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Release Number	SEC Issue Date	File Number	Details
34-63998	March 1, 2011	SR-CBOE-2011-018	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for Securities Traded on CBSX *Comments Due:* March 28, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12384)
34-63996	March 1, 2011	SR-C2-2011-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for C2 Listed Options *Comments Due:* March 28, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12386)
34-63989	Feb. 28, 2011	SR-EDGX-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 11.5, 11.9, and 11.15 To Make Certain Changes Consistent With the Upcoming Implementation of Amendments to Regulation SHO *Comments Due:* March 25, 2011 Federal Register version (76 FR 12173)
34-63988	Feb. 28, 2011	SR-EDGA-2011-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 11.5, 11.9, and 11.15 to Make Certain Changes Consistent With the Upcoming Implementation of Amendments to Regulation SHO *Comments Due:* March 25, 2011 Federal Register version (76 FR 12176)
34-63985	Feb. 28, 2011	SR-Phlx-2011-23	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Changes to Rules 607 and 3202 Concerning the Application and Collection of the Covered Sale Fee *Comments Due:* March 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12169)
34-63984	Feb. 28, 2011	SR-NASDAQ-2011-027	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Changes to Rule 7002 Concerning the Application and Collection of the Sales Fee *Comments Due:* March 25, 2011 Federal Register version (76 FR 12171)
34-63969	Feb. 25, 2011	SR-BATS-2011-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Adopt BATS Rule 11.21, entitled "Input of Accurate Information" *Comments Due:* March 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12155)
34-63970	Feb. 25, 2011	SR-BYX-2011-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Adopt BYX Rule 11.21, entitled "Input of Accurate Information" *Comments Due:* March 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 12204)
34-63972	Feb. 25, 2011	SR-NYSEAMEX-2011-09	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Supplementary Material .20 to NYSE Amex Equities Rule 123C To Provide for the Treatment of Short Sale Orders at the Close *Comments Due:* March 25, 2011 Federal Register version (76 FR 12202)
34-63974	Feb. 25, 2011	SR-NYSEAMEX-2011-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B (Short Sales) in Order To Implement the Provisions of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 *Comments Due:* March 25, 2011 Federal Register version (76 FR 12198)
34-63967	Feb. 25, 2011	SR-Phlx-2011-27	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amendments to Rules 200(g) and 201 of Regulation SHO Applicable to Complex Orders *Comments Due:* March 25, 2011 Federal Register version (76 FR 12206)
34-63978	Feb. 25, 2011	SR-Phlx-2011-25	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 3303 To Implement the Amendments to Regulation SHO *Comments Due:* March 25, 2011 Federal Register version (76 FR 12193)
34-63979	Feb. 25, 2011	SR-Phlx-2011-21	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quality Opening Markets *Comments Due:* March 25, 2011 Federal Register version (76 FR 12191)
34-63981	Feb. 25, 2011	SR-Phlx-2011-13	Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations *Comments Due:* March 25, 2011 See Also - Release No. 34-64276, Release No. 34-64338 Federal Register version (76 FR 12180)
34-63971	Feb. 25, 2011	SR-NYSEARCA-2011-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) in Order To Implement the Provisions of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 *Comments Due:* March 25, 2011 Federal Register version (76 FR 12157)
34-63973	Feb. 25, 2011	SR-NYSE-2011-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1600 (New York Block Exchange SM *Comments Due:* March 25, 2011 Federal Register version (76 FR 12161)
34-63976	Feb. 25, 2011	SR-NYSE-2011-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Supplementary Material .20 to Rule 123C To Provide for the Treatment of Short Sale Orders at the Close *Comments Due:* March 25, 2011 Federal Register version (76 FR 12195)
34-63977	Feb. 25, 2011	SR-NYSE-2011-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rule 440B (Short Sales) in Order To Implement the Provisions of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 *Comments Due:* March 25, 2011 Federal Register version (76 FR 12165)
34-63975	Feb. 25, 2011	SR-BX-2011-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 4763 Regarding Short Sales *Comments Due:* March 25, 2011 Federal Register version (76 FR 12163)
