Comments on MSRB Rulemaking

Notice of Filing of Amendments to Rule A-3, on Membership on the Board to Comply with the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Public Comment Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Robert W. Doty, AGFS, Sacramento, California
Public Comment Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Michael Decker, Managing Director and Co-Head, Municipal Securities Division, Securities Industry and Financial Markets Association
Public Comment Steve Apfelbacher, CIPFA, President, National Association of Independent Public Finance Advisors
Public Comment Susan Gaffney, Government Finance Officers Association, Washington, District of Columbia
Public Comment Thomas M. DeMars, Registered Principal, Fieldman, Rolapp & Associates
Public Comment Joy A. Howard, WM Financial Strategies, St. Louis, Missouri
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a September 14, 2010 Meeting with Representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment Robert W. Doty, AGFS, Sacramento, California
Public Comment Kevin Olson, MSRB Board Nominee
Public Comment Mike Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Peter Shapiro, Managing Director, Swap Financial Group, LLC, South Orange, New Jersey

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2010-08
Release Number
34-62827
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