Notice

Release Number SEC Issue Date File Number Details
34-102974 SR-CBOE-2025-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange’s Plans to List and Trade Options that Overlie the S&P 500 Equal Weight Index (“SPEQX Options”)
Comments Due: May 29, 2025
See Also - Exhibit 5
34-102968 SR-CboeBZX-2025-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports
Comments Due: May 28, 2025
See Also - Exhibit 5
34-102967 SR-CboeBYX-2025-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports
Comments Due: May 28, 2025
See Also - Exhibit 5
34-102966 SR-CBOE-2025-031 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Functionality Relating to the Processing of Auction Responses
Comments Due: May 28, 2025
See Also - Exhibit 5
34-102965 SR-CboeEDGA-2025-010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports
Comments Due: May 28, 2025
See Also - Exhibit 5
34-102964 SR-IEX-2025-06 (WITHDRAWN on 5/16/25) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IEX’s Fee Schedule to Establish a Supplemental Market Quality Program
Comments Due: May 28, 2025
See Also - Exhibit 5
34-102961 SR-IEX-2025-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Circumstances under which Post Only Orders May Remove Liquidity on Entry
Comments Due: May 28, 2025
See Also - Exhibit 5
34-102962 SR-OCC-2025-005 Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation concerning modifications to OCC’s Recovery and Orderly Wind-Down Plan (“RWD Plan” or “Plan”) to align with the recently adopted SEC...
See Also - Exhibit 3, Exhibit 5
34-102960 SR-NYSE-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 1400 and 1401
Comments Due: May 27, 2025
See Also - Exhibit 5
34-102955 SR-LCH SA-2025-005 Notice of Filing of Proposed Rule Change Relating to Revisions to its Rule Book and FCM/BD Regulations related to Clearing Member Testing Requirements
See Also - Exhibit 5.1, Exhibit 5.2
34-102957 SR-NYSECHX-2025-04 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rules 1.1, 5, 7.18, 8 and Exchange Article 22, Rules 24-27
Comments Due: May 27, 2025
View Received Comments
See Also - Exhibit 5 - Amendment 1
34-102956 SR-CboeBYX-2025-007 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand its Retail Price Improvement Program to Include Securities Priced Below..
View Received Comments
34-102954 SR-NYSEARCA-2025-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: May 27, 2025
See Also - Exhibit 5
34-102945 SR-CboeBZX-2025-039 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Solana ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-102952 SR-NYSE-2025-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: May 27, 2025
See Also - Exhibit 5
34-102943 SR-NASDAQ-2025-021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Grayscale Hedera Trust (HBAR) under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
View Received Comments
34-102953 SR-NYSEAMER-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: May 27, 2025
See Also - Exhibit 5
34-102947 SR-CboeBZX-2025-037 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Rule Governing the Listing and Trading of Shares of the Franklin Crypto Index ETF to Permit Staking
34-102951 SR-NYSETEX-2025-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: May 27, 2025
See Also - Exhibit 5
34-102949 SR-CboeBZX-2025-035 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Invesco Galaxy Bitcoin ETF and the Invesco Galaxy Ethereum ETF in Order to Permit In-Kind...
View Received Comments
34-102948 SR-CboeBZX-2025-036 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Rule Governing the Listing and Trading of Shares of the Franklin Ethereum ETF to Permit Staking
Comments Due: April 8, 2025
View Received Comments
34-102946 SR-CboeBZX-2025-038 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Rule Governing the Listing and Trading of Shares of the Fidelity Ethereum Fund to Permit Staking
34-102950 SR-NYSENAT-2025-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: May 27, 2025
See Also - Exhibit 5
34-102944 SR-CboeBZX-2025-040 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin XRP Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: July 14, 2025. Rebuttal comments should be submitted by July 28, 2025
View Received Comments
34-102942 SR-NYSEARCA-2025-19 (WITHDRAWN on 9/30/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Bitwise Dogecoin ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-102941 SR-NYSEARCA-2024-87 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New NYSE Arca Rule 8.800-E to Provide for the Listing and Trading of Commodity- and/or Digital...