34-63968	Feb. 25, 2011	SR-NASDAQ-2011-030	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 4763 To Implement the Amendments to Regulation SHO *Comments Due:* March 24, 2011 Federal Register version (76 FR 11832)
34-63983	Feb. 25, 2011	SR-NASDAQ-2011-032	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Market Data to the Public at No Charge *Comments Due:* March 25, 2011 Federal Register version (76 FR 12178)
34-63966	Feb. 25, 2011	SR-FINRA-2011-009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a) *Comments Due:* March 24, 2011 Federal Register version (76 FR 11830)
34-63957	Feb. 24, 2011	SR-Phlx-2011-20	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Dividend and Merger Strategies *Comments Due:* March 23, 2011 See Also - Exhibit 5 Federal Register version (76 FR 11551)
34-63958	Feb. 24, 2011	SR-Phlx-2011-24	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols *Comments Due:* March 23, 2011 See Also - Exhibit 5 Federal Register version (76 FR 11550)
34-63959	Feb. 24, 2011	SR-NASDAQ-2011-031	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the NASDAQ Order Imbalance Snapshot *Comments Due:* March 23, 2011 Federal Register version (76 FR 11548)
34-63962	Feb. 24, 2011	SR-MSRB-2011-05	Notice of Filing and Immediate Effectiveness of Amendments to Rule A-15, on Notification To Board of Termination of Municipal Securities Activities and Change of Name or Address *Comments Due:* March 23, 2011 Federal Register version (76 FR 11545)
34-63960	Feb. 24, 2011	SR-FINRA-2011-008	Notice of Filing of a Proposed Rule Change To Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security *Comments Due:* March 24, 2011 View Received Comments See Also - Rel. No. 34-64264 Submit a Comment on SR-FINRA-2011-008 Federal Register version (76 FR 11829)
34-63950	Feb. 23, 2011	SR-MSRB-2011-04	Notice of Filing of Proposed Rule Change To Amend the MSRB Short-term Obligation Rate Transparency ("SHORT") Subscription Service *Comments Due:* March 23, 2011 See Also - Rel. No. 34-64201 Federal Register version (76 FR 11547)
34-63943	Feb. 22, 2011	SR-NYSEAMEX-2011-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposal of NYSE Euronext To Eliminate the Requirement of an 80 percent Supermajority Vote To Amend or Repeal Section 3.1 of Its Bylaws *Comments Due:* March 22, 2011 Federal Register version (76 FR 11305)
34-63942	Feb. 22, 2011	SR-NYSEARCA-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposal of NYSE Euronext To Eliminate the Requirement of an 80% Supermajority Vote To Amend or Repeal Section 3.1 of its Bylaws *Comments Due:* March 22, 2011 Federal Register version (76 FR 11300)
34-63946	Feb. 22, 2011	SR-MSRB-2011-03	Notice of Filing of Amendments to Rule G-23, on Activities of Financial Advisors *Comments Due:* March 21, 2011 View Received Comments See Also - Rel. No. 34-64564 Federal Register version (76 FR 10926)
34-63936	Feb. 22, 2011	SR-DTC-2011-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Providing Participants With a New Optional Settlement Web Interface *Comments Due:* March 18, 2011 Federal Register version (76 FR 10628)
34-63935	Feb. 18, 2011	SR-NYSEAMEX-2011-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List *Comments Due:* March 18, 2011 See Also - Exhibit 5 Federal Register version (76 FR 10633)
34-63934	Feb. 18, 2011	SR-NYSE-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List *Comments Due:* March 18, 2011 See Also - Exhibit 5 Federal Register version (76 FR 10631)
34-63925	Feb. 17, 2011	SR-NASDAQ-2011-025	Notice of Filing of Proposed Rule Change To Amend The NASDAQ OMX Group, Inc. By-Laws *Comments Due:* March 17, 2011 See Also - Rel. No. 34-64285 Federal Register version (76 FR 10418)
34-63927	Feb. 17, 2011	SR-CBOE-2011-008	Notice of Proposed Rule Change To Permit the Listing of $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes *Comments Due:* March 17, 2011 See Also - Rel. No. 34-64189 Federal Register version (76 FR 10412)
34-63917	Feb. 16, 2011	SR-CBOE-2011-017	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend an Exchange Rule Relating to Giving Proxies *Comments Due:* March 16, 2011 Federal Register version (76 FR 10078)
34-63918	Feb. 16, 2011	SR-C2-2011-005	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Supplemental Rule (a) to Chapter 4 Relating to Proxy Voting *Comments Due:* March 16, 2011 Federal Register version (76 FR 10076)
34-63916	Feb. 15, 2011	SR-BATS-2011-005	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled "Order Execution" *Comments Due:* March 15, 2011 Federal Register version (76 FR 9841)
