34-62933
Sept. 17, 2010
SR-CBOE-2010-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Withdraw Regulatory Circular RG01-61 Comments Due: Exhibit 5 Federal Register version (75 FR 58006)
34-62912
Sept. 14, 2010
SR-CTA/CQ-2010-03
Notice of Filing and Immediate Effectiveness of the Sixteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Twelfth Substantive Amendment to the Restated Consolidated Quotation Comments Due: Federal Register version (75 FR 57309)
34-62906
Sept. 14, 2010
SR-CTA-2010-01
Notice of Filing and Immediate Effectiveness of the Fourteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan Comments Due: Federal Register version (75 FR 57307)
34-62909
Sept. 14, 2010
SR-BX-2010-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the CBOE Volatility Index Futures to the Definition of a Futures Reference Asset in Chapter IV, Section 3(k)(i)(5) Comments Due: Exhibit 5 Federal Register version (75 FR 57823)
34-62907
Sept. 14, 2010
SR-NASDAQ-2010-110
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7019 Comments Due: Federal Register version (75 FR 57314)
34-62908
Sept. 14, 2010
SR-NASDAQ-2010-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Optional Depth Data Enterprise License Fee Comments Due: View Received Comments Federal Register version (75 FR 57321)
34-62902
Sept. 14, 2010
SR-CBOE-2010-081
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement Mechanism Comments Due: Federal Register version (75 FR 57313)
34-62910
Sept. 14, 2010
SR-C2-2010-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Certain Application-Related Fees Comments Due: Federal Register version (75 FR 57821)
34-62901
Sept. 13, 2010
SR-BATS-2010-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt BATS Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router" and To Make Related Changes Comments Due: Federal Register version (75 FR 57097)
34-62900
Sept. 13, 2010
SR-Phlx-2010-123
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New FLEX Options Pilot Program Comments Due: Federal Register version (75 FR 57098)
34-62896
Sept. 13, 2010
4-518
Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS Comments Due: Release No. 34-63719 Federal Register version (75 FR 57088)
34-62897
Sept. 13, 2010
SR-CBOE-2010-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book Comments Due: Federal Register version (75 FR 57100)
34-62887
Sept. 10, 2010
SR-Phlx-2010-121
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Feeds Comments Due: View Received Comments Exhibit 5 Federal Register version (75 FR 57092)
34-62892
Sept. 10, 2010
SR-Phlx-2010-119
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Limitation of Exchange Liability Comments Due: Exhibit 5 , Rel. No. 34-63121 Federal Register version (75 FR 57090)
34-62882
Sept. 10, 2010
SR-NSCC-2010-09
Notice of Filing of Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility Comments Due: Rel. No. 34-63668 Federal Register version (75 FR 57318)
34-62893
Sept. 10, 2010
SR-NASDAQ-2010-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center Comments Due: Exhibit 5 Federal Register version (75 FR 57091)
34-62876
Sept. 9, 2010
SR-Phlx-2010-120
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish Fees for NASDAQ OMX PSX Comments Due: Exhibit 5 Federal Register version (75 FR 56624)
34-62879
Sept. 9, 2010
SR-OCC-2010-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Interpret By-Laws as to Dividend Adjustments Comments Due: Federal Register version (75 FR 56631)
34-62874
Sept. 9, 2010
SR-NYSE-2010-59
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend NYSE Rule 452 and Listed Company Manual Section 402.08 To Eliminate Broker Discretionary Voting on Executive Compensation Matters Comments Due: View Received Comments Federal Register version (75 FR 56152)
34-62878
Sept. 9, 2010
SR-CBOE-2010-079
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Change the Transaction Fees for 51 Securities on CBSX Comments Due: Federal Register version (75 FR 56627)
34-62880
Sept. 9, 2010
SR-CBOE-2010-080
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Trade Options on Leveraged Exchange-Traded Notes and To Broaden the Definition of "Futures-Linked Securities" Comments Due: Rel. No. 34-63202 Federal Register version (75 FR 56628)
34-62867
Sept. 8, 2010
SR-Phlx-2010-122
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify What Information Must Be Entered Into the Exchange's Options Floor Broker Management System Comments Due: Federal Register version (75 FR 56150)
34-62869
Sept. 8, 2010
SR-BX-2010-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Obligations Comments Due: Exhibit 5 Federal Register version (75 FR 56155)
34-62870
Sept. 8, 2010
SR-CBOE-2010-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Certain FLEX Options To Trade Under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis Comments Due: Federal Register version (75 FR 56147)
34-62858
Sept. 7, 2010
SR-BATS-2010-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 55838)
34-62857
Sept. 7, 2010
SR-NYSEAmex-2010-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to UTP Comments Due: Exhibit 5 Federal Register version (75 FR 55837)
34-62854
Sept. 7, 2010
SR-OCC-2010-14
Notice of Filing of Proposed Rule Change To Revise Its Rules To Expand the Forms of Collateral Eligible for Incorporation in the System for Theoretical Analysis and Numerical Simulations Risk Management Methodology Comments Due: Rel. No. 34-63217 , Rel. No. 34-63217 Federal Register version (75 FR 55619)
34-62846
Sept. 3, 2010
