Notice

Release Number SEC Issue Date File Number Details
34-102832 SR-MIAX-2025-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to List and Trade...
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102830 SR-CboeEDGX-2025-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Allow the Exchange to List Options on the iShares Ethereum Trust
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102821 SR-MIAX-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to List and Trade ...
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102818 SR-NYSEARCA-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 5.3-O, 5.4-O, and 6.8-O
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102829 SR-CboeBZX-2025-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Allow the Exchange to List Options on the iShares Ethereum Trust
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102822 SR-BX-2025-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Allow the Exchange to List Options on the iShares Ethereum Trust, the Fidelity Ethereum Fund, the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, and the...
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102827 SR-PEARL-2025-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the iShares Ethereum Trust April 11,
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102826 SR-SAPPHIRE-2025-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities to List and Trade Options on the iShares Ethereum Trust
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102817 SR-NYSEARCA-2025-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 5.3-O, 5.4-O, and 6.8-O
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102828 SR-BOX-2025-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to List and Trade Options on the iShares Ethereum Trust
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102825 SR-PHLX-2025-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Allow the Exchange to List Options on the iShares Ethereum Trust, the Fidelity Ethereum Fund, the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, and the Gray
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102816 SR-NYSEAMER-2025-23 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rules 904, Rule 915, and 916
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102824 SR-NASDAQ-2025-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Allow the Exchange to List Options on the iShares Ethereum Trust, the Fidelity Ethereum Fund, the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, and the Gray
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102823 SR-ISE-2025-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Allow the Exchange to List Options on the Fidelity Ethereum Fund, the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, and the Grayscale Ethereum Mini Trust
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102814 SR-ICC-2025-005 Notice of Filing of Proposed Rule Change Relating to ICC’s Treasury Operations Policies & Procedures
See Also - Exhibit 5
34-102812 SR-NASDAQ-2025-030 WITHDRAWN on 11/25/2025 - Notice of Filing of a Proposed Rule Change to List and Trade Shares of Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
View Received Comments
34-102813 SR-NYSEARCA-2025-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: May 7, 2025
See Also - Exhibit 5
34-102811 SR-Phlx-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 2
Comments Due: May 7, 2025
See Also - Exhibit 5
34-102810 SR-NYSEAMER-2025-19 Notice of Filing and Immediate Effectiveness of Proposed Change to amend Rule 7.18E and to Make Conforming Changes to Rules 1.1E, 7.11E, and 7.35E
Comments Due: May 7, 2025
See Also - Exhibit 5
34-102809 SR-ICC-2025-004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to Fee Schedule to Introduce a Client Volume Incentive Program
Comments Due: May 7, 2025
See Also - Exhibit 5
34-102807 SR-NASDAQ-2025-031 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Obsolete Provisions from Annual Listing Fees and Failure to Meet Listing Standards
Comments Due: May 7, 2025
See Also - Exhibit 5
34-102799 SR-NYSEAMER-2024-45 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Exchange Rule 915 To Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale...
Comments Due: May 6, 2025
View Received Comments
34-102798 SR-ISE-2024-35 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Listing and Trading of Options on the iShares Ethereum Trust
Comments Due: May 6, 2025
View Received Comments
34-102797 SR-CBOE-2024-036 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Listing and Trading of Options on Shares of the Fidelity Ethereum Fund
Comments Due: May 6, 2025
View Received Comments
34-102796 SR-CboeBZX-2025-052 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: May 6, 2025
See Also - Exhibit 5
34-102789 SR-MEMX-2025-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Equities Fee Schedule Concerning Additive Rebates
Comments Due: May 5, 2025
See Also - Exhibit 5
34-102788 SR-MIAX-2025-16 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1808, Trading Sessions
Comments Due: May 5, 2025
See Also - Exhibit 5
34-102787 SR-LTSE-2025-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of Complimentary Capital Market Solutions Under LTSE Rule 14.602 to a Four-Year Term
Comments Due: May 5, 2025
See Also - Exhibit 5
34-102786 SR-NYSEARCA-2025-28 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing the Fidelity Women’s Leadership ETF and Fidelity Sustainability U.S. Equity ETF
Comments Due: May 5, 2025
34-102783 SR-MIAX-2025-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Provide Temporary Discounts to Current Subscribers to the MIAX Options Liquidity Taker Event Reports
Comments Due: May 5, 2025
See Also - Exhibit 5
34-102781 SR-FINRA-2025-002 Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks)
View Received Comments
See Also - Exhibit 5
34-102780 SR-NYSEAMER-2025-18 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain Transaction Fees and Credits in the NYSE American Equities Price List
Comments Due: May 2, 2025
See Also - Exhibit 5
34-102776 SR-CboeBZX-2025-050 Notice of Filing of a Proposed Rule Change to Amend the Franklin Bitcoin ETF, the Franklin Ethereum ETF, and the Franklin Crypto Index ETF, to Allow for In-Kind Creations and Redemptions
View Received Comments
34-102772 SR-SAPPHIRE-2025-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Exchange Rule 2005, Error Accounts
Comments Due: May 1, 2025
See Also - Exhibit 5
34-102771 SR-CboeEDGX-2025-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Introduce Clarifying Language for the Retail Equities Membership Program
Comments Due: May 1, 2025
See Also - Exhibit 5
34-102765 SR-NYSE-2025-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: April 30, 2025
See Also - Exhibit 5
34-102764 SR-CboeBZX-2025-048 (WITHDRAWN on 9/26/2025) Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Fidelity Solana Fund, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: July 31, 2025. Rebuttal Comments Due: August 14, 2025.