View Received Comments
34-102940 SR-NSCC-2025-006 Notice of Filing of Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Comments Due: May 23, 2025
View Received Comments
See Also - Exhibit 5
34-102939 SR-FICC-2025-009 Notice of Filing of Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Comments Due: May 23, 2025
View Received Comments
See Also - Exhibit 5
34-102938 SR-DTC-2025-006 Notice of Filing of Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Comments Due: July 9, 2025
View Received Comments
See Also - Exhibit 5
34-102937 SR-CBOE-2025-011 Notice of Designation of Longer Period for Commission Action to Determine Whether to Approve or Disapprove a Proposed Rule Change To Allow Certain Expiring A.M.-Settled Index Options To Trade During the Global Trading Hours Trading Session Immediately...
View Received Comments
34-102935 SR-CBOE-2025-014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 4.3 to Permit the Listing of Options on Commodity-Based Trust Shares
34-102933 SR-CboeEDGX-2025-018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 19.3 to Permit the Listing of Options on Commodity-Based Trust Shares
Comments Due: July 8, 2025. Rebuttal comments should be submitted by July 22, 2025
34-102930 SR-NYSEARCA-2025-16 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 5.3-O to Permit Options on Commodity-Based Trust Shares
Comments Due: July 8, 2025. Rebuttal Comments Due: July 22, 2025.
View Received Comments
34-102928 SR-SAPPHIRE-2025-12 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 2, to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Sha
Comments Due: July 14, 2025.
Rebuttal comments Due: July 28, 2025
View Received Comments
34-102934 SR-CboeBZX-2025-034 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 19.3 to Permit the Listing of Options on Commodity-Based Trust Shares
Comments Due: July 8, 2025. Any person who wishes to file a rebuttal to any other person's submission must file that rebuttal by July 22, 2025
34-102932 SR-MIAX-2025-07 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
View Received Comments
34-102931 SR-NYSEAMER-2025-07 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 915 to Permit Options on Commodity-Based Trust Shares
View Received Comments
34-102929 SR-PEARL-2025-08 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 2, to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust...
Comments Due: July 14, 2025.
Rebuttal comments Due: July 28, 2025
View Received Comments
34-102927 SR-PEARL-2025-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2613 Usage of Data Feeds to Reflect a Name Change
Comments Due: May 21, 2025
See Also - Exhibit 5
34-102925 SR-NYSEARCA-2025-15 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-102924 SR-NASDAQ-2025-018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Canary HBAR ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
View Received Comments
34-102923 SR-NASDAQ-2025-019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Grayscale Polkadot Trust (DOT) under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
View Received Comments
34-102921 SR-NYSEARCA-2024-70 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-102920 SR-CboeBZX-2025-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fidelity Blue Chip Growth ETF, Fidelity Blue Chip Value ETF, Fidelity Magellan ETF, Fidelity Real Estate Investment ETF, and the Fidelity Fundamental Small-Mid Cap ETF...
Comments Due: May 20, 2025
34-102918 SR-PEARL-2025-17 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2625 to Introduce a New Data Product Known as the U.S. Equity Short Volume & Trades Report
Comments Due: May 20, 2025
See Also - Exhibit 5
34-102919 SR-NSCC-2025-007 Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
Comments Due: May 20, 2025
See Also - Exhibit 5
34-102917 SR-NASDAQ-2025-032 (WITHDRAWN on 11/21/2025) Notice of Filing of Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: August 19, 2025. Rebuttal Comments Due:  September 2, 2025.
