Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Expansion of the Order Audit Trail System to All NMS Stocks

Filter comments


Date Sort descending	Letter Type	Commenter Name
Oct. 28, 2010	Public Comment	Brant D. Brown, Associate General Counsel, FINRA
Sept. 17, 2010	Public Comment	Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York
Sept. 15, 2010	Public Comment	Joan C. Conley, SVP and Corporate Secretary, The NASDAQ OMX Group, Inc., Rockville, Maryland
Sept. 10, 2010	Public Comment	Steve Allread, Equity Trader (Reports OATS Data for Firm) at Cutter Company , Dayton, Ohio

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2010-044

Release Number

34-62739