Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Reinstitute Short Exempt Marking for Trade Reporting and OATS

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Brant K. Brown, Associate General Counsel, FINRA
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York
Public Comment Mike Wiesenberg, M.C.I.T., Software Developer, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2010-043
Release Number
34-62748
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