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Release Number	SEC Issue Date	File Number	Details
34-64053	March 8, 2011	SR-FICC-2011-01	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Notify Participants That the Mortgage Backed Securities Division Intends To Move the Time at Which It Runs Its Daily Morning Pass *Comments Due:* April 4, 2011 Federal Register version (76 FR 13683)
34-64051	March 8, 2011	SR-CBOE-2011-023	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Revenue Sharing Program With Correlix, Inc. *Comments Due:* April 4, 2011 Federal Register version (76 FR 13692)
34-64057	March 8, 2011	SR-CBOE-2011-019	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the CBOE Fees Schedule *Comments Due:* April 4, 2011 Federal Register version (76 FR 13690)
34-64052	March 8, 2011	SR-C2-2011-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Revenue Sharing Program With Correlix, Inc. *Comments Due:* April 4, 2011 Federal Register version (76 FR 13691)
34-64058	March 8, 2011	SR-C2-2011-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening System *Comments Due:* April 4, 2011 Federal Register version (76 FR 13688)
34-64042	March 7, 2011	SR-NYSEArca-2011-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC *Comments Due:* April 1, 2011 Federal Register version (76 FR 13440)
34-64044	March 7, 2011	SR-DTC-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Dividends Service Guide as It Relates to the Domestic Tax Reporting Service and the U.S. Tax Withholding Service *Comments Due:* April 1, 2011 Federal Register version (76 FR 13439)
34-64036	March 4, 2011	SR-EDGX-2011-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule *Comments Due:* March 31, 2011 Federal Register version (76 FR 13246)
34-64033	March 4, 2011	SR-BATS-2011-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* March 31, 2011 Federal Register version (76 FR 13243)
34-64037	March 4, 2011	SR-EDGA-2011-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule *Comments Due:* March 31, 2011 Federal Register version (76 FR 13254)
34-64040	March 4, 2011	SR-NYSEAmex-2011-11	Notice of Filing of Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies *Comments Due:* March 31, 2011 See Also - Exhibit 5, Rel. No. 34-64274, Rel. No. 34-64321 Federal Register version (76 FR 13249)
34-64039	March 4, 2011	SR-NYSE-2011-09	Notice of Filing of Proposed Rule Change Amending Exchange Rule 103B To Modify the Application of the Exchange's Designated Market Maker ("DMM") Allocation Policy in the Event of a Merger Involving One or More Listed Companies *Comments Due:* March 31, 2011 See Also - Exhibit 5, Rel. No. 34-64273, Rel. No. 34-64322 Federal Register version (76 FR 13251)
34-64032	March 4, 2011	SR-NASDAQ-2011-029	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Minor Rules Violation Plan of the Nasdaq Options Market With Respect to Standardized Options *Comments Due:* March 30, 2011 See Also - Exhibit 5 Federal Register version (76 FR 13007)
34-64038	March 4, 2011	SR-ISE-2011-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Fees for Foreign Currency Options *Comments Due:* March 31, 2011 See Also - Exhibit 5 Federal Register version (76 FR 13252)
34-64023	March 3, 2011	SR-BX-2011-012	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Prohibit Members From Voting Uninstructed Shares on Certain Matters *Comments Due:* March 30, 2011 Federal Register version (76 FR 13012)
34-64024	March 3, 2011	SR-BX-2011-011	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt Section 16 (Proxy Voting) to Chapter III of the BOX Trading Rules Concerning Broker Voting *Comments Due:* March 30, 2011 Federal Register version (76 FR 13014)
34-64028	March 3, 2011	SR-BX-2010-059	Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Create a Listing Market on the Exchange *Comments Due:* September 29, 2010 View Received Comments See Also - Rel. No. 34-64437, Rel. No. 34-63597, Rel. No. 34-63448, Rel. No. 34-63105, Rel. No. 34-62818 Federal Register version (76 FR 13010)
34-64022	March 3, 2011	SR-MSRB-2011-02	Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Amendments to MSRB Rule A-3, on Membership on the Board *Comments Due:* March 30, 2011 Federal Register version (76 FR 13005)
34-64027	March 3, 2011	SR-CBOE-2011-020	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fees Schedule for the CBOE Stock Exchange *Comments Due:* March 30, 2011 Federal Register version (76 FR 13011)
34-64014	March 2, 2011	SR-NYSEAmex-2011-10	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC *Comments Due:* March 29, 2011 Federal Register version (76 FR 12773)