SR-EDGX-2010-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 55385)
34-62845
Sept. 3, 2010
SR-EDGA-2010-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 55386)
34-62851
Sept. 3, 2010
SR-NYSEAmex-2010-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Commentary .06 to Rule 935NY Related to the Exposure of Reserve Orders Comments Due: Exhibit 5 Federal Register version (75 FR 55622)
34-62843
Sept. 3, 2010
SR-NYSEArca-2010-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 55624)
34-62850
Sept. 3, 2010
SR-NYSEArca-2010-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Commentary .04 to Rule 6.47A Related to the Exposure of Reserve Orders Comments Due: Exhibit 5 Federal Register version (75 FR 55621)
34-62847
Sept. 3, 2010
SR-CBOE-2010-077
Notice of Proposed Rule Change, as Modified by Amendment No. 1, To List Series With Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index Comments Due: Rel. No. 34-63096 Federal Register version (75 FR 55383)
34-62831
Sept. 2, 2010
SR-NYSEAmex-2010-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes From Archipelago Securities LLC Comments Due: Federal Register version (75 FR 55388)
34-62833
Sept. 2, 2010
SR-NYSEArca-2010-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC Comments Due: Federal Register version (75 FR 55382)
34-62832
Sept. 2, 2010
SR-NYSE-2010-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC Comments Due: Federal Register version (75 FR 55391)
34-62829
Sept. 2, 2010
SR-BX-2010-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Concurrent Listing of $2.50 and $1 Strikes on MNX Options Comments Due: Exhibit 5 Federal Register version (75 FR 54933)
34-62830
Sept. 2, 2010
SR-MSRB-2010-07
Notice of Filing of Proposed Rule Change Relating to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business Comments Due: Rel. No. 34-63073 Federal Register version (75 FR 54930)
34-62816
Sept. 1, 2010
SR-BATS-2010-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Name of a BATS Exchange Routing Strategy Comments Due: Federal Register version (75 FR 54664)
34-62822
Sept. 1, 2010
SR-NSX-2010-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.13 Regarding Maximum Permissible Response Time for Users of Order Delivery Comments Due: Exhibit 5 Federal Register version (75 FR 55389)
34-62814
Sept. 1, 2010
SR-NYSEAmex-2010-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Comments Due: Exhibit 5 Federal Register version (75 FR 54671)
34-62820
Sept. 1, 2010
SR-NYSEAmex-2010-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2011 Comments Due: Exhibit 5 Federal Register version (75 FR 54935)
34-62825
Sept. 1, 2010
SR-NYSEAmex-2010-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend the Exchange Price List Comments Due: Exhibit 5 Federal Register version (75 FR 54926)
34-62813
Sept. 1, 2010
SR-NYSE-2010-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of NYSE's Supplemental Liquidity Providers Pilot Comments Due: Exhibit 5 Federal Register version (75 FR 54686)
34-62826
Sept. 1, 2010
SR-NYSE-2010-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Exchange Price List Comments Due: Exhibit 5 Federal Register version (75 FR 54928)
34-62819
Sept. 1, 2010
SR-NYSE-2010-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2011 Comments Due: Exhibit 5 Federal Register version (75 FR 54937)
34-62818
Sept. 1, 2010
SR-BX-2010-059
Notice of Filing of Proposed Rule Change To Create a Listing Market on the Exchange Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-64437 , Rel. No. 34-64028 , Rel. No. 34-63597 , Rel. No. 34-63448 , Rel. No. 34-63105 Federal Register version (75 FR 54665)
34-62827
Sept. 1, 2010
SR-MSRB-2010-08
Notice of Filing of Amendments to Rule A-3, on Membership on the Board To Comply With the Dodd-Frank Wall Street Reform and Consumer Protection Act Comments Due: View Received Comments Federal Register version (75 FR 54673)
34-62815
Sept. 1, 2010
SR-ISE-2010-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 413 and 2006 Comments Due: Federal Register version (75 FR 54925)
34-62817
Sept. 1, 2010
SR-ISE-2010-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's MRVP Comments Due: Exhibit 5 Federal Register version (75 FR 54685)
34-62801
Aug. 31, 2010
SR-OCC-2010-13
Notice of Filing of a Proposed Rule Change To Allow for Adjustments to the Settlement Price of Exchange-Designated Security Futures for All Cash Dividends or Distributions Paid by the Issuer of the Underlying Security Comments Due: Rel. No. 34-63066 , Rel. No. 34-63066 Federal Register version (75 FR 54410)
34-62804
Aug. 31, 2010
SR-BX-2010-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (75 FR 54688)
34-62805
Aug. 31, 2010
SR-ISE-2010-90
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 54682)
34-62792
Aug. 30, 2010
SR-NYSEAmex-2010-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107B-NYSE Amex Equities To Revise the Quoting Requirement Comments Due: Exhibit 5 Federal Register version (75 FR 54407)
34-62799
Aug. 30, 2010
SR-Phlx-2010-118
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the $.50 Strike Price Program Comments Due: Exhibit 5 , Rel. No. 34-63132 Federal Register version (75 FR 54662)
34-62788
Aug. 30, 2010
SR-NYSEArca-2010-79
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of Cambria Global Tactical ETF Comments Due: Rel. No. 34-63076 Federal Register version (75 FR 54676)
34-62791
Aug. 30, 2010
SR-NYSE-2010-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 107B To Revise the Quoting Requirements and Add a Volume Requirement Comments Due: Exhibit 5 Federal Register version (75 FR 54411)
