34-62694
Aug. 11, 2010
SR-EDGA-2010-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 3.13 Comments Due: Exhibit 5
34-62688A
Aug. 11, 2010
SR-EDGX-2010-05
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-EDGA-2010-05
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NYSEAmex-2010-63
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NYSEArca-2010-61
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-BX-2010-044
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-ISE-2010-66
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-CBOE-2010-065
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-BATS-2010-18
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NSX-2010-08
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-CHX-2010-14
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NYSE-2010-49
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-NASDAQ-2010-079
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62688A
Aug. 11, 2010
SR-FINRA-2010-033
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Rel. No. 34-62409 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62416 , Rel. No. 34-62418 , Rel. No. 34-62419 Federal Register version (75 FR 52558)
34-62682
Aug. 10, 2010
Notice of Filing of Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc. Comments Due: Rel. No. 34-62929 Federal Register version (75 FR 50029)
34-62683
Aug. 10, 2010
SR-EDGA-2010-09
Notice of Filing of Proposed Rule Change Relating to a Revenue Sharing Program With Correlix, Inc. Comments Due: Rel. No. 34-62928 Federal Register version (75 FR 50017)
34-62678
Aug. 10, 2010
SR-Phlx-2010-108
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a Proposed Price Improvement System, Price Improvement XL (PIXLSM Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-63027 Federal Register version (75 FR 50021)
34-62684
Aug. 10, 2010
SR-OCC-2010-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of the Term Representative Comments Due: Federal Register version (75 FR 50010)
34-62685
Aug. 10, 2010
SR-OCC-2010-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of Government Securities To Exclude Separate Trading of Registered Interest and Principal Securities on Treasury Inflation Protected Securities, Commonly Known as TIP-STRIPS Comments Due: Federal Register version (75 FR 50030)
34-62686
Aug. 10, 2010
SR-DTC-2010-10
Notice System Comments Due: Federal Register version (75 FR 50032)
34-62667
Aug. 9, 2010
SR-NYSEAmex-2010-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY Comments Due: Federal Register version (75 FR 50013)
34-62668
Aug. 9, 2010
SR-NYSEAMEX-2010-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 15-NYSE Amex Equities To Clarify Use of the Last Sale on the Exchange as the Reference Price and To Define the Reference Price of a Security in the Event That There Is No Last Sale in That Security on the Exchange Comments Due: Exhibit 5 Federal Register version (75 FR 50785)
34-62671
Aug. 9, 2010
SR-NYSEAmex-2010-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending its Fee Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 50012)
34-62670
Aug. 9, 2010
SR-NYSEArca-2010-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Its Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (75 FR 49546)
34-62669
Aug. 9, 2010
SR-NYSE-2010-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 15 To Clarify Use of the Last Sale on the Exchange as the Reference Price and To Define the Reference Price of a Security in the Event That There Is No Last Sale in That Security on the Exchange Comments Due: Exhibit 5 Federal Register version (75 FR 50787)
34-62665
Aug. 9, 2010
SR-ISE-2010-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 50015)
34-62664
Aug. 9, 2010
SR-FINRA-2010-037
Notice of Filing of Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants) Comments Due: Amendment , Rel. No. 34-62970 Federal Register version (75 FR 49542)
34-62661
Aug. 6, 2010
SR-Phlx-2010-110
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Billing Policies Comments Due: Exhibit 5 Federal Register version (75 FR 49544)
34-62655
Aug. 5, 2010
SR-FINRA-2010-042
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4160 (Verification of Assets) Comments Due: View Received Comments Rel. No. 34-63044 Federal Register version (75 FR 48731)
34-62658
Aug. 5, 2010
SR-CBOE-2009-075
Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish a Pilot Program to List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes Comments Due: Rel. No. 34-62911 Federal Register version (75 FR 49010)
34-62657
Aug. 5, 2010
4-274
Notice of Filing of an Amended 17d-2 Plan Between the Financial Industry Regulatory Authority, Inc. and the Chicago Stock Exchange, Inc. Comments Due: Release No. 34-62866 Federal Register version (75 FR 49005)
34-62640
Aug. 4, 2010
SR-EDGX-2010-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Federal Register version (75 FR 48734)
34-62641
Aug. 4, 2010
SR-EDGA-2010-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Federal Register version (75 FR 48733)
34-62651
Aug. 4, 2010
SR-NFA-2010-03
Notice of Filing and Immediate Effectiveness of Proposed Changes to Compliance Rule 2-30 and the Related Interpretive Notice Regarding Customer Information and Risk Disclosure Comments Due: Federal Register version (75 FR 48393)
34-62643
Aug. 4, 2010
SR-NSX-2010-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Post Regular Trading Hours Trading Session Comments Due: Exhibit 5 Federal Register version (75 FR 48402)
34-62642
Aug. 4, 2010
SR-CHX-2010-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Order Cancellation Fee Comments Due: Federal Register version (75 FR 48404)
34-62650
Aug. 4, 2010
SR-CHX-2010-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter its Tiered Schedule of Fees and Rebates for Participants for Trade Executions of Single-Sided Orders in Securities Priced Over One Dollar Comments Due: Federal Register version (75 FR 48397)
34-62646
Aug. 4, 2010
SR-NYSEArca-2010-74
[Withdrawn by NYSE Arca, Inc]
34-62647
Aug. 4, 2010
SR-BX-2010-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Boston Options Exchange Group, LLC To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust Comments Due: Exhibit 5 Federal Register version (75 FR 48400)
34-62644
Aug. 4, 2010
SR-ISE-2010-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Crossing Mechanisms Comments Due: Exhibit 5 Federal Register version (75 FR 48395)
34-62637
Aug. 4, 2010
SR-CBOE-2010-072
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees Comments Due: Exhibit 5 Federal Register version (75 FR 48387)
34-62648
Aug. 4, 2010
SR-CBOE-2010-071
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 48399)
34-62628
Aug. 3, 2010
SR-Phlx-2010-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Making Permanent the Sponsored Access Pilot Program Comments Due: Federal Register version (75 FR 48388)
34-62631
Aug. 3, 2010
SR-Phlx-2010-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Exhibit 5 Federal Register version (75 FR 48391)
34-62632
Aug. 3, 2010
SR-BX-2010-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of the Boston Options Exchange Facility Comments Due: View Received Comments Federal Register version (75 FR 47869)
34-62629
Aug. 3, 2010
SR-NASDAQ-2010-096
Notice of Filing of a Proposed Rule Change Relating to the National Quotation Dissemination Service Comments Due: Rel. No. 34-62925 Federal Register version (75 FR 47871)
34-62624
Aug. 2, 2010
SR-NFA-2010-02
Notice of Filing and Immediate Effectiveness of Proposed Changes to Interpretive Notice entitled "NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts" Comments Due: Federal Register version (75 FR 47666)
34-62626
Aug. 2, 2010
SR-NYSEAmex-2010-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 48405)
34-62625
Aug. 2, 2010
SR-NYSEArca-2010-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 48385)
34-62606
July 30, 2010
SR-NYSEAmex-2010-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC That Constitutes a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of Rule 128(g) Comments Due: Federal Register version (75 FR 47326)
34-62616
July 30, 2010
SR-Phlx-2010-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 47664)
34-62619
July 30, 2010
SR-Phlx-2010-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (75 FR 47874)
34-62610
July 30, 2010
SR-NYSEArca-2010-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. That Constitutes a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of NYSE Arca Equities Rule 7.10(g) Comments Due: Federal Register version (75 FR 47330)
34-62620
July 30, 2010
SR-NYSEArca-2010-71
Notice of Filing of Proposed Rule Change To List and Trade Shares of the ETFS White Metals Basket Trust Comments Due: Rel. No. 34-62875 Federal Register version (75 FR 47655)
34-62609
July 30, 2010