34-64010	March 2, 2011	SR-Phlx-2011-26	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominee Fee *Comments Due:* March 29, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12780)
34-64013	March 2, 2011	SR-NYSE-2011-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC *Comments Due:* March 29, 2011 Federal Register version (76 FR 12774)
34-64009	March 2, 2011	SR-BX-2011-014	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Trading Rules To Expand the Short Term Option Series Program *Comments Due:* March 29, 2011 View Received Comments See Also - Exhibit 5 Federal Register version (76 FR 12771)
34-64003	March 2, 2011	SR-NASDAQ-2011-028	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center *Comments Due:* March 29, 2011 View Received Comments See Also - Exhibit 5 Federal Register version (76 FR 12784)
34-64006	March 2, 2011	SR-MSRB-2011-01	Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board *Comments Due:* March 29, 2011 Federal Register version (76 FR 12781)
34-64012	March 2, 2011	SR-ISE-2011-11	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options *Comments Due:* March 29, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12778)
34-64002	March 2, 2011	SR-FINRA-2011-011	Notice of Filing of Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. With Regard to District Committee Structure and Governance *Comments Due:* March 28, 2011 View Received Comments See Also - Exhibit 5, Rel. No. 34-64363 Federal Register version (76 FR 12390)
34-64005	March 2, 2011	SR-FINRA-2011-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correct Cross-References in the Customer Code *Comments Due:* March 29, 2011 Federal Register version (76 FR 12769)
34-64004	March 2, 2011	SR-FICC-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical, Clarifying Change to the Corporation Default Rule of the Government Securities Division *Comments Due:* March 29, 2011 Federal Register version (76 FR 12782)
34-64007	March 2, 2011	SR-CBOE-2011-021	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees *Comments Due:* March 30, 2011 Federal Register version (76 FR 13003)
34-64008	March 2, 2011	SR-C2-2011-009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees *Comments Due:* March 30, 2011 Federal Register version (76 FR 13004)
34-64011	March 2, 2011	SR-C2-2011-008	Notice of Filing of a Proposed Rule Change To Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product *Comments Due:* March 29, 2011 View Received Comments See Also - Rel. No. 34-65256, Rel. No. 34-64599, Rel. No. 34-64266 Federal Register version (76 FR 12775)
34-63999	March 1, 2011	SR-FINRA-2010-061	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Adopting, as Modified by Amendment No. 1, Rules Governing Guarantees, Carrying Agreements, Security Counts and Supervision of General Ledger Accounts in the Consolidated FINRA Rulebook *Comments Due:* March 28, 2011 View Received Comments See Also - Rel. No. 34-63375 Federal Register version (76 FR 12380)
34-63997	March 1, 2011	SR-CBOE-2011-014	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for CBOE Listed Options *Comments Due:* March 28, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12388)
34-63998	March 1, 2011	SR-CBOE-2011-018	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for Securities Traded on CBSX *Comments Due:* March 28, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12384)
34-63996	March 1, 2011	SR-C2-2011-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for C2 Listed Options *Comments Due:* March 28, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12386)
34-63989	Feb. 28, 2011	SR-EDGX-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 11.5, 11.9, and 11.15 To Make Certain Changes Consistent With the Upcoming Implementation of Amendments to Regulation SHO *Comments Due:* March 25, 2011 Federal Register version (76 FR 12173)
34-63988	Feb. 28, 2011	SR-EDGA-2011-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 11.5, 11.9, and 11.15 to Make Certain Changes Consistent With the Upcoming Implementation of Amendments to Regulation SHO *Comments Due:* March 25, 2011 Federal Register version (76 FR 12176)
34-63985	Feb. 28, 2011	SR-Phlx-2011-23	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Changes to Rules 607 and 3202 Concerning the Application and Collection of the Covered Sale Fee *Comments Due:* March 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12169)
