Comments on NASDAQ Rulemaking

Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Tim Quast, Managing Director, Modern Networks IR LLC, Denver, Colorado
Public Comment Timothy S. Bennett, Esquire, Assistant General Counsel, The NASDAQ OMX Group, Inc., Rockville, Maryland
Public Comment Janet M. Kissane, Senior Vice President and Corporate Secretary, NYSE Euronext
Public Comment Jose Marques, Managing Director, Global Head of Electronic Equity Trading, Deutsche Bank Securities Inc., New York, New York
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a July 13, 2010, meeting with representatives of the Securities Traders Association
Public Comment Joe Ratterman, Chairman & Chief Executive Officer, BATS Exchange, Inc.
Public Comment Ann L. Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2010-074
Release Number
34-62468
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