34-62794
Aug. 30, 2010
SR-NSCC-2010-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive NSCC Rules and Procedures Comments Due: Federal Register version (75 FR 54681)
34-62798
Aug. 30, 2010
SR-FINRA-2010-032
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions Rel. No. 34-62885 , Rel. No. 34-62729 , Rel. No. 34-62341 Federal Register version (75 FR 54210)
34-62796
Aug. 30, 2010
SR-FICC-2010-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division Comments Due: Federal Register version (75 FR 54675)
34-62795
Aug. 30, 2010
SR-DTC-2010-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive DTC Rules and Procedures Comments Due: Federal Register version (75 FR 54680)
34-62793
Aug. 30, 2010
SR-CBOE-2010-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (75 FR 54408)
34-62797
Aug. 30, 2010
SR-NSX-2010-07
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-CHX-2010-13
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-NYSE-2010-47
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-NASDAQ-2010-076
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-CBOE-2010-056
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-EDGX-2010-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-EDGA-2010-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-NYSEAmex-2010-60
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-NYSEArca-2010-58
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-BX-2010-040
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-ISE-2010-62
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62797
Aug. 30, 2010
SR-BATS-2010-016
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62340 Federal Register version (75 FR 54211)
34-62783
Aug. 27, 2010
SR-Phlx-2010-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Conversion of NASDAQ OMX PHLX, Inc. to a Limited Liability Company Comments Due: Exhibit 5 Federal Register version (75 FR 54204)
34-62782
Aug. 27, 2010
SR-NASDAQ-2010-107
Notice of Filing of Proposed Rule Change To Modify the Eligibility Criteria for the Second Compliance Period for a Bid Price Deficiency on the Nasdaq Capital Market Comments Due: 34-63110 Federal Register version (75 FR 53994)
34-62785
Aug. 27, 2010
SR-NASDAQ-2010-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed to Members Using the NASDAQ Market Center Comments Due: Exhibit 5 Federal Register version (75 FR 53996)
34-62787
Aug. 27, 2010
SR-FINRA-2010-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Security Futures Risk Disclosure Statement Comments Due: Federal Register version (75 FR 53998)
34-62775
Aug. 26, 2010
SR-PHLX-2010-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Amendment to Rule 862 Relating to, Among Other Things, Eliminate Broker Discretionary Voting for All Elections of Directors, Except for Companies Registered Under the Investment Company Act of 1940 Comments Due: Federal Register version (75 FR 53725)
34-62768
Aug. 26, 2010
SR-NYSEArca-2010-78
Notice of Filing of a Proposed Rule Change Relating to Listing and Trading of Jefferies Commodity Real Return ETF Comments Due: Rel. No. 34-63067 Federal Register version (75 FR 54199)
34-62774
Aug. 26, 2010
SR-BX-2010-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule Comments Due: Federal Register version (75 FR 53992)
34-62771
Aug. 26, 2010
SR-NASDAQ-2010-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule Comments Due: Federal Register version (75 FR 53989)
34-62772
Aug. 26, 2010
SR-ISE-2010-91
Notice of Filing of Proposed Rule Change To Adopt a Pilot Program To List Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange Comments Due: Rel. No. 34-63104 Federal Register version (75 FR 53991)
34-62767
Aug. 26, 2010
SR-FICC-2010-04
Notice of Filing of Proposed Rule Change To Provide Clarity With Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency Comments Due: Rel. No. 34-63038 Federal Register version (75 FR 53368)
34-62766
Aug. 25, 2010
SR-Phlx-2010-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees, the Monthly Cap and Electronic Auctions Comments Due: Exhibit 5 Federal Register version (75 FR 53366)
34-62760
Aug. 24, 2010
SR-Phlx-2010-112
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trade Reporting Comments Due: View Received Comments Federal Register version (75 FR 53010)
34-62763
Aug. 24, 2010
SR-NYSEArca-2010-61
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-BX-2010-044
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-ISE-2010-66
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-CBOE-2010-065
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-BATS-2010-18
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-NSX-2010-08
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-CHX-2010-14
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-NYSE-2010-49
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-NASDAQ-2010-079
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-FINRA-2010-033
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-EDGX-2010-05
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-EDGA-2010-05
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62763
Aug. 24, 2010
SR-NYSEAmex-2010-63
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62883 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 53366)
34-62759
Aug. 23, 2010
SR-Phlx-2010-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Automated Opening System Comments Due: Federal Register version (75 FR 53008)