34-63984	Feb. 28, 2011	SR-NASDAQ-2011-027	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Changes to Rule 7002 Concerning the Application and Collection of the Sales Fee *Comments Due:* March 25, 2011 Federal Register version (76 FR 12171)
34-63969	Feb. 25, 2011	SR-BATS-2011-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Adopt BATS Rule 11.21, entitled "Input of Accurate Information" *Comments Due:* March 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12155)
34-63970	Feb. 25, 2011	SR-BYX-2011-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Adopt BYX Rule 11.21, entitled "Input of Accurate Information" *Comments Due:* March 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12204)
34-63972	Feb. 25, 2011	SR-NYSEAMEX-2011-09	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Supplementary Material .20 to NYSE Amex Equities Rule 123C To Provide for the Treatment of Short Sale Orders at the Close *Comments Due:* March 25, 2011 Federal Register version (76 FR 12202)
34-63974	Feb. 25, 2011	SR-NYSEAMEX-2011-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B (Short Sales) in Order To Implement the Provisions of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 *Comments Due:* March 25, 2011 Federal Register version (76 FR 12198)
34-63967	Feb. 25, 2011	SR-Phlx-2011-27	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amendments to Rules 200(g) and 201 of Regulation SHO Applicable to Complex Orders *Comments Due:* March 25, 2011 Federal Register version (76 FR 12206)
34-63978	Feb. 25, 2011	SR-Phlx-2011-25	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 3303 To Implement the Amendments to Regulation SHO *Comments Due:* March 25, 2011 Federal Register version (76 FR 12193)
34-63979	Feb. 25, 2011	SR-Phlx-2011-21	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quality Opening Markets *Comments Due:* March 25, 2011 Federal Register version (76 FR 12191)
34-63981	Feb. 25, 2011	SR-Phlx-2011-13	Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations *Comments Due:* March 25, 2011 See Also - Release No. 34-64276, Release No. 34-64338 Federal Register version (76 FR 12180)
34-63971	Feb. 25, 2011	SR-NYSEARCA-2011-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) in Order To Implement the Provisions of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 *Comments Due:* March 25, 2011 Federal Register version (76 FR 12157)
34-63973	Feb. 25, 2011	SR-NYSE-2011-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1600 (New York Block Exchange SM *Comments Due:* March 25, 2011 Federal Register version (76 FR 12161)
34-63976	Feb. 25, 2011	SR-NYSE-2011-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Supplementary Material .20 to Rule 123C To Provide for the Treatment of Short Sale Orders at the Close *Comments Due:* March 25, 2011 Federal Register version (76 FR 12195)
34-63977	Feb. 25, 2011	SR-NYSE-2011-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rule 440B (Short Sales) in Order To Implement the Provisions of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 *Comments Due:* March 25, 2011 Federal Register version (76 FR 12165)
34-63975	Feb. 25, 2011	SR-BX-2011-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 4763 Regarding Short Sales *Comments Due:* March 25, 2011 Federal Register version (76 FR 12163)
34-63968	Feb. 25, 2011	SR-NASDAQ-2011-030	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 4763 To Implement the Amendments to Regulation SHO *Comments Due:* March 24, 2011 Federal Register version (76 FR 11832)
34-63983	Feb. 25, 2011	SR-NASDAQ-2011-032	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Market Data to the Public at No Charge *Comments Due:* March 25, 2011 Federal Register version (76 FR 12178)
34-63966	Feb. 25, 2011	SR-FINRA-2011-009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a) *Comments Due:* March 24, 2011 Federal Register version (76 FR 11830)
34-63957	Feb. 24, 2011	SR-Phlx-2011-20	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Dividend and Merger Strategies *Comments Due:* March 23, 2011 See Also - Exhibit 5 Federal Register version (76 FR 11551)
34-63958	Feb. 24, 2011	SR-Phlx-2011-24	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols *Comments Due:* March 23, 2011 See Also - Exhibit 5 Federal Register version (76 FR 11550)
34-63959	Feb. 24, 2011	SR-NASDAQ-2011-031	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the NASDAQ Order Imbalance Snapshot *Comments Due:* March 23, 2011 Federal Register version (76 FR 11548)