34-63914	Feb. 15, 2011	SR-Phlx-2011-15	Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand the $2.50 Strike Price Program *Comments Due:* March 15, 2011 See Also - Exhibit 5, Rel. No. 34-64157 Federal Register version (76 FR 9846)
34-63909	Feb. 15, 2011	SR-FINRA-2011-005	Notice of Filing of Proposed Rule Change Relating to Promissory Note Proceedings *Comments Due:* March 15, 2011 See Also - Rel. No. 34-64226, Rel. No. 34-64226A Federal Register version (76 FR 9838)
34-63910	Feb. 15, 2011	SR-FINRA-2011-006	Notice of Filing of Proposed Rule Change Relating to Motions in Arbitration *Comments Due:* March 15, 2011 View Received Comments See Also - Rel. No. 34-64225 Federal Register version (76 FR 9840)
34-63905	Feb. 14, 2011	SR-Phlx-2011-17	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish and Adopt Fees for the New Short Sale Monitor Service and PSX Data Add-On *Comments Due:* March 11, 2011 View Received Comments Federal Register version (76 FR 9618)
34-63907	Feb. 14, 2011	SR-BX-2011-008	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish and Adopt Fees for the New Short Sale Monitor Service and BX Data Add-On *Comments Due:* March 11, 2011 View Received Comments Federal Register version (76 FR 9623)
34-63900	Feb. 14, 2011	SR-NASDAQ-2011-026	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Additional Routing Option *Comments Due:* March 10, 2011 See Also - Exhibit 5 Federal Register version (76 FR 9397)
34-63906	Feb. 14, 2011	SR-NASDAQ-2011-024	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish and Adopt Fees for the New Short Sale Monitor Service and Nasdaq Data Add-On *Comments Due:* March 11, 2011 View Received Comments Federal Register version (76 FR 9620)
34-63898	Feb. 11, 2011	SR-NYSE-2011-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cease Operating NYSE MatchPoint Effective February 28, 2011 and Contemporaneously Delete the Text of Rule 1500, Which Governs MatchPoint's Functionality *Comments Due:* March 11, 2011 See Also - Exhibit 5 Federal Register version (76 FR 9616)
34-63891	Feb. 11, 2011	SR-NASDAQ-2011-022	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Investor Support Program *Comments Due:* March 10, 2011 See Also - Exhibit 5 Federal Register version (76 FR 9384)
34-63892	Feb. 11, 2011	SR-NASDAQ-2011-021	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data *Comments Due:* March 10, 2011 View Received Comments See Also - Exhibit 3 Federal Register version (76 FR 9391)
34-63893	Feb. 11, 2011	SR-NASDAQ-2011-023	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Routing Option SOLV and Corresponding Fees *Comments Due:* March 10, 2011 View Received Comments See Also - Exhibit 5 Federal Register version (76 FR 9395)
34-63895	Feb. 11, 2011	SR-FINRA-2009-090	Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook *Comments Due:* March 10, 2011 View Received Comments See Also - Rel. No. 34-61168 Federal Register version (76 FR 9386)
34-63886	Feb. 10, 2011	SR-DTC-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Standard To Communicate Corporate Action Events to Participants *Comments Due:* March 9, 2011 Federal Register version (76 FR 9070)
34-63887	Feb. 10, 2011	SR-CBOE-2011-015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CFLEX Surcharge Fee Cap *Comments Due:* March 10, 2011 Federal Register version (76 FR 9383)
34-63873	Feb. 9, 2011	SR-Phlx-2011-16	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Options Services *Comments Due:* March 8, 2011 Federal Register version (76 FR 8798)
34-63880	Feb. 9, 2011	SR-Phlx-2011-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Fees for Complex Orders *Comments Due:* March 9, 2011 See Also - Exhibit 5 Federal Register version (76 FR 9067)
34-63878	Feb. 9, 2011	SR-ISE-2011-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program *Comments Due:* March 8, 2011 View Received Comments See Also - Exhibit 5 Federal Register version (76 FR 8796)
34-63876	Feb. 9, 2011	SR-CBOE-2011-013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees *Comments Due:* March 9, 2011 Federal Register version (76 FR 9064)
34-63877	Feb. 9, 2011	SR-CBOE-2011-012	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program *Comments Due:* March 8, 2011 View Received Comments Federal Register version (76 FR 8794)
34-63857	Feb. 7, 2011	SR-BATS-2011-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* March 4, 2011 Federal Register version (76 FR 7891)
