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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook
(Release No. 34-61168; File No. SR-FINRA-2009-090)
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Aug. 31, 2010 | Racquel Russell, Financial Industry Regulatory Authority, Washington, District of Columbia |
Feb. 22, 2010 | Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc., and Michael T. Corrao, Chief Compliance Officer, Knight Equity Markets, L.P. |
Jan. 28, 2010 | Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
Jan. 18, 2010 | R. Cromwell Coulson, Chief Executive Officer, Pink OTC Markets Inc. |
Jan. 12, 2010 | Patrick Chi, Director, Chief Compliance Officer, ITG Inc. |
http://www.sec.gov/comments/sr-finra-2009-090/finra2009090.shtml
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