34-63962	Feb. 24, 2011	SR-MSRB-2011-05	Notice of Filing and Immediate Effectiveness of Amendments to Rule A-15, on Notification To Board of Termination of Municipal Securities Activities and Change of Name or Address *Comments Due:* March 23, 2011 Federal Register version (76 FR 11545)
34-63960	Feb. 24, 2011	SR-FINRA-2011-008	Notice of Filing of a Proposed Rule Change To Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security *Comments Due:* March 24, 2011 View Received Comments See Also - Rel. No. 34-64264 Submit a Comment on SR-FINRA-2011-008 Federal Register version (76 FR 11829)
34-63950	Feb. 23, 2011	SR-MSRB-2011-04	Notice of Filing of Proposed Rule Change To Amend the MSRB Short-term Obligation Rate Transparency ("SHORT") Subscription Service *Comments Due:* March 23, 2011 See Also - Rel. No. 34-64201 Federal Register version (76 FR 11547)
34-63943	Feb. 22, 2011	SR-NYSEAMEX-2011-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposal of NYSE Euronext To Eliminate the Requirement of an 80 percent Supermajority Vote To Amend or Repeal Section 3.1 of Its Bylaws *Comments Due:* March 22, 2011 Federal Register version (76 FR 11305)
34-63942	Feb. 22, 2011	SR-NYSEARCA-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposal of NYSE Euronext To Eliminate the Requirement of an 80% Supermajority Vote To Amend or Repeal Section 3.1 of its Bylaws *Comments Due:* March 22, 2011 Federal Register version (76 FR 11300)
34-63946	Feb. 22, 2011	SR-MSRB-2011-03	Notice of Filing of Amendments to Rule G-23, on Activities of Financial Advisors *Comments Due:* March 21, 2011 View Received Comments See Also - Rel. No. 34-64564 Federal Register version (76 FR 10926)
34-63936	Feb. 22, 2011	SR-DTC-2011-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Providing Participants With a New Optional Settlement Web Interface *Comments Due:* March 18, 2011 Federal Register version (76 FR 10628)
34-63935	Feb. 18, 2011	SR-NYSEAMEX-2011-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List *Comments Due:* March 18, 2011 See Also - Exhibit 5 Federal Register version (76 FR 10633)
34-63934	Feb. 18, 2011	SR-NYSE-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List *Comments Due:* March 18, 2011 See Also - Exhibit 5 Federal Register version (76 FR 10631)
34-63925	Feb. 17, 2011	SR-NASDAQ-2011-025	Notice of Filing of Proposed Rule Change To Amend The NASDAQ OMX Group, Inc. By-Laws *Comments Due:* March 17, 2011 See Also - Rel. No. 34-64285 Federal Register version (76 FR 10418)
34-63927	Feb. 17, 2011	SR-CBOE-2011-008	Notice of Proposed Rule Change To Permit the Listing of $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes *Comments Due:* March 17, 2011 See Also - Rel. No. 34-64189 Federal Register version (76 FR 10412)
34-63917	Feb. 16, 2011	SR-CBOE-2011-017	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend an Exchange Rule Relating to Giving Proxies *Comments Due:* March 16, 2011 Federal Register version (76 FR 10078)
34-63918	Feb. 16, 2011	SR-C2-2011-005	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Supplemental Rule (a) to Chapter 4 Relating to Proxy Voting *Comments Due:* March 16, 2011 Federal Register version (76 FR 10076)
34-63916	Feb. 15, 2011	SR-BATS-2011-005	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled "Order Execution" *Comments Due:* March 15, 2011 Federal Register version (76 FR 9841)
34-63914	Feb. 15, 2011	SR-Phlx-2011-15	Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand the $2.50 Strike Price Program *Comments Due:* March 15, 2011 See Also - Exhibit 5, Rel. No. 34-64157 Federal Register version (76 FR 9846)
34-63909	Feb. 15, 2011	SR-FINRA-2011-005	Notice of Filing of Proposed Rule Change Relating to Promissory Note Proceedings *Comments Due:* March 15, 2011 See Also - Rel. No. 34-64226, Rel. No. 34-64226A Federal Register version (76 FR 9838)
34-63910	Feb. 15, 2011	SR-FINRA-2011-006	Notice of Filing of Proposed Rule Change Relating to Motions in Arbitration *Comments Due:* March 15, 2011 View Received Comments See Also - Rel. No. 34-64225 Federal Register version (76 FR 9840)
34-63905	Feb. 14, 2011	SR-Phlx-2011-17	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish and Adopt Fees for the New Short Sale Monitor Service and PSX Data Add-On *Comments Due:* March 11, 2011 View Received Comments Federal Register version (76 FR 9618)
34-63907	Feb. 14, 2011	SR-BX-2011-008	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish and Adopt Fees for the New Short Sale Monitor Service and BX Data Add-On *Comments Due:* March 11, 2011 View Received Comments Federal Register version (76 FR 9623)