34-63858	Feb. 7, 2011	SR-EDGA-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule *Comments Due:* March 8, 2011 Federal Register version (76 FR 8389)
34-63855	Feb. 7, 2011	SR-NYSE-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Forms of Broker Letters Set Forth in Exchange Rule 451 and Sections 905.02 and 905.03 of the Exchange's Listed Company Manual *Comments Due:* March 7, 2011 See Also - Exhibit 5 Federal Register version (76 FR 8386)
34-63859	Feb. 7, 2011	SR-BX-2011-007	Notice of Filing of Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship *Comments Due:* March 7, 2011 See Also - Rel. No. 34-64090
34-63852	Feb. 7, 2011	SR-NASDAQ-2011-017	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center *Comments Due:* March 8, 2011 See Also - Exhibit 5 Federal Register version (76 FR 8791)
34-63851	Feb. 7, 2011	SR-C2-2011-004	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the C2 Fees Schedule *Comments Due:* March 3, 2011 Federal Register version (76 FR 7597)
34-63842	Feb. 4, 2011	SR-CBOE-2011-009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stock-Option Orders *Comments Due:* March 3, 2011 Federal Register version (76 FR 7614)
34-63844	Feb. 4, 2011	SR-CBOE-2011-010	Notice of Filing of a Proposed Rule Change Relating to Bylaw and Related Rule Changes *Comments Due:* March 3, 2011 See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-64127 Federal Register version (76 FR 7610)
34-63845	Feb. 4, 2011	SR-C2-2011-003	Notice of Filing of a Proposed Rule Change Relating to Bylaw and Related Rule Changes *Comments Due:* March 3, 2011 See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-64128 Federal Register version (76 FR 7598)
34-63837	Feb. 3, 2011	SR-EDGX-2011-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule *Comments Due:* March 3, 2011 Federal Register version (76 FR 7620)
34-63830	Feb. 3, 2011	SR-SCCP-2011-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement Between The NASDAQ OMX Group, Inc. and Investor AB File Nos.: SR-SCCP-2011-001, SR-BSECC-2011-001 *Comments Due:* 21 days after publication in the Federal Register View Received Comments Federal Register version (76 FR 7236)
34-63839	Feb. 3, 2011	SR-EDGA-2011-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule *Comments Due:* March 3, 2011 Federal Register version (76 FR 7616)
34-63832	Feb. 3, 2011	SR-NSX-2011-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Use of Self Trade Prevention Order Modifiers *Comments Due:* March 3, 2011 See Also - Exhibit 5 Federal Register version (76 FR 7604)
34-63838	Feb. 3, 2011	SR-Phlx-2011-11	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Fees for NASDAQ OMX PSX *Comments Due:* March 3, 2011 See Also - Exhibit 5 Federal Register version (76 FR 7619)
34-63836	Feb. 3, 2011	SR-NASDAQ-2011-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4758 To Add a New Routing Option, LIST *Comments Due:* March 3, 2011 See Also - Exhibit 5 Federal Register version (76 FR 7602)
34-63831	Feb. 3, 2011	SR-CBOE-2011-011	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fees Schedule for the CBOE Stock Exchange *Comments Due:* March 3, 2011 Federal Register version (76 FR 7601)
34-63821	Feb. 2, 2011	SR-EDGX-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule *Comments Due:* March 3, 2011 Federal Register version (76 FR 7607)
34-63820	Feb. 2, 2011	SR-EDGA-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule *Comments Due:* March 3, 2011 Federal Register version (76 FR 7608)
34-63810	Feb. 1, 2011	SR-Phlx-2011-14	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding the Listing of Option Series with $1 Strike Prices *Comments Due:* February 28, 2011 See Also - Exhibit 5 Federal Register version (76 FR 6644)
34-63811	Feb. 1, 2011	SR-OCC-2011-02	Notice of Filing of Proposed Rule Change To Accommodate the Clearance of Relative Performance Options *Comments Due:* February 22, 2011 See Also - Rel. No. 34-64119, Rel. No. 34-64119 Federal Register version (76 FR 6648)
34-63809	Feb. 1, 2011	SR-NASDAQ-2011-018	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding the Listing of Option Series with $1 Strike Prices *Comments Due:* February 28, 2011 See Also - Exhibit 5 Federal Register version (76 FR 6642)
34-63815	Feb. 1, 2011	SR-NASDAQ-2011-012	Notice of Filing of Proposed Rule Change To Modify NASDAQ Options Market Rules Chapter VII, Various Sections, Dealing With Market Maker Obligations *Comments Due:* February 28, 2011 Submit a Comment on SR-NASDAQ-2011-012 Federal Register version (76 FR 6646)
34-63803	Jan. 31, 2011	SR-BATS-2011-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a $5 Strike Price Program *Comments Due:* February 28, 2011 Federal Register version (76 FR 6641)
