Comments on PEARL Rulemaking

Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT

Submitted Comments (Click here for meetings with SEC officials)
Dec. 18, 2017	Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Nov. 2, 2017	Michael Simon, Chair, CAT NMS Plan Operating Committee
Sep. 29, 2017	William H. Hebert, Managing Director, Financial Information Forum
Sep. 29, 2017	Ellen Greene, Managing Director, and Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Sep. 27, 2017	William H. Hebert, Managing Director, Financial Information Forum
Sep. 27, 2017	Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Aug. 24, 2017	Deborah L. Carroll, SVP and Associate General Counsel, Miami International Securities Exchange, LLC
Meetings with SEC Officials (Click here for submitted comments from the public)
Aug. 7, 2017	Memorandum from the Division of Trading and Markets regarding a July 27, 2017, meeting with representatives of the Financial Information Forum et al.