34-63900	Feb. 14, 2011	SR-NASDAQ-2011-026	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Additional Routing Option *Comments Due:* March 10, 2011 See Also - Exhibit 5 Federal Register version (76 FR 9397)
34-63906	Feb. 14, 2011	SR-NASDAQ-2011-024	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish and Adopt Fees for the New Short Sale Monitor Service and Nasdaq Data Add-On *Comments Due:* March 11, 2011 View Received Comments Federal Register version (76 FR 9620)
34-63898	Feb. 11, 2011	SR-NYSE-2011-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cease Operating NYSE MatchPoint Effective February 28, 2011 and Contemporaneously Delete the Text of Rule 1500, Which Governs MatchPoint's Functionality *Comments Due:* March 11, 2011 See Also - Exhibit 5 Federal Register version (76 FR 9616)
34-63891	Feb. 11, 2011	SR-NASDAQ-2011-022	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Investor Support Program *Comments Due:* March 10, 2011 See Also - Exhibit 5 Federal Register version (76 FR 9384)
34-63892	Feb. 11, 2011	SR-NASDAQ-2011-021	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data *Comments Due:* March 10, 2011 View Received Comments See Also - Exhibit 3 Federal Register version (76 FR 9391)
34-63893	Feb. 11, 2011	SR-NASDAQ-2011-023	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Routing Option SOLV and Corresponding Fees *Comments Due:* March 10, 2011 View Received Comments See Also - Exhibit 5 Federal Register version (76 FR 9395)
34-63895	Feb. 11, 2011	SR-FINRA-2009-090	Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook *Comments Due:* March 10, 2011 View Received Comments See Also - Rel. No. 34-61168 Federal Register version (76 FR 9386)
34-63886	Feb. 10, 2011	SR-DTC-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Standard To Communicate Corporate Action Events to Participants *Comments Due:* March 9, 2011 Federal Register version (76 FR 9070)
34-63887	Feb. 10, 2011	SR-CBOE-2011-015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CFLEX Surcharge Fee Cap *Comments Due:* March 10, 2011 Federal Register version (76 FR 9383)
34-63873	Feb. 9, 2011	SR-Phlx-2011-16	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Options Services *Comments Due:* March 8, 2011 Federal Register version (76 FR 8798)
34-63880	Feb. 9, 2011	SR-Phlx-2011-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Fees for Complex Orders *Comments Due:* March 9, 2011 See Also - Exhibit 5 Federal Register version (76 FR 9067)
34-63878	Feb. 9, 2011	SR-ISE-2011-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program *Comments Due:* March 8, 2011 View Received Comments See Also - Exhibit 5 Federal Register version (76 FR 8796)
34-63876	Feb. 9, 2011	SR-CBOE-2011-013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees *Comments Due:* March 9, 2011 Federal Register version (76 FR 9064)
34-63877	Feb. 9, 2011	SR-CBOE-2011-012	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program *Comments Due:* March 8, 2011 View Received Comments Federal Register version (76 FR 8794)
34-63857	Feb. 7, 2011	SR-BATS-2011-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* March 4, 2011 Federal Register version (76 FR 7891)
34-63858	Feb. 7, 2011	SR-EDGA-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule *Comments Due:* March 8, 2011 Federal Register version (76 FR 8389)
34-63855	Feb. 7, 2011	SR-NYSE-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Forms of Broker Letters Set Forth in Exchange Rule 451 and Sections 905.02 and 905.03 of the Exchange's Listed Company Manual *Comments Due:* March 7, 2011 See Also - Exhibit 5 Federal Register version (76 FR 8386)
34-63859	Feb. 7, 2011	SR-BX-2011-007	Notice of Filing of Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship *Comments Due:* March 7, 2011 See Also - Rel. No. 34-64090
34-63852	Feb. 7, 2011	SR-NASDAQ-2011-017	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center *Comments Due:* March 8, 2011 See Also - Exhibit 5 Federal Register version (76 FR 8791)
34-63851	Feb. 7, 2011	SR-C2-2011-004	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the C2 Fees Schedule *Comments Due:* March 3, 2011 Federal Register version (76 FR 7597)
34-63842	Feb. 4, 2011	SR-CBOE-2011-009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stock-Option Orders *Comments Due:* March 3, 2011 Federal Register version (76 FR 7614)
34-63844	Feb. 4, 2011	SR-CBOE-2011-010	Notice of Filing of a Proposed Rule Change Relating to Bylaw and Related Rule Changes *Comments Due:* March 3, 2011 See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-64127 Federal Register version (76 FR 7610)