SR-NYSE-2010-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC That Constitutes a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of Rule 128(g) Comments Due: View Received Comments Federal Register version (75 FR 47327)
34-62615
July 30, 2010
SR-BX-2010-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 47875)
34-62614
July 30, 2010
SR-NASDAQ-2010-093
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq Rule 7017(b) Comments Due: Federal Register version (75 FR 47668)
34-62617
July 30, 2010
SR-NASDAQ-2010-092
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 47670)
34-62618
July 30, 2010
SR-NASDAQ-2010-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Routing to Away Markets Comments Due: Federal Register version (75 FR 47662)
34-62607
July 30, 2010
SR-ISE-2010-80
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by International Securities Exchange, LLC That Constitutes a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of Rule 2128 Comments Due: Federal Register version (75 FR 47332)
34-62608
July 30, 2010
SR-FINRA-2010-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stated Interpretation of the Meaning, Administration, and Enforcement of FINRA Rule 11892 and Supplementary Material .01 Comments Due: Federal Register version (75 FR 47661)
34-62621
July 30, 2010
SR-FINRA-2010-034
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4530 (Reporting Requirements) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-63260 Federal Register version (75 FR 47863)
34-62587
July 29, 2010
SR-EDGX-2010-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.12 Comments Due: Exhibit 5 Federal Register version (75 FR 47040)
34-62595
July 29, 2010
SR-BATS-2010-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 47043)
34-62597
July 29, 2010
SR-BATS-2010-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Short Term Option Program Comments Due: Exhibit 5 Federal Register version (75 FR 47335)
34-62588
July 29, 2010
SR-EDGA-2010-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.12 Comments Due: Exhibit 5 Federal Register version (75 FR 47056)
34-62601
July 29, 2010
SR-NSX-2010-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Enhanced Customer Disclosure Rules Concerning Transactions Outside of Regular Trading Hours Comments Due: Exhibit 5 Federal Register version (75 FR 47049)
34-62599
July 29, 2010
SR-NYSEAmex-2010-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend Certain of Its Rules in Connection With the Decommissioning of the Odd-Lot System Comments Due: Exhibit 5 Federal Register version (75 FR 47333)
34-62600
July 29, 2010
SR-NYSEArca-2010-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31(x) Comments Due: Exhibit 5 Federal Register version (75 FR 47051)
34-62590
July 29, 2010
SR-NASDAQ-2010-090
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees for Routing to Away Markets Comments Due: Federal Register version (75 FR 47057)
34-62592
July 29, 2010
SR-NASDAQ-2010-095
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Closing Cross Fees for Market-on-Close and Limit-on-Close Orders Comments Due:
34-62594
July 29, 2010
SR-ISE-2010-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add 75 Options Classes To the Penny Pilot Program Comments Due: Federal Register version (75 FR 47054)
34-62596
July 29, 2010
SR-CBOE-2010-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program Comments Due: Federal Register version (75 FR 47041)
34-62602
July 29, 2010
SR-CBOE-2010-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Minor Rule Violation Plan Comments Due: Federal Register version (75 FR 50791)
34-62582
July 28, 2010
SR-OC-2010-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago, Amending Rule 419(a), Regulatory Halts Comments Due: Exhibit 5 Federal Register version (75 FR 47039)
34-62580
July 28, 2010
SR-NYSEArca-2010-69
Notice of Filing of Proposed Rule Change Amending Rule 6.47 Comments Due: View Received Comments Exhibit 5 Federal Register version (75 FR 45683)
34-62585
July 28, 2010
SR-NYSEArca-2010-68
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Regarding Listing and Trading of the PIMCO Build America Bond Strategy Fund Comments Due: Rel. No. 34-62856 Federal Register version (75 FR 47045)
34-62584
July 28, 2010
SR-FINRA-2010-035
Notice of Filing of Proposed Rule Change Amendments to the Discovery Guide and Rules 12506 and 12508 of the Code of Arbitration Procedure for Customer Disputes Comments Due: View Received Comments Rel. No. 34-64166 Federal Register version (75 FR 45685)
