Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 10, 2011, meeting with representatives from OTC Markets Group, Inc.
Public Comment Kimberly Unger, Security Traders Association of New York, Inc., New York, New York
Public Comment Daniel Zinn, General Counsel, OTC Markets Group Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-008
Release Number
34-63960
How to submit comments