Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the By-Laws of FINRA Regulation, Inc. with Regard to District Committee Structure and Governance

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Date Received
Date Letter Type Commenter Name
Public Comment John Komoroske, Financial Industry Regulatory Authority, Washington, District of Columbia
Public Comment Ed Horwitz, Horwitz and Associates, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-011
Release Number
34-64002
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