Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt Rules Governing Guarantees, Carrying Agreements, Security Counts and Supervision of General Ledger Accounts in the Consolidated FINRA Rulebook

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Date Received
Date Letter Type Commenter Name
Public Comment D. Grant Vingoe, Arnold & Porter LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2010-061
Release Number
34-63375
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