View Received Comments
34-102761 SR-NYSETEX-2025-01 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc.
Comments Due: April 29, 2025
See Also - Exhibit 5
34-102760 SR-CFE-2025-002 Notice of a Filing of a Proposed Rule Change to Accommodate the Use of Multiple Clearing Houses
Comments Due: April 29, 2025
View Received Comments
See Also - Exhibit 4
34-102759 SR-NYSE-2025-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.03 of the NYSE Listed Company Manual to Specify that During its First Five Years of Listing a Class of Common Equity on the Exchange an Issuer Will Only Be Subject..
Comments Due: April 29, 2025
See Also - Exhibit 5
34-102758 SR-OCC-2025-004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning a change in the maximum contingent Operational Loss Fee listed in OCC’s schedule of fees in accordance with OCC’s Capital Management Policy
Comments Due: April 29, 2025
See Also - Exhibit 3, Exhibit 5
34-102752 SR-CBOE-2025-022 Notice of Filing of a Proposed Rule Change To List P.M.-Settled Series of Options on the S&P 500 Equal Weight Index
Comments Due: June 20, 2025
View Received Comments
See Also - Exhibit 5
34-102757 SR-NSCC-2025-004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan
Comments Due: April 28, 2025
See Also - Exhibit 5
34-102755 SR-FICC-2025-007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan
Comments Due: April 28, 2025
See Also - Exhibit 5
34-102756 SR-DTC-2025-004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan
Comments Due: April 28, 2025
See Also - Exhibit 5
34-102754 SR-NYSEARCA-2025-25 (WITHDRAWN on 9/30/2025) Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Bitwise Ethereum ETF to Permit Staking of the Ether Held by the Trust
Comments Due: July 24, 2025. Rebuttal comments should be submitted by August 7, 2025.
View Received Comments
34-102753 SR-NYSE-2025-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .03 to Rule 7.19
Comments Due: April 28, 2025
See Also - Exhibit 5
34-102750 SR-NYSENAT-2025-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: April 25, 2025
See Also - Exhibit 5
34-102748 SR-NYSEARCA-2025-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: April 25, 2025
See Also - Exhibit 5
34-102747 SR-NYSECHX-2025-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: April 25, 2025
See Also - Exhibit 5
34-102745 SR-NYSEAMER-2025-17 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: April 25, 2025
See Also - Exhibit 5
34-102744 SR-NYSE-2025-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: April 25, 2025
See Also - Exhibit 5
34-102742 SR-CBOE-2025-017 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rules 4.3, 4.20, and 8.30, to Allow the Exchange to List and Trade Options on the VanEck Bitcoin Trust
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-102736 SR-CboeBZX-2025-045 WITHDRAWN on 9/18/2025 - Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Osprey Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: July 24, 2025. Rebuttal comments should be submitted by August 7, 2025.
View Received Comments
34-102737 SR-Phlx-2025-14 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4
Comments Due: April 23, 2025
See Also - Exhibit 5
34-102735 SR-LTSE-2025-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data Fees
Comments Due: April 23, 2025
See Also - Exhibit 5
34-102734 SR-MEMX-2025-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Exchange to List Options on Certain ETFs that Hold Precious Metals (Including Gold, Silver, Palladium, and Platinum)
Comments Due: April 23, 2025
See Also - Exhibit 5
34-102732 SR-LTSE-2025-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity Fees
Comments Due: April 22, 2025
See Also - Exhibit 5
34-102727 SR-CboeBYX-2025-008 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange’s Match Trade Prevention Functionality When Entering Periodic Auction Orders onto the Exchange for Execution
Comments Due: July 18, 2025
View Received Comments
See Also - Exhibit 5
34-102724 SR-CBOE-2025-016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for the Cboe Legacy Silexx Platform Versions
Comments Due: April 21, 2025
See Also - Exhibit 5
34-102723 SR-FINRA-2025-001 Notice of Filing of a Proposed Rule Change to Exempt Certain Business Development Companies from FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131 (New Issue Allocations and Distributions)
Comments Due: July 22, 2025
View Received Comments
34-102729 SR-CboeEDGX-2025-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Logical Port Fees
Comments Due: April 21, 2025
See Also - Exhibit 5
34-102722 SR-MIAX-2025-12 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1308, Supervision of Accounts
Comments Due: April 21, 2025
See Also - Exhibit 5
34-102728 SR-CboeEDGX-2025-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: April 21, 2025
34-102720 SR-CBOE-2025-020 Notice of Filing of a Proposed Rule Change to Eliminate Position and Exercise Limits for Options on the S&P 500 Equal Weight Index
Comments Due: July 18, 2025
View Received Comments
See Also - Exhibit 5
34-102726 SR-CboeBZX-2025-043 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: April 21, 2025
See Also - Exhibit 5
34-102725 SR-C2-2025-006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports March
Comments Due: April 21, 2025
See Also - Exhibit 5