View Received Comments
34-102910 SR-FICC-2025-010 Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
Comments Due: May 19, 2025
See Also - Exhibit 5
34-102908 SR-DTC-2025-007 Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
Comments Due: May 19, 2025
See Also - Exhibit 5
34-102904 SR-NYSE-2025-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37 and 17
Comments Due: May 19, 2025
See Also - Exhibit 5
34-102903 SR-NYSEAMER-2025-24 Notice of Filing and Immediate Effectiveness of Proposed Change for Conforming Rules 7.37E and 7.45E
Comments Due: May 19, 2025
See Also - Exhibit 5
34-102898 SR-NYSE-2025-12 Notice of Filing of a Proposed Rule Change to Amend the Virtual Control Circuit Service in the Connectivity Fee Schedule
Comments Due: August 20, 2025
View Received Comments
See Also - Exhibit 5
34-102905 SR-LCH SA-2025-004 Notice of Filing of Proposed Rule Change Relating to Collateral Concentration Limits
See Also - Exhibit 3.1, Exhibit 3.2, Exhibit 5
34-102897 SR-NYSEAMER-2025-21 Notice of Filing of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend the Connectivity Fee Schedule
Comments Due: August 20, 2025
View Received Comments
See Also - Exhibit 5
34-102902 SR-NYSETEX-2025-03 Notice of Filing of a Proposed Rule Change to Amend the Virtual Control Circuit Service in the Connectivity Fee Schedule
Comments Due: August 20, 2025
View Received Comments
See Also - Exhibit 5
34-102900 SR-NYSENAT-2025-07 Notice of Filing of a Proposed Rule Change to Amend the Virtual Control Circuit Service in the Connectivity Fee Schedule
Comments Due: August 20, 2025
View Received Comments
See Also - Exhibit 5
34-102899 SR-NYSEARCA-2025-29 Notice of Filing of a Proposed Rule Change to Amend the Virtual Control Circuit Service in the Connectivity Fee Schedule
Comments Due: August 20, 2025
View Received Comments
See Also - Exhibit 5
34-102894 SR-FICC-2025-008 Notice of Filing of Proposed Rule Change Concerning the Collection of Intraday Margin
Comments Due: July 2, 2025
View Received Comments
See Also - Exhibit 5
34-102893 SR-NSCC-2025-005 Notice of Filing of Proposed Rule Change Concerning the Collection of Intraday Margin
Comments Due: July 2, 2025
View Received Comments
See Also - Exhibit 5
34-102892 SR-CboeBZX-2025-053 WITHDRAWN on 11/17/2025 - Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Canary SUI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-102890 SR-NYSEAMER-2025-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program for..
Comments Due: May 15, 2025
See Also - Exhibit 5
34-102884 SR-NYSEAMER-2025-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule Regarding Certain Fees and Rebates Applicable to Volume Executed in the CUBE Auctions
Comments Due: May 14, 2025
See Also - Exhibit 5
34-102883 SR-CBOE-2025-028 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Options Regulatory Fee Until December 31, 2025
Comments Due: May 14, 2025
See Also - Exhibit 5
34-102885 SR-NASDAQ-2025-016 (WITHDRAWN on 9/18/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Nasdaq Rule 5712 to Provide for the Listing and Trading of Commodity- and Digital Asset...
View Received Comments
34-102882 4-698 Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail
View Received Comments
34-102881 SR-EMERALD-2025-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 208, MIAX Emerald Billing System
Comments Due: May 14, 2025
See Also - Exhibit 5
34-102880 SR-SAPPHIRE-2025-16 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 208, MIAX Sapphire Billing System
Comments Due: May 14, 2025
See Also - Exhibit 5
34-102879 SR-MIAX-2025-15 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 208, MIAX Billing System
Comments Due: May 14, 2025
See Also - Exhibit 5
34-102878 SR-PEARL-2025-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Pearl Options Rule 208, MIAX Pearl Billing System, and MIAX Pearl Equities Rule 3002, Collection of Exchange Fees and Other Claims and Billing Policy
Comments Due: May 14, 2025
See Also - Exhibit 5
34-102877 SR-NYSE-2025-14 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of New Section 108.00 in the NYSE Listed Company Manual
Comments Due: May 14, 2025
See Also - Exhibit 5
34-102875 SR-LCH SA-2025-003 Notice of Filing of Proposed Rule Change Relating to Revisions to its Liquidity Risk Modelling Framework
Comments Due: May 13, 2025
See Also - Exhibit 3.1, Exhibit 3.2, Exhibit 3.3, Exhibit 3.4, Exhibit 3.5, Exhibit 3.6, Exhibit 3.7, Exhibit 5.1, Exhibit 5.2
34-102874 SR-NYSETEX-2025-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1, Reinstate Article 16, Rules 1 through 4 and Relocate Them
Comments Due: May 13, 2025
See Also - Exhibit 5
34-102870 SR-CBOE-2025-004 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Add P.M.-Settled Options on the Cboe Bitcoin U.S. ETF Index and the Mini-Cboe Bitcoin U.S. ETF Index with Third Friday Expirations, Nonstandard Expirations, and...
