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Comments on MSRB Rulemaking
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule G-23, on Activities of Financial Advisors
[Release No. 34-64564; File No. SR-MSRB-2011-03]
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| Jul. 21, 2011 | Margaret C. Henry, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Jun. 24, 2011 | Larry Kidwell, CIPFA, President, Kidwell & Company Inc., Brentwood, Tennessee |
| Jun. 24, 2011 | Leslie Norwood, Managing Director and
Associate General Counsel, Securities Industry and Financial Markets Association, New York, New York |
| Jun. 24, 2011 | Robert W. Doty, AGFS, Sacramento, California |
| Jun. 24, 2011 | Colette J. Irwin-Knott, CIPFA, National Association of Independent Public Finance Advisors (NAIPFA), Montgomery, Illinois |
| Jun. 24, 2011 | F. John White, Chief Executive Officer, Public Financial Management, Inc. |
| Jun. 24, 2011 | Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association |
| Jun. 24, 2011 | W. David Hemingway, Executive Vice President, Zions First National Bank |
| Jun. 24, 2011 | Nathan R. Howard, Esq., Municipal Advisor, WM Financial Strategies |
| Jun. 23, 2011 | Joy A. Howard, Principal, WM Financial Strategies, St. Louis, Missouri |
| Jun. 17, 2011 | Robert Coulter, Chief Administrative Officer, First Southwest, Dallas, Texas |
| Jun. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a June 8, 2011, meeting with representatives of SIFMA |
| Jun. 13, 2011 | Ed Carr, Administrator, MetroWest Regional Transit Authority |
Notice of Filing of Amendments to Rule G-23, on Activities of Financial Advisors
[Release No. 34-63946; File No. SR-MSRB-2011-03]
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| May 27, 2011 | Memorandum from the Office of Commissioner Paredes regarding a May 18, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA) |
| May 18, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a May 18, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA) |
| Mar. 23, 2011 | Thomas M. DeMars, Managing Principal, Fieldman, Rolapp & Associates, Irvine, California |
| Mar. 22, 2011 | Susan Gaffney, Government Finance Officers Association, Washington, District of Columbia |
| Mar. 22, 2011 | Robert J. Stracks, Counsel, BMO Capital Markets GKST Inc., Chicago, Illinois |
| Mar. 21, 2011 | Larry W. Kidwell, CIPFA, President, Kidwell & Company Inc., Brentwood, Tennessee |
| Mar. 21, 2011 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York |
| Mar. 21, 2011 | Steve Apfelbacher, Ehlers and Associates, Roseville, Minnesota, Minnesota |
| Mar. 21, 2011 | National Association of Independent Public Finance Advisors (NAIPFA), Montgomery, Illinois |
| Mar. 21, 2011 | David A. Wagner, Sr. V.P. and Financial Advisor, Ehlers Associates, Inc. , Brookfield, Wisconsin |
| Mar. 21, 2011 | Michael Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia |
| Mar. 21, 2011 | Nathan R. Howard, Esq., Municipal Advisor, WM Financial Strategies |
| Mar. 21, 2011 | Christopher Hamel, Head, Municipal Finance, RBC Capital Markets, LLC |
| Mar. 18, 2011 | Joy A. Howard, WM Financial Strategies, St. Louis, Missouri |
| Mar. 18, 2011 | Keith Kolb, Managing Director, Director of Baird Public Finance, Robert W. Baird & Co. |
| Mar. 16, 2011 | Carl Giles |
| Mar. 16, 2011 | Hill Feinberg, Chairman and CEO, First Southwest Company, Dallas, Texas |
| Mar. 10, 2011 | Robert W. Doty, AGFS, Sacramento, California |
| Mar. 2, 2011 | Patricia E. Bowen, Vice President, Municipal Finance Department, Eastern Bank |
| Feb. 25, 2011 | F. John White, Chief Executive Officer, Public Financial Management, Inc. |
http://www.sec.gov/comments/sr-msrb-2011-03/msrb201103.shtml
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