34-102721 SR-CBOE-2025-019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Certain Administrative Changes Regarding SPESG, SPEQF, and SPEQX Options
Comments Due: April 21, 2025
See Also - Exhibit 5
34-102715 SR-CboeBZX-2025-042 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: April 17, 2025
See Also - Exhibit 5
34-102716 SR-CboeBZX-2025-046 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Extension Hours for BZX Early Trading Session and Addition of Early Trading Session Start Times
Comments Due: April 17, 2025
See Also - Exhibit 5
34-102712 SR-DTC-2025-003 Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption
View Received Comments
See Also - Exhibit 5
34-102708 SR-LCH SA-2025-002 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cash Spreads and Fees on Securities Collateral
Comments Due: April 17, 2025
See Also - Exhibit 5
34-102713 SR-FICC-2025-006 Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption
View Received Comments
See Also - Exhibit 5
34-102711 SR-NSCC-2025-003 Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption
View Received Comments
See Also - Exhibit 5
34-102714 SR-CboeBYX-2025-006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: April 17, 2025
See Also - Exhibit 5
34-102710 SR-EMERALD-2025-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Update the Exchange’s Email Domain and Delete the Reference to Mini-Options
Comments Due: April 17, 2025
See Also - Exhibit 5
34-102709 SR-CboeEDGA-2025-007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: April 17, 2025
See Also - Exhibit 5
34-102707 SR-NYSEARCA-2024-70 Notice of Filing of Amendment No. 3 to a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-102706 SR-CboeEDGX-2025-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: April 17, 2025
See Also - Exhibit 5
34-102705 SR-FICC-2025-005 Notice of Filing of Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD
View Received Comments
See Also - Exhibit 5
34-102704 SR-NASDAQ-2025-029 (WITHDRAWN on 9/18/2025) Notice of Filing of Proposed Rule Change to List and Trade Shares of the 21Shares Polkadot Trust under Nasdaq Rule 5711(d)
Comments Due: April 16, 2025
34-102703 SR-CboeEDGX-2025-020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Add/Remove Volume Tiers
Comments Due: April 16, 2025
See Also - Exhibit 5
34-102702 SR-CboeEDGX-2025-021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: April 16, 2025
See Also - Exhibit 5
34-102701 SR-CboeEDGA-2025-006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: April 16, 2025
See Also - Exhibit 5
34-102698 SR-NASDAQ-2025-028 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to (i) introduce a new fee credit under Equity 7, Section 118(a)(1) (Fees for Execution and Routing of Orders) and amend the fee schedule; (ii) introduce new fees and credits under Equit
Comments Due: April 15, 2025
View Received Comments
See Also - Exhibit 5
34-102697 SR-CboeBYX-2025-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: April 15, 2025
See Also - Exhibit 5
34-102696 SR-CboeBZX-2025-041 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: April 15, 2025
See Also - Exhibit 5
34-102683 SR-NYSENAT-2025-05 Notice of Filing of Proposed Change to Amend Rules 7.37 and 7.44
See Also - Exhibit 5
34-102682 SR-ISE-2024-62 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF
View Received Comments
34-102681 SR-CboeBYX-2025-007 Notice of Filing of a Proposed Rule Change Relating to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand its Retail Price Improvement Program to Include Securities Priced Below $1.00.
View Received Comments
See Also - Exhibit 5
34-102678 SR-ISE-2025-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for FLEX Options
Comments Due: April 10, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102679 SR-ICC-2025-001 Notice of Filing of Proposed Rule Change Relating to the Risk Parameter Setting and Review Policy and the Risk Management Model Description
See Also - Exhibit 3, Exhibit 5a, Exhibit 5b
34-102671 SR-MIAX-2025-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: April 9, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102673 SR-SAPPHIRE-2025-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: April 9, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102670 SR-EMERALD-2025-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: April 9, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102672 SR-PEARL-2025-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: April 9, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102663 SR-IEX-2025-02 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX Options
View Received Comments
See Also - Exhibit 5, Exhibit 4
34-102659 SR-PEARL-2025-08 Notice of Filing of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 2, by MIAX PEARL, LLC to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
Comments Due: July 14, 2025.
Rebuttal comments Due: July 28, 2025
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-102660 SR-SAPPHIRE-2025-12 Notice of Filing of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 2, by MIAX Sapphire, LLC to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
Comments Due: July 14, 2025.
Rebuttal comments Due: July 28, 2025
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-102654 SR-NSCC-2025-002 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
Comments Due: April 9, 2025
See Also - Exhibit 5, Rule 19b-4 Information