Short-term Obligation Rate Transparency ("SHORT") System Comments Due: Rel. No. 34-62993 Federal Register version (75 FR 51864)
34-62731
Aug. 16, 2010
SR-NYSEAmex-2010-80
Notice of Filing of Proposed Rule Change Amending Its Price List To Reflect Fees Charged for Co-Location Services Comments Due: Exhibit 5 , Rel. No. 34-62961 Federal Register version (75 FR 51515)
34-62732
Aug. 16, 2010
SR-NYSE-2010-56
Notice of Filing of Proposed Rule Change Amending Its Price List To Reflect Fees Charged for Co-Location Services Comments Due: Exhibit 5 , Rel. No. 34-62960 Federal Register version (75 FR 51512)
34-62724
Aug. 16, 2010
SR-NASDAQ-2010-099
Notice of Filing of a Proposed Rule Change by the NASDAQ Stock Market LLC To Adopt a Definition of Professional and Require That All Professional Orders Be Appropriately Marked Comments Due: Rel. No. 34-63028 Federal Register version (75 FR 51509)
34-62729
Aug. 16, 2010
SR-FINRA-2010-032
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions Rel. No. 34-62885 , Rel. No. 34-62798 , Rel. No. 34-62341 Federal Register version (75 FR 52384)
34-62730
Aug. 16, 2010
SR-NYSE-2010-47
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-NASDAQ-2010-076
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-CBOE-2010-056
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-EDGX-2010-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-EDGA-2010-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-NYSEAmex-2010-60
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-NYSEArca-2010-58
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-BX-2010-040
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-ISE-2010-62
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-BATS-2010-016
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-NSX-2010-07
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62730
Aug. 16, 2010
SR-CHX-2010-13
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 , Rel. No. 34-62797 Federal Register version (75 FR 52383)
34-62719
Aug. 13, 2010
SR-BX-2010-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing Strike Price Intervals for Options on Trust Issued Receipts, Including Holding Company Depositary Receipts Comments Due: Exhibit 5 Federal Register version (75 FR 51306)
34-62715
Aug. 13, 2010
SR-MSRB-2009-17
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consisting of (i) Amendments to Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers), Rule G-9 (Preservation of Records), and Rule G-11 (New Issue Syndicate Practices); (ii) a Proposed Interpretation of Rule G-17 (Conduct of Municipal Securities Activities); and (iii) the Deletion of a Previous Rule G-17 Interpretive Notice Comments Due: View Received Comments Rel. No. 34-61110 Federal Register version (75 FR 51128)
34-62718
Aug. 13, 2010
SR-FINRA-2010-039
Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook; Correction Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 2c , and Exhibit 5 , Rel. No. 34-63325 , Rel. No. 34-62718A Federal Register version (75 FR 52562)
34-62713
Aug. 12, 2010
SR-BATS-2010-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 23.1, Entitled "Exercise of Options Contracts" Comments Due: Exhibit 5 Federal Register version (75 FR 51145)
34-62707
Aug. 12, 2010
SR-NYSEAmex-2010-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rule 980-Exercise of Options Contracts Comments Due: Exhibit 5 Federal Register version (75 FR 51322)
34-62710
Aug. 12, 2010
SR-Phlx-2010-109
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Amend Exchange Rules Related to the Cut-Off Time for Contrary Exercise Advice Submissions Comments Due: Exhibit 5 Federal Register version (75 FR 51142)
34-62706
Aug. 12, 2010
SR-NYSEArca-2010-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.24 Exercise of Options Contracts Comments Due: Exhibit 5 Federal Register version (75 FR 51126)
34-62708
Aug. 12, 2010
SR-BX-2010-055
Notice of Filing of Proposed Rule Change Relating To Extend the Cut-Off Time To Submit Contrary Exercise Advices and Make Some Clerical and Conforming Changes Comments Due: Exhibit 5 Federal Register version (75 FR 51324)
34-62709
Aug. 12, 2010
SR-NASDAQ-2010-097
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Amend Exchange Rules Related to the Cut-off Time for Contrary Exercise Advice Submissions Comments Due: Exhibit 5 Federal Register version (75 FR 51140)
34-62703
Aug. 12, 2010
SR-ISE-2010-81
Notice of Filing of Proposed Rule Change Relating to Trading Options on a Reduced Value of the DAX Index, Including Long-Term Options Comments Due: Exhibit 3 , and Exhibit 5 , Rel. No. 34-63002 Federal Register version (75 FR 51134)
34-62711
Aug. 12, 2010
SR-FINRA-2010-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA Rule 2360 To Extend the Time To Submit a Contrary Exercise Advice and the Time for a Final Exercise Decision in the Event of a Modified Close of Trading Comments Due: Exhibit 5 Federal Register version (75 FR 51124)
34-62704
Aug. 12, 2010
SR-CBOE-2010-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees Comments Due: Federal Register version (75 FR 51132)
34-62712
Aug. 12, 2010
SR-CBOE-2010-074
Notice of Filing and Immediate Effectiveness of Proposal To Extend the Cut-Off Time To Submit Contrary Exercise Advices Comments Due: Federal Register version (75 FR 51308)
34-62695
Aug. 11, 2010
SR-EDGX-2010-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 3.13 Comments Due: Exhibit 5 Federal Register version (75 FR 51138)
34-62694
Aug. 11, 2010
SR-EDGA-2010-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 3.13 Comments Due: Exhibit 5
34-62688A
Aug. 11, 2010
SR-BX-2010-044
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-ISE-2010-66
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-CBOE-2010-065
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-BATS-2010-18
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NSX-2010-08
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-CHX-2010-14
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NYSE-2010-49
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NASDAQ-2010-079
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-FINRA-2010-033
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-EDGX-2010-05
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-EDGA-2010-05
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NYSEAmex-2010-63
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NYSEArca-2010-61
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62682
Aug. 10, 2010
Notice of Filing of Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc. Comments Due: Rel. No. 34-62929 Federal Register version (75 FR 50029)
34-62683
Aug. 10, 2010
SR-EDGA-2010-09
Notice of Filing of Proposed Rule Change Relating to a Revenue Sharing Program With Correlix, Inc. Comments Due: Rel. No. 34-62928 Federal Register version (75 FR 50017)
