Comments MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of (i) Amendments to Rule G-8 (Books and Records to be Made by Brokers, Dealers and Municipal Securities Dealers), Rule G-9 (Preservation of Records), and Rule G-11 (New Issue Syndicate Practices); (ii) a Proposed Interpretation of Rule G-17 (Conduct of Municipal Securities Activities); and (iii) the Deletion of a Previous Rule G-17 Interpretive Notice

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Date Received
Date Letter Type Commenter Name
Public Comment Leon J. Bijou, Managing Director and Associate General Cousel, SIFMA, New York, New York
Public Comment Mike Nicholas, CEO, Regional Bond Dealers Association
Public Comment Karrie McMillan, General Counsel, Investment Company Institute1
Public Comment John C. Melton, Sr., Houston, Texas

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2009-17
Release Number
34-61110
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