Comments Due: October 14, 2025
View Received Comments
34-102866 SR-ICC-2025-006 Notice of Filing of Proposed Rule Change Relating to ICC’s Governance Playbook
Comments Due: May 12, 2025
See Also - Exhibit 5
34-102865 SR-SAPPHIRE-2025-18 (WITHDRAWN on 4/16/25) Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the VanEck Bitcoin Trust
Comments Due: May 12, 2025
See Also - Exhibit 5
34-102864 SR-PEARL-2025-12 (WITHDRAWN on 4/16/25) Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the VanEck Bitcoin Trust
Comments Due: May 12, 2025
See Also - Exhibit 5
34-102862 SR-Phlx-2025-17 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx’s Complex Order Functionality
Comments Due: May 12, 2025
See Also - Exhibit 5
34-102863 SR-MIAX-2025-18 (WITHDRAWN on 4/16/25) Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to List...
Comments Due: May 12, 2025
See Also - Exhibit 5
34-102859 SR-NYSETEX-2025-02 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New York Stock Exchange Rule 4530
Comments Due: May 9, 2025
See Also - Exhibit 5
34-102856 SR-CboeBZX-2025-031 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the VanEck Bitcoin Trust and the VanEck Ethereum Trust to Permit In-Kind Creations and Redemptions
View Received Comments
34-102857 SR-CboeBZX-2025-033 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the WisdomTree Bitcoin Fund to Permit In-Kind Creations and Redemptions
View Received Comments
34-102855 SR-NYSEARCA-2025-13 (WITHDRAWN on 9/29/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Grayscale Ethereum Trust ETF and Grayscale Ethereum Mini Trust ETF to Permit Staking of the Ether Held by the Trusts
View Received Comments
34-102846 SR-MIAX-2025-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to List and Trade...
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102848 SR-SAPPHIRE-2025-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities to List and Trade Options on the Grayscale Ethereum Trust, the Grayscale Ethereum Mini Trust, and the Bitwise Ethereum E
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102845 SR-PEARL-2025-16 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the Grayscale Ethereum Trust, the Grayscale Ethereum Mini Trust, and the Bitwise Ethereum..
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102844 SR-Phlx-2025-19 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule Equity 7, Section 3, to Eliminate the Market Data Revenue Rebate Program
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102843 SR-CboeBZX-2025-049 Notice of Filing of a Proposed Rule Change to Amend Various Provisions of Exchange Rule 14.11
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102841 SR-DTC-2025-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Money Market Instruments Modernization
Comments Due: May 8, 2025
See Also - Exhibit 3, Exhibit 5
34-102842 SR-CboeEDGA-2025-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Introducing an NBBO Setter Program Under Proposed New Fee Code SS and Introducing a Definitions Section to the Fee Schedule
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102840 SR-BOX-2025-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to Permit the Listing and Trading of Options on the Grayscale Ethereum Tr
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102839 SR-BOX-2025-07 Notice of Filing of Proposed Rule Change to amend Rule 5055 to allow for cash settlement of certain FLEX Equity Options
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102838 SR-CBOE-2025-026 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to List and Trade Options on the Grayscale Ethereum Trust ETF, the Grayscale Ethereum Mini Trust ETF, and the Bitwise Ethereum ETF
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102837 SR-BOX-2025-10 Notice of Filing of Proposed Rule Change to Amend BOX Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to Permit the Listing and Trading of Options on the Fidelity Ethereum Fund
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102836 SR-CboeBZX-2025-055 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to List and Trade Options on the Grayscale Ethereum Trust ETF, the Grayscale Ethereum Mini Trust ETF, and the Bitwise Ethereum ETF
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102835 SR-CboeEDGX-2025-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to List and Trade Options on the Grayscale Ethereum Trust ETF, the Grayscale Ethereum Mini Trust ETF, and the Bitwise Ethereum ETF
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102834 SR-CboeEDGX-2025-031 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102833 SR-CboeBZX-2025-056 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102820 SR-SAPPHIRE-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities to List and Trade Options on the Fidelity Ethereum Fund
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102819 SR-PEARL-2025-15 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the Fidelity Ethereum Fund
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102831 SR-CBOE-2025-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Allow the Exchange to List Options on the iShares Ethereum Trust
Comments Due: May 8, 2025
See Also - Exhibit 5