34-63799	Jan. 31, 2011	SR-FINRA-2010-053	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Amendments to the Panel Composition Rule, and Related Rules, of the Code of Arbitration Procedure for Customer Disputes *Comments Due:* February 25, 2011 View Received Comments See Also - Rel. No. 34-63250 Federal Register version (76 FR 6500)
34-63786	Jan. 27, 2011	SR-NASDAQ-2011-013	Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to a Stockholders' Agreement Between the NASDAQ OMX Group, Inc. and Investor AB File Nos.: SR-PHLX-2011-08, SR-NASDAQ-2011-013, SR-BX-2011-04 *Comments Due:* February 24, 2011 Federal Register version (76 FR 6168)
34-63779	Jan. 26, 2011	SR-EDGX-2011-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.9 *Comments Due:* February 22, 2011 See Also - Exhibit 5 Federal Register version (76 FR 5636)
34-63778	Jan. 26, 2011	SR-EDGA-2011-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.9 *Comments Due:* February 22, 2011 See Also - Exhibit 5 Federal Register version (76 FR 5639)
34-63780	Jan. 26, 2011	SR-Phlx-2011-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Related Equity Option Cap, Active SQF Port Fees and Other Membership Fees *Comments Due:* February 23, 2011 Federal Register version (76 FR 5846)
34-63781	Jan. 26, 2011	SR-Phlx-2011-09	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Entry Port Fee *Comments Due:* February 23, 2011 Federal Register version (76 FR 5848)
34-63775	Jan. 26, 2011	SR-DTC-2011-01	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Dividends Service Guide *Comments Due:* February 23, 2011 Federal Register version (76 FR 5843)
34-63766	Jan. 25, 2011	SR-BATS-2011-002	Notice of Proposed Rule Change To Amend BATS Rules in Connection With the Implementation of Amendments to Regulation SHO *Comments Due:* February 22, 2011 See Also - Rel. No. 34-63948 Federal Register version (76 FR 5418)
34-63767	Jan. 25, 2011	SR-BYX-2011-002	Notice of Proposed Rule Change To Amend BYX Rules in Connection With the Implementation of Amendments to Regulation SHO *Comments Due:* February 22, 2011 See Also - Rel. No. 34-63947 Federal Register version (76 FR 5420)
34-63769	Jan. 25, 2011	SR-BX-2011-003	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services *Comments Due:* February 22, 2011 Federal Register version (76 FR 5423)
34-63774	Jan. 25, 2011	SR-BX-2011-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of $1 Strike Prices on the Boston Options Exchange Facility *Comments Due:* February 22, 2011 See Also - Exhibit 5 Federal Register version (76 FR 5628)
34-63761	Jan. 25, 2011	SR-ISE-2011-04	Notice of Filing of Proposed Rule Change To Establish a New Class of Market Participant for Index Options *Comments Due:* February 22, 2011 See Also - Exhibit 5, Rel. No. 34-64091 Federal Register version (76 FR 5412)
34-63771	Jan. 25, 2011	SR-ISE-2011-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series With $1 Strike Prices *Comments Due:* February 22, 2011 See Also - Exhibit 5 Federal Register version (76 FR 5642)
34-63763	Jan. 25, 2011	SR-CBOE-2011-005	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Sell Order Handling *Comments Due:* February 22, 2011 Federal Register version (76 FR 5415)
34-63772	Jan. 25, 2011	SR-CBOE-2011-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series With $1 Strike Prices *Comments Due:* February 22, 2011 Federal Register version (76 FR 5644)
34-63758	Jan. 24, 2011	SR-ISE-2011-05	Notice of Filing of Proposed Rule Change Relating to the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Ballista Holdings LLC *Comments Due:* February 18, 2011 See Also - Exhibit 5 Federal Register version (76 FR 5225)
34-63752	Jan. 21, 2011	SR-NYSEAMEX-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Criteria for Listing Special Purpose Acquisition Companies (SPACs) To Provide an Option To Hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition *Comments Due:* February 18, 2011 See Also - Exhibit 5 Federal Register version (76 FR 5229)
34-63754	Jan. 21, 2011	S7-24-89	Notice of Filing and Immediate Effectiveness of Amendment No. 23 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. *Comments Due:* February 18, 2011 Submit a Comment on S7-24-89 Federal Register version (76 FR 5231)
34-63755	Jan. 21, 2011	S7-24-89	Notice of Filing and Immediate Effectiveness of Amendment No. 24 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. *Comments Due:* February 18, 2011 Submit a Comment on S7-24-89 Federal Register version (76 FR 5227)