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Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT

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Date Sort descending	Letter Type	Commenter Name
Dec. 18, 2017	Public Comment	Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Nov. 2, 2017	Public Comment	Michael Simon, Chair, CAT NMS Plan Operating Committee
Sept. 29, 2017	Public Comment	Ellen Greene, Managing Director, and Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Sept. 29, 2017	Public Comment	William H. Hebert, Managing Director, Financial Information Forum
Sept. 27, 2017	Public Comment	Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Sept. 27, 2017	Public Comment	William H. Hebert, Managing Director, Financial Information Forum
Aug. 25, 2017	Public Comment	Andrew Madar, Senior Associate General Counsel, Nasdaq Inc.
Aug. 7, 2017	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a July 27, 2017, meeting with representatives of the Financial Information Forum et al.
June 22, 2017	Public Comment	Andrew Madar, Senior Associate General Counsel, Nasdaq, Inc.

File Number

SR-NASDAQ-2017-055

Release Number

34-80813

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