34-62579
July 28, 2010
SR-CBOE-2010-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 47329)
34-62572
July 26, 2010
SR-NYSEAmex-2010-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 123G-NYSE Amex Equities and Adopting New Rule 5290-NYSE Amex Equities to Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 45183)
34-62569
July 26, 2010
SR-NYSE-2010-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 123G and Adopting New Rule 5290 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 45188)
34-62573
July 26, 2010
4-533
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add EDGA Exchange, Inc. and EDGX Exchange, Inc., Each as a Party Thereto Comments Due: View Received Comments Federal Register version (75 FR 45682)
34-62568
July 26, 2010
SR-ISE-2010-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Orders Fee Discount for Market Makers and Non-ISE Market Makers Comments Due: View Received Comments Federal Register version (75 FR 44995)
34-62562
July 23, 2010
SR-Phlx-2010-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols Comments Due: Exhibit 5 Federal Register version (75 FR 44832)
34-62566
July 23, 2010
SR-OCC-2010-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend OCC's By-Laws and Rules To Change Its Method of Holding Certain Securities Pledged by Members To Satisfy Margin and Clearing Fund Obligations Comments Due: Federal Register version (75 FR 44833)
34-62567
July 23, 2010
SR-NSCC-2010-07
Notice of Filing of Proposed Rule Change To Amend Addendum C of Its Rules and Procedures To Implement Risk Enhancements to Its Stock Borrow Program Comments Due: Rel. No. 34-62849 Federal Register version (75 FR 44828)
34-62564
July 23, 2010
SR-NASDAQ-2010-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Assessed for Supplemental MPIDs Comments Due: View Received Comments Federal Register version (75 FR 44830)
34-62553
July 22, 2010
SR-BX-2010-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Expand the $1 Strike Program on the Boston Options Exchange Facility Comments Due: Exhibit 5
34-62555
July 22, 2010
SR-BX-2010-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange To Receive Inbound Routes of Orders From Nasdaq Options Services Comments Due: Federal Register version (75 FR 44835)
34-62550
July 22, 2010
SR-MSRB-2010-02
Notice of Filing of Amendment No. 1 to Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Enhance the Interest Rate and Descriptive Information Currently Collected and Made Transparent by the MSRB on Municipal Auction Rate Securities and Variable Rate Demand Obligations Comments Due: View Received Comments Exhibit 4 , Rel. No. 34-61793 , Rel. No. 34-62755 Federal Register version (75 FR 44296)
34-62540
July 21, 2010
SR-NYSEAmex-2010-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) From July 31, 2010 to December 31, 2010 Comments Due: Exhibit 5 Federal Register version (75 FR 44040)
34-62541
July 21, 2010
SR-NYSE-2010-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) From July 31, 2010 to December 31, 2010 Comments Due: Exhibit 5 Federal Register version (75 FR 44042)
34-62543
July 21, 2010
SR-NASDAQ-2010-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Fees for Execution of Contracts on the NASDAQ Options Market Comments Due: Federal Register version (75 FR 44037)
34-62534
July 20, 2010
SR-Phlx-2010-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Re-Entry Comments Due: Federal Register version (75 FR 43590)
34-62526
July 19, 2010
SR-NYSEAmex-2010-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule Comments Due: Federal Register version (75 FR 43587)
34-62530
July 19, 2010
SR-Phlx-2010-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities Comments Due: Federal Register version (75 FR 43594)
34-62528
July 19, 2010
SR-BX-2010-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services Comments Due: Federal Register version (75 FR 43210)
34-62531
July 19, 2010
SR-NASDAQ-2010-087
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities Comments Due: Federal Register version (75 FR 43592)
34-62517
July 16, 2010
SR-EDGX-2010-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 Comments Due: Exhibit 5 Federal Register version (75 FR 43214)
34-62516
July 16, 2010
SR-EDGA-2010-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 Comments Due: Exhibit 5 Federal Register version (75 FR 43216)
