Comments on OCC Advance Notice Rulemaking

Notice of Filing of Advance Notice Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan

Submitted Comments
Jul. 17, 2018	Memorandum from the SEC Office of Clearance and Settlement, Division of Trading and Markets
Jan. 23, 2018	Memorandum from the SEC Office of Clearance and Settlement, Division of Trading and Markets