34-82602
Jan. 30, 2018
SR-NYSEArca-2017-139
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Federal Register version (83 FR 4941)
34-82598
Jan. 30, 2018
SR-GEMX-2018-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules Comments Due: Exhibit 5 Federal Register version (83 FR 4936)
34-82597
Jan. 30, 2018
SR-BX-2018-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules Comments Due: Exhibit 5 Federal Register version (83 FR 4942)
34-82604
Jan. 30, 2018
SR-NASDAQ-2018-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules Comments Due: Exhibit 5 Federal Register version (83 FR 5154)
34-82600
Jan. 30, 2018
SR-MRX-2018-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules Comments Due: Exhibit 5 Federal Register version (83 FR 4934)
34-82599
Jan. 30, 2018
SR-ISE-2018-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules Comments Due: Exhibit 5 Federal Register version (83 FR 4947)
34-82591
Jan. 26, 2018
SR-BatsBZX-2017-54
Notice of Filing of Amendment No. 4 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 4707)
34-82592
Jan. 26, 2018
SR-NYSEArca-2017-99
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (83 FR 4704)
34-82589
Jan. 26, 2018
SR-NASDAQ-2018-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Adjustment to its Rules To Allow Sub-Penny Quoting and Order Entry in Managed Fund Shares Priced Less Than $1.00 Comments Due: Exhibit 5 Federal Register version (83 FR 4715)
34-82588
Jan. 26, 2018
SR-FICC-2018-001
Notice of Filing of Proposed Rule Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 4687)
34-82585
Jan. 25, 2018
SR-OCC-2017-020
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios Comments Due: View Received Comments Federal Register version (83 FR 4526)
34-82586
Jan. 25, 2018
SR-OCC-2017-021
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan Comments Due: Federal Register version (83 FR 4527)
34-82587
Jan. 25, 2018
SR-NYSEArca-2018-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Guggenheim Ultra Short Duration ETF and the Guggenheim Total Return Bond ETF Comments Due: Federal Register version (83 FR 4528)
34-82577
Jan. 24, 2018
SR-Phlx-2018-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate and Amend Rule 1080(l) Comments Due: Exhibit 5 Federal Register version (83 FR 4354)
34-82576
Jan. 24, 2018
SR-OCC-2018-001
Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Fee Policy Comments Due: Federal Register version (83 FR 4324)
34-82581
Jan. 24, 2018
SR-NSCC-2017-805
Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Commission's Request for Additional Information , Response to the Commission's Request for Additional Information Federal Register version (83 FR 4327)
34-82584
Jan. 24, 2018
SR-NSCC-2017-806
Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes Comments Due: View Received Comments Exhibit 5 , Commission's Request for Additional Information , Response to the Commission's Request for Additional Information Federal Register version (83 FR 4377)
34-82578
Jan. 24, 2018
SR-FINRA-2018-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Industry Essentials Examination Comments Due: Federal Register version (83 FR 4375)
34-82580
Jan. 24, 2018
SR-FICC-2017-805
Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Commission's Request for Additional Information , Response to the Commission's Request for Additional Information Federal Register version (83 FR 4341)
34-82583
Jan. 24, 2018
SR-FICC-2017-806
Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes Comments Due: View Received Comments Exhibit 5 , Commission's Request for Additional Information , Response to the Commission's Request for Additional Information Federal Register version (83 FR 4358)
34-82579
Jan. 24, 2018
SR-DTC-2017-803
Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Commission's Request for Additional Information , Response to the Commission's Request for Additional Information Federal Register version (83 FR 4310)
34-82582
Jan. 24, 2018
SR-DTC-2017-804
Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes Comments Due: View Received Comments Exhibit 5 , Commission's Request for Additional Information , Commission's Request for Additional Information Federal Register version (83 FR 4297)
34-82569
Jan. 23, 2018
SR-Phlx-2018-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VIII of the Exchange's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 4100)
34-82567
Jan. 23, 2018
SR-BX-2018-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees at Rule 7023 Comments Due: Exhibit 5 Federal Register version (83 FR 4092)
34-82574
Jan. 23, 2018
SR-BX-2018-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter IV, Section 3 Comments Due: Exhibit 5 Federal Register version (83 FR 4104)
34-82573
Jan. 23, 2018
SR-NASDAQ-2018-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Criteria for Listing Underlying Securities Comments Due: Exhibit 5 Federal Register version (83 FR 4089)
34-82570
Jan. 23, 2018
SR-LCHSA-2017-012
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt LCH SA's Recovery Plan Federal Register version (83 FR 4088)
34-82571
Jan. 23, 2018
SR-LCHSA-2017-013
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt LCH SA's Wind Down Plan Federal Register version (83 FR 4081)
34-82568
Jan. 23, 2018
SR-ISE-2018-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess Fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 4086)
34-82572
Jan. 23, 2018
SR-ISE-2018-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 502 Comments Due: Exhibit 5 Federal Register version (83 FR 4108)
34-82563
Jan. 22, 2018
SR-NYSE-2018-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (83 FR 3799)
34-82566
Jan. 22, 2018
SR-NYSE-2018-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Listing Standard for Warrants in Section 703.12 of the Exchange's Listed Company Manual Comments Due: Exhibit 5 Federal Register version (83 FR 3794)
34-82565
Jan. 22, 2018
SR-NYSE-2017-42
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the NYSE Listed Company Manual To Modify Its Requirements With Respect to Physical Delivery of Proxy Materials to the Exchange Comments Due: Federal Register version (83 FR 3812)
34-82558
Jan. 22, 2018
SR-CboeBZX-2017-005
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Share Comments Due: Federal Register version (83 FR 3820)
34-82559
Jan. 22, 2018
SR-CboeBZX-2017-011
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II Comments Due: View Received Comments Federal Register version (83 FR 3820)
34-82560
Jan. 22, 2018
SR-CboeBZX-2017-013
Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 3819)
34-82561
Jan. 22, 2018
SR-CboeBZX-2017-021
Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the First Trust Bitcoin Strategy ETF and the First Trust Inverse Bitcoin Strategy ETF, Each a Series of the First Trust Exchange-Traded Fund VII, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 3789)
34-82550
Jan. 19, 2018
SR-Phlx-2018-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Rule 3215 and Commentary Thereto To Codify PSX Participant Risk Settings in PSX and To Authorize the Exchange To Share Those Settings With the Clearing Member That Clears Transactions on Behalf of the PSX Participant Comments Due: Federal Register version (83 FR 3839)
34-82543
Jan. 19, 2018
SR-OCC-2018-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify OCC's Rules Regarding the Exercise Procedures for Certain Options on Futures Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (83 FR 3782)
34-82549
Jan. 19, 2018
SR-NYSEArca-2018-04
Notice of Filing of Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900-E Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 3846)
34-82545
Jan. 19, 2018
SR-BX-2018-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Rule 4765 and Commentary Thereto To Codify Participant Risk Settings and To Authorize the Exchange To Share those Risk Settings With the Clearing Member That Clears Transactions on Behalf of the Participant Comments Due: Federal Register version (83 FR 3834)
34-82541
Jan. 19, 2018
SR-NASDAQ-2018-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7047 Comments Due: Exhibit 5 Federal Register version (83 FR 3790)
34-82537
Jan. 19, 2018
SR-MRX-2018-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Introduce a New Pricing Model Comments Due: Exhibit 5 Federal Register version (83 FR 3784)
34-82542
Jan. 19, 2018
SR-ICC-2018-001
Notice Relating to the ICC Rules, ICC Risk Management Model Description Document, ICC Risk Management Framework, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework Comments Due: Exhibit 5 Federal Register version (83 FR 3821)
34-82538
Jan. 19, 2018
SR-CboeBZX-2018-005
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Cboe Vest S&P 500 Premium Income ETF Under Rule 14.11(c)(5) Comments Due: View Received Comments Federal Register version (83 FR 3807)
34-82546
Jan. 19, 2018
SR-CboeBZX-2018-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates Comments Due: Exhibit 5 Federal Register version (83 FR 3797)
34-82552
Jan. 19, 2018
SR-CboeBZX-2017-006
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares Comments Due: Federal Register version (83 FR 3819)
34-82540
Jan. 19, 2018
SR-CBOE-2018-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Customized Functionality and/or Connectivity on the Silexx Trading Platform Comments Due: Exhibit 5 Federal Register version (83 FR 3837)
34-82548
Jan. 19, 2018
SR-CBOE-2018-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Concerning Firm Incentive Programs Comments Due: Exhibit 5 Federal Register version (83 FR 3816)
34-82553
Jan. 19, 2018
SR-CBOE-2018-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 3824)
34-82547
Jan. 19, 2018
SR-BOX-2018-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Manner in Which the Exchange Assesses Its Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (83 FR 3813)
34-82534
Jan. 18, 2018
SR-OCC-2017-022
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology Comments Due: View Received Comments Federal Register version (83 FR 3376)
34-82532
Jan. 18, 2018
SR-NYSEArca-2018-02
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E Comments Due: Federal Register version (83 FR 3380)
34-82531
Jan. 18, 2018
SR-NYSE-2017-53
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With the Initial Listing Requirements Following a Business Combination Comments Due: View Received Comments Federal Register version (83 FR 3371)
34-82529
Jan. 18, 2018
SR-CBOE-2018-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Obsolete Rules Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 3372)
34-82522
Jan. 17, 2018
SR-BatsBZX-2017-34
Notice of Filing of Amendment No. 1 and Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 Comments Due: View Received Comments Corrected petition. Original petition filed January 312018 [NYSE] , Petition for Review [Nasdaq] , Notice of Intention to Petition for Review [NYSE] , Notice of Intention to Petition for Review [Nasdaq] , 2018 providing notice of Commission review of delegated action and stay of order Federal Register version (83 FR 3205)
34-82513
Jan. 17, 2018
SR-OCC-2017-809
Notice of Filing of Advance Notice Concerning Enhanced and New Tools for Recovery Scenarios Comments Due: View Received Comments Exhibit 5a Federal Register version (83 FR 3244)
34-82514
Jan. 17, 2018
SR-OCC-2017-810
Notice of Filing of Advance Notice Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 3224)
34-82516
Jan. 17, 2018
SR-GEMX-2018-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders Comments Due: Federal Register version (83 FR 3235)
34-82523
Jan. 17, 2018
SR-MRX-2018-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders Comments Due: Federal Register version (83 FR 3196)
34-82521
Jan. 17, 2018
SR-ISE-2018-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders Comments Due: Federal Register version (83 FR 3199)
34-82519
Jan. 17, 2018
SR-CboeEDGX-2018-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates Comments Due: Exhibit 5 Federal Register version (83 FR 3233)
34-82520
Jan. 17, 2018
SR-CboeEDGX-2018-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates Comments Due: Exhibit 5 Federal Register version (83 FR 3194)
34-82518
Jan. 17, 2018
SR-CboeEDGA-2018-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates Comments Due: Exhibit 5 Federal Register version (83 FR 3203)
34-82517
Jan. 17, 2018
SR-CboeBZX-2018-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates Comments Due: Exhibit 5 Federal Register version (83 FR 3242)
34-82512
Jan. 17, 2018
SR-CboeBYX-2018-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates Comments Due: Exhibit 5 Federal Register version (83 FR 3240)
34-82524
Jan. 17, 2018
SR-PEARL-2017-23
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-ISE-2017-46
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-FINRA-2017-013
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-C2-2017-018
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-BatsBZX-2017-37
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-BatsEDGX-2017-23
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-NYSEMKT-2017-30
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-NYSEArca-2017-59
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-NYSE-2017-23
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-NASDAQ-2017-055
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-MIAX-2017-20
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-IEX-2017-18
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-CBOE-2017-041
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-BOX-2017-17
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-PHLX-2017-43
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-NYSEMKT-2017-29
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-NYSEArca-2017-57
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82524
Jan. 17, 2018
SR-BX-2017-027
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3239)
34-82505
Jan. 16, 2018
SR-Phlx-2018-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Price Improvement XL Rule Comments Due: Exhibit 5 Federal Register version (83 FR 3037)
34-82504
Jan. 16, 2018
SR-NYSEArca-2018-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E Relating to Mid-Point Liquidity Orders and the Minimum Trade Size Modifier and Rule 7.36-E To Add a Definition of "Aggressing Order" Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 3038)
34-82506
Jan. 16, 2018
SR-NYSE-2018-01
Notice of Filing of Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 907.00 of the Exchange's Listed Company Manual Comments Due: Exhibit 5 Federal Register version (83 FR 3035)
34-82503
Jan. 16, 2018
SR-NYSEArca-2017-52
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-GEMX-2017-17
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-NASDAQ-2017-046
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-PEARL-2017-20
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-ISE-2017-45
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-FINRA-2017-011
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-BatsBZX-2017-38
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-C2-2017-017
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-CHX-2017-08
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-BatsEDGX-2017-22
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-NYSEMKT-2017-26
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-NYSE-2017-22
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-BX-2017-023
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
