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Comments MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of (i) Amendments to Rule G-8 (Books and Records to be Made by Brokers, Dealers and Municipal Securities Dealers), Rule G-9 (Preservation of Records), and Rule G-11 (New Issue Syndicate Practices); (ii) a Proposed Interpretation of Rule G-17 (Conduct of Municipal Securities Activities); and (iii) the Deletion of a Previous Rule G-17 Interpretive Notice

[Release No. 34-61110; File No. SR-MSRB-2009-17]

Dec. 31, 2009 Leon J. Bijou, Managing Director and Associate General Cousel, SIFMA, New York, New York
Dec. 30, 2009 Mike Nicholas, CEO, Regional Bond Dealers Association
Dec. 23, 2009 Karrie McMillan, General Counsel, Investment Company Institute1
Dec. 15, 2009 John C. Melton, Sr., Houston, Texas

Modified: 12/31/2009