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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to the Expansion of the Order Audit Trail System to All NMS Stocks
[Release No. 34-62739; File No. SR-FINRA-2010-044]
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| Oct. 28, 2010 | Brant D. Brown, Associate General Counsel, FINRA |
| Sep. 17, 2010 | Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York |
| Sep. 15, 2010 | Joan C. Conley, SVP and Corporate Secretary, The NASDAQ OMX Group, Inc., Rockville, Maryland |
| Sep. 10, 2010 | Steve Allread, Equity Trader (Reports OATS Data for Firm) at Cutter Company , Dayton, Ohio |
http://www.sec.gov/comments/sr-finra-2010-044/finra2010044.shtml
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