Statements on File No. SR-BatsBZX-2017-34: Order Granting Petitions for Review and Scheduling Filing of Statements; Notice of Filing of a Proposed Rule Change to Introduce Bats Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-80683 Jeffrey S. Davis, Vice President and Deputy General Counsel, Nasdaq, Inc.
Public Comment 34-80683 Adrian Griffiths, Assistant General Counsel, Cboe Global Markets
Public Comment 34-82794 Statement of Cboe BZX Exchange, Inc. in Support of Commission Staff's Approval Order
Public Comment 34-82794 Statement of NYSE Group, Inc. in Opposition to the Division's Order Approving a Rule to Introduce Cboe Market Close
Public Comment 34-82794 Statement of the Nasdaq Stock Market LLC in Opposition to Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Cboe Market Close
Public Comment 34-80683 Elizabeth K. King, General Counsel and Corporate Secretary, New York Stock Exchange
Public Comment 34-80683 Joanne Moffic-Silver, Executive Vice President, General Counsel and Corp, Cboe Global Markets, Inc.
Meeting with SEC Officials 34-80683 Memorandum from the Office of Commissioner Kara Stein regarding a January 10, 2018, meeting with representatives of NASDAQ
Meeting with SEC Officials 34-80683 Memorandum from the Division of Trading and Markets regarding a January 5, 2018, conference call with representatives of Nasdaq
Public Comment 34-80683 Joanne Moffic-Silver, Executive Vice President, General Counsel, Cboe Global Markets, Inc.
Meeting with SEC Officials 34-80683 Memorandum from the Division of Trading and Markets regarding a December 21, 2017, meeting with representatives of Cboe Global Markets
Public Comment 34-80683 Jeffrey S. Davis, Vice President and Deputy General Counsel, Nasdaq, Inc.
Public Comment 34-80683 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Staff Study 34-80683 Memorandum from the Division of Economic and Risk Analysis
Public Comment 34-80683 Elizabeth K. King, General Counsel and Corporate Secretary, New York Stock Exchange
Meeting with SEC Officials 34-80683 Memorandum from the Division of Trading and Markets regarding a November 3, 2017, meeting with representatives of Cboe Global Markets
Meeting with SEC Officials 34-80683 Memorandum from the Division of Trading and Markets regarding an October 25, 2017, meeting with representatives of Nasdaq
Public Comment 34-80683 Joanne Moffic-Silver, Executive Vice President, General Counsel, and Corporate Secretary, Bats Global Markets, Inc., a CBOE Company
Meeting with SEC Officials 34-80683 Memorandum from the Division of Trading and Markets regarding an October 11, 2017, meeting with representatives of Nasdaq
Public Comment 34-80683 Edward S. Knight, Executive Vice President and General Counsel, Nasdaq, Inc.
Public Comment 34-80683 Gabrielle Rabinovitch, VP, Investor Relations, PayPal Holdings, Inc.
Public Comment 34-80683 Donald Bollerman
Public Comment 34-80683 Sarah A. O'Dowd, Senior Vice President, Chief Legal Officer & Secretary, Lam Research Corporation
Public Comment 34-80683 Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment 34-80683 Ari M. Rubenstein, Co-Founder and Chief Executive Officer, GTS Securities, LLC
Public Comment 34-80683 Cameron Bready, Senior Executive VP, Chief Financial Officer, Global Payments Inc.
Meeting with SEC Officials 34-80683 Memorandum from the Office of the Chairman regarding a July 20, 2017, meeting with representatives of GTS Securities LLC
Meeting with SEC Officials 34-80683 Memorandum from the Office of the Chairman regarding a June 28, 2017, meeting with representatives of GTS Securities LLC
Meeting with SEC Officials 34-80683 Memorandum from the Office of the Chairman regarding an August 16, 2017, meeting with representatives of CBOE
Public Comment 34-80683 Mike Gregoire, CEO, CA Technologies

Last Reviewed or Updated: Jan. 7, 2026

File Number
SR-BatsBZX-2017-34
Release Number
34-82794
34-80683
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