Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT

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Date Received
Date Letter Type Commenter Name
Public Comment Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Public Comment Michael Simon, Chair, CAT NMS Plan Operating Committee
Public Comment Ellen Greene, Managing Director, and Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Public Comment William H. Hebert, Managing Director, Financial Information Forum
Public Comment Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Public Comment William H. Hebert, Managing Director, Financial Information Forum
Public Comment Andrew Madar, Senior Associate General Counsel, Nasdaq Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 27, 2017, meeting with representatives of the Financial Information Forum et al.
Public Comment Andrew Madar, Senior Associate General Counsel, Nasdaq, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2017-055
Release Number
34-80813
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