Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility)

Filter comments


Date Sort descending	Letter Type	Commenter Name
April 1, 2011	Public Comment	Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York
March 15, 2011	Public Comment	Lisa A. Catalano, Esq., Director, Securities Arbitration Clinic, St. John's University School of Law, Queens, New York
March 15, 2011	Public Comment	William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

File Number

SR-FINRA-2011-006

Release Number

34-63910