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Comments on NASDAQ Rulemaking
Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend NASDAQ Rule 4120(a)(11) to Add Securities Included in the Russell 1000® Index ("Russell 1000") and Specified Exchange Traded Products ("ETP") to the Pilot Rule
[Release No. 34-62414; File No. SR-NASDAQ-2010-079]
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Sep. 29, 2010 | Memorandum from the Office of Commissioner Aguilar regarding an September 28, 2010, meeting with representatives of EWT, LLC |
Sep. 20, 2010 | Michael A. Petronella, President, CME Group Index Services, LLC |
Aug. 26, 2010 | Thomas Moran, The NASDAQ OMX Group, Rockville, Maryland |
Aug. 18, 2010 | Memorandum from the Office of Commissioner Aguilar regarding an August 16, 2010, meeting with representatives of NASDAQ OMX Group |
Aug. 4, 2010 | Memorandum from the Division of Trading and Markets regarding an August 4, 2010, meeting with representatives of the CME Group |
Aug. 3, 2010 | Memorandum from the Division of Trading and Markets regarding an August 3, 2010, meeting with representatives of SIFMA |
Jul. 30, 2010 | Craig Donohue, Chief Executive Officer, CME Group Inc. |
Jul. 30, 2010 | Memorandum from the Office of Commissioner Walter regarding a July 27, 2010, meeting with representatives of Instinet, LLC |
Jul. 29, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a July 27, 2010, meeting with representatives of Instinet Incorporated, Instinet, LLC and Nomura Holding America, Inc. |
Jul. 27, 2010 | Paul Schott Stevens, President and CEO, The Investment Company Institute |
Jul. 23, 2010 | Geva Patz, Android Alpha Fund LLC, New York, New York |
Jul. 21, 2010 | Jose Marques, Managing Director, Global Head of Electronic Equity Trading, Deutsche Bank Securities Inc., New York, New York |
Jul. 19, 2010 | James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University |
Jul. 19, 2010 | Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, Washington, District of Columbia |
Jul. 19, 2010 | Memorandum from the Office of Commissioner Walter regarding a July 13, 2010, meeting with representatives of CME Group Inc. |
Jul. 19, 2010 | Ira P. Shapiro, Managing Director, BlackRock, Inc., San Francisco, California |
Jul. 19, 2010 | Karrie McMillan, General Counsel, Investment Company Institute |
Jul. 19, 2010 | Memorandum from the Office of Commissioner Walter regarding a July 14, 2010, meeting with representatives of the Securities Traders Association |
Jul. 19, 2010 | David C. Cushing, Director of Global Equity Trading, Wellington Management Company, LLP |
Jul. 19, 2010 | Alexander M. Cutler, Chair, Business Roundtable Corporate Leadership Initiative |
Jul. 18, 2010 | Patrick J. Healy, CEO, Issuer Advisory Group, LLC, Washington, District of Columbia |
Jul. 15, 2010 | Julie S. Sweet, General Counsel, Secretary, Chief Compliance Officer, Accenture plc |
Jul. 14, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a July 13, 2010, meeting with representatives of the Securities Traders Association |
Jul. 13, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a July 13, 2010, meeting with representatives of the CME Group |
Jul. 8, 2010 | Peter Skopp, President, Molinete Trading Inc. |
Jun. 25, 2010 | Ann L. Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
Jun. 23, 2010 | Craig S. Donohue, Chief Executive Officer, CME Group, Inc. |
Jun. 22, 2010 | Paul Schott Stevens, President & CEO, Investment Company Institute |
http://www.sec.gov/comments/sr-nasdaq-2010-079/nasdaq